DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• C•••••• A•••••••• L••
Latest filing May 22, 2026
First filing on the tape May 27, 2017 · 26 filings
SEC status approved since Jun 26, 2017
RAUM
$4.6B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
94%
$4.3B individuals and HNW
Advisors
39
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
52
29 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$4.6B as of May 22, 2026
Mar 27, 2018$1.5B then
HNW client RAUM$4.0B as of May 22, 2026
Mar 27, 2018$1.2B then
State-registered IARs (5.B.3)34 as of May 22, 2026
Mar 27, 201812 then
Employees (5.A)52 as of May 22, 2026
Mar 27, 201821 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 28 to 34offices 5 to 6
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
- RAUM per advisor
- $119MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $593,105derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 5.6derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +21%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.4B, 1,923 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.0B86%
- Individuals$367M7.9%
- Corporations and businesses$211M4.6%
- Charitable organizations$55.1M1.2%
- Pension and profit-sharing plans$22.3M0.5%
- Individual clients
- 1,043reported
- HNW clients
- 755reported
- Pension plan clients
- 9reported
- Charitable clients
- 8reported
- Accounts
- 7,802reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 1,923 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
37 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• S•••••••• M•••• | Hunt Valley, Md | Jun 26, 2017 | 35 y | 2 |
| L•• J••••• K•••• | Naples, Fl | Jun 26, 2017 | 27 y | 2 |
| B•••• J••• G•••••••Certified Financial Planner | Hunt Valley, Md | Jun 26, 2017 | 23 y | 2 |
| J••• D•••• M••••• | Bluffton, Sc | Jun 26, 2017 | 31 y | 2 |
| B•••• M•••••• S•••Certified Financial Planner | Hunt Valley, Md | Jun 26, 2017 | 28 y | 2 |
| J•••• M•••••• E•••••• | Hunt Valley, Md | Jun 26, 2017 | 26 y | 2 |
| R•••••• M••••• R••• | Hunt Valley, Md | Jun 26, 2017 | 32 y | 3 |
| C•••••• S•••••• H••• | Hunt Valley, Md | Jun 27, 2017 | 37 y | 2 |
| M•••• M•••• F•••• | Hunt Valley, Md | Dec 13, 2017 | 21 y | 1 |
| K•••• M•••••• C••• | Hunt Valley, Md | Mar 1, 2019 | 27 y | 2 |
| M•• P••••••• S••••••••• | Hunt Valley, Md | Jun 7, 2019 | 25 y | 2 |
| N••• M•••••• L••••••••• | Ft. Lauderdale, Fl | Jun 17, 2019 | 11 y | 0 |
| S•••••• L•••• T•••••• | Hunt Valley, Md | Nov 20, 2019 | 34 y | 2 |
| M•••••• A• A•••••••Certified Financial Planner | Hunt Valley, Md | Aug 27, 2020 | 25 y | 3 |
| R••••• J••• S•••••• | Hunt Valley, Md | Aug 10, 2021 | 28 y | 5 |
| L•••• R••••• B••••••• | Hunt Valley, Md | Feb 18, 2022 | 13 y | 0 |
| E••••• W••••• K•••••Chartered Financial Analyst | Alexandria, Va | Mar 2, 2022 | 12 y | 2 |
| K•••• R••••• W•••••Certified Financial Planner | Hunt Valley, Md | Jun 24, 2022 | 37 y | 3 |
| M••• E••••• A•••••Certified Financial Planner | Alexandria, Va | Jun 18, 2023 | 32 y | 3 |
| M•••••• D•••• P••••••Certified Financial Planner | Hunt Valley, Md | Jul 20, 2023 | 26 y | 4 |
| A••••• G••••••• W••••• | Hunt Valley, Md | Aug 8, 2023 | 12 y | 1 |
| T••••• L••• O••••• G•••••••• | Hunt Valley, Md | Mar 1, 2024 | 15 y | 1 |
| A••• H••••Certified Financial Planner | Hunt Valley, Md | Mar 4, 2024 | 18 y | 5 |
| P•••• E••••• M•••••••Chartered Financial Analyst | Morristown, Nj | May 7, 2024 | 32 y | 0 |
| E•••••••• R•••••• P•••• | Hunt Valley, Md | Aug 30, 2024 | 13 y | 0 |
| C•••• L••• H•••••• | Hunt Valley, Md | Sep 21, 2024 | 27 y | 0 |
| D••••• L••••• D•••••••• | Concord, Ma | Jan 6, 2025 | 35 y | 5 |
| J••• R•••••• P••••••••• | Bradenton, Fl | Sep 16, 2025 | 25 y | 1 |
| K•••• J••• A•••• | Hunt Valley, Md | Jan 7, 2026 | 25 y | 4 |
| J•••••• S• S•••• | Hunt Valley, Md | Apr 7, 2026 | 10 y | 1 |
| L•• J• K•••• | Hunt Valley, Md | Apr 22, 2026 | 13 y | 1 |
| J••••••• S••••• | Hunt Valley, Md | May 8, 2026 | 10 y | 0 |
| M•••••• J•••• M•••• | Hunt Valley, Md | Jun 6, 2026 | 11 y | 0 |
| A•••••• M••••• M••••• | Hunt Valley, Md | Jun 18, 2026 | 20 y | 1 |
| B•••• D••••• D•••••••••Certified Financial Planner, Chartered Financial Consultant | Hunt Valley, Md | Jul 18, 2026 | 27 y | 3 |
| C•••• M•••••• R••••••• | Hunt Valley, Md | Jul 21, 2026 | 11 y | 1 |
| J••••• W•••••• A••••Certified Financial Planner | Hunt Valley, Md | Jul 27, 2026 | 11 y | 1 |
Advisor movement
7 left, 7 joined in 12 months
net 0 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 18% of current headcount11 left over 36 months
Left, latest
- S•••••• F•••••• J••••••• to M••••• G••••• A••••••• I•••May 29, 2026 · RIA to RIA
- S•••• M••••• to M•••• F•••••••• A•••••••Apr 8, 2026 · RIA to affiliated broker-dealer or bank
- D•••• R•••••• N••••• to M••••••• W••••• M•••••••••Mar 24, 2026 · RIA to RIA
- L•••• W••••• H•••• to M••••••• W••••• M•••••••••Mar 9, 2026 · RIA to RIA
- K•• S• K••••••• to H• W•••••Feb 9, 2026 · RIA to RIA
- N••••••• R• S•••••••• to R•••••• J•••• • A••••••••• I•••Jan 23, 2026 · RIA to affiliated broker-dealer or bank
- M•••••• M• B••••••• to K••••• A••••••• S•••••••• L••Sep 29, 2025 · RIA to affiliated broker-dealer or bank
- K•••••• K•••• to R•••••• J•••• • A••••••••• I•••Sep 11, 2025 · RIA to affiliated broker-dealer or bank
- D•••• G••••••• to F•••••••• D••••••••• L•••Nov 18, 2024 · RIA to a state-registered adviser
- G••••••• T••• to F•••• P••••••• W•••••• L••Jun 24, 2024 · RIA to RIA
- W••••• A•••••• M••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Mar 8, 2024 · RIA to affiliated broker-dealer or bank
- M•••••• R• H•••••• to M•••••••• I••••••••• M••••••••• L••Apr 14, 2023 · RIA to RIA
Joined, latest
- J••••• W•••••• A•••• from M•• I•••••••• S•••••••• L••Jul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- C•••• M•••••• R••••••• from W•••• F•••• A•••••••Jul 21, 2026 · Wirehouse to independent RIA
- B•••• D••••• D••••••••• from R••••••••• A•••••••Jul 18, 2026 · RIA to RIA
- A•••••• M••••• M••••• from O•••• W•••••• I•••Jun 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- L•• J• K•••• from T• R••• P•••• A••••••• S•••••••• I•••Apr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••••• S• S•••• from T• R••• P•••• A••••••• S•••••••• I•••Apr 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- K•••• J••• A•••• from J••••• M••••••••• S•••• L••Jan 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••• R•••••• P••••••••• from C•••••• C••••••• L••Sep 16, 2025 · RIA to RIA
- S•••• M••••• from C••••••• • C••••••• I•••Mar 3, 2025 · RIA to RIA
- D••••• L••••• D•••••••• from G•••••••• C•••••• A•••••••Jan 6, 2025 · RIA to RIA
- L•••• W••••• H•••• from P•••••• W••••• A•••••••• L•••Oct 18, 2024 · RIA to RIA
- S•••••• F•••••• J••••••• from M•••• I••••••••• A••••••• S••••••• I••Jun 18, 2024 · RIA to RIA
- D•••• G••••••• from T• R••• P•••• A••••••• S•••••••• I•••Apr 17, 2024 · Affiliated broker-dealer or bank to independent RIA
- A••• H•••• from M••••• S••••••Mar 4, 2024 · Wirehouse to independent RIA
- T••••• L••• O••••• G•••••••• from F•••• C•••••• A••••••• S•••••••Mar 1, 2024 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from V•••••• P•••••• W•••••• L••Aug 15, 2023 · Naples, Fl
- 9 joined from H•••••••• A•••••••• L••Jun 30, 2017 · Hunt Valley, Md
- 2 joined from H•••••••• A•••••••• L••Jun 30, 2017 · Reston, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• K••••• M•••••• · Chief Compliance Officer & Chief Operating Officercontrolsince 02/2019 · owns less than 5%
- G•••••••• B••••• J••• · Membercontrolsince 04/2017 · owns less than 5%
- H•••• C••••••• S•••••• · Membercontrolsince 04/2017 · owns 5% to 10%
- K••••• L••• J••••• · Chief Executive Officercontrolsince 04/2017 · owns less than 5%
- M••••• M••••••• S•••••••• · Membercontrolsince 04/2017 · owns 5% to 10%
- M•••••• J•••• D•••• · Membercontrolsince 04/2017 · owns less than 5%
- N••• T•••••• J••• · President Officercontrolsince 04/2017 · owns less than 5%
- P••••• A••••• A•••••• · Membercontrolsince 01/2019 · owns less than 5%
- R•••• R••••••• M••••• · Membercontrolsince 04/2017 · owns less than 5%
- S•••• B••••• M•••••• · Membercontrolsince 04/2017 · owns less than 5%
- T••••••• S••••••• L•••• · Membercontrolsince 04/2017 · owns less than 5%
Entity owners
- V••••••• L••••• H•••••••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- I••••••••• A••••• P•••••••• L••investment advisernRAUM $257M
Advisers that list V••••••• C•••••• A•••••••• L•• as a related person
- 305842 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hunt Valley, Md · principal | 39 | 11 | 4 | ||
| Alexandria, Va | 5 | 1 | 3 | ||
| Naples, Fl | 5 | 0 | 0 | ||
| New York, Ny | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Alexandria, VA3 employees
- Naples, FL1 employees
- , 1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 22, 2026H•••• C••••••• S•••••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026G•••••••• B••••• J••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026M••••• M••••••• S•••••••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- affiliate changedChange between filings · filing May 22, 2026insurance affiliate (Item 7.A.10): no on the filing of 2026-03-31, yes on the filing of 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026C•••• K••••• M•••••• (CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026P••••• A••••• A•••••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026R•••• R••••••• M••••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026T••••••• S••••••• L•••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026M•••••• J•••• D•••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing May 22, 2026S•••• B••••• M•••••• (MEMBER) left Schedule A between the filings of 2020-03-30 and 2026-05-22peers: WEALTH_I•••••••••, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Related insurance company · false to trueMar 31, 2026 to May 22, 2026
- Accounts · 7,206 to 7,802Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 28 to 29Mar 28, 2025 to Mar 31, 2026
- Charity clients · 7 to 8Mar 28, 2025 to Mar 31, 2026
- Corporate clients · 56 to 61Mar 28, 2025 to Mar 31, 2026
- HNW clients · 723 to 755Mar 28, 2025 to Mar 31, 2026
- Individual clients · 956 to 1,043Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.2B to $1.4BMar 28, 2025 to Mar 31, 2026
- Employees · 49 to 52Mar 28, 2025 to Mar 31, 2026
- State-registered IARs · 28 to 34Mar 28, 2025 to Mar 31, 2026
- Other offices · 5 to 6Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.8B to $4.4BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $3.4B to $4.0BMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $269M to $367MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $162M to $188MMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $20.7M to $22.3MMar 28, 2025 to Mar 31, 2026
- RAUM · $3.9B to $4.6BMar 28, 2025 to Mar 31, 2026
- Accounts · 6,146 to 7,206Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 25 to 28Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 46 to 56Mar 28, 2024 to Mar 28, 2025
- HNW clients · 566 to 723Mar 28, 2024 to Mar 28, 2025
- Individual clients · 923 to 956Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · 8 to 9Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $1.0B to $1.2BMar 28, 2024 to Mar 28, 2025
- Employees · 47 to 49Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 101-250Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 25 to 28Mar 28, 2024 to Mar 28, 2025
- Other offices · 4 to 5Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.3B to $3.8BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $2.7B to $3.4BMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $376M to $269MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $162MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $17.8M to $20.7MMar 28, 2024 to Mar 28, 2025
- RAUM · $3.3B to $3.9BMar 28, 2024 to Mar 28, 2025
- Wrap assets (manager) · 0.0 to unsetMar 28, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · 0.0 to unsetMar 28, 2024 to Mar 28, 2025
- Accounts · 5,301 to 6,146Nov 8, 2023 to Mar 28, 2024
- Advisory employees · 24 to 25Nov 8, 2023 to Mar 28, 2024
- Charity clients · 9 to 7Nov 8, 2023 to Mar 28, 2024
- Corporate clients · 45 to 46Nov 8, 2023 to Mar 28, 2024
Signals
18 dated events
- S•••••• F•••••• J••••••• left V••••••• C•••••• A•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-06-12)May 29, 2026 · Advisor changed firm · fact
- S•••• M••••• left V••••••• C•••••• A•••••••• L•• for M•••• F•••••••• A••••••• (registered 2026-04-08)Apr 8, 2026 · Advisor changed firm · fact
- D•••• R•••••• N••••• left V••••••• C•••••• A•••••••• L•• for M••••••• W••••• M••••••••• (registered 2026-04-01)Mar 24, 2026 · Advisor changed firm · fact
- L•••• W••••• H•••• left V••••••• C•••••• A•••••••• L•• for M••••••• W••••• M••••••••• (registered 2026-03-22)Mar 9, 2026 · Advisor changed firm · fact
- K•• S• K••••••• left V••••••• C•••••• A•••••••• L•• for H• W••••• (registered 2026-03-09)Feb 9, 2026 · Advisor changed firm · fact
- N••••••• R• S•••••••• left V••••••• C•••••• A•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-07-30)Jan 23, 2026 · Advisor changed firm · fact
- M•••••• M• B••••••• left V••••••• C•••••• A•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-10-02)Sep 29, 2025 · Advisor changed firm · fact
- K•••••• K•••• left V••••••• C•••••• A•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-03-11)Sep 11, 2025 · Advisor changed firm · fact
- D•••• G••••••• left V••••••• C•••••• A•••••••• L•• for F•••••••• D••••••••• L••• (registered 2025-02-14)Nov 18, 2024 · Advisor changed firm · fact
- G••••••• T••• left V••••••• C•••••• A•••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-09-25)Jun 24, 2024 · Advisor changed firm · fact
- W••••• A•••••• M••••••• left V••••••• C•••••• A•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-04-22)Mar 8, 2024 · Advisor changed firm · fact
- 2 advisors left V•••••• P•••••• W•••••• L•• (Naples, FL) for V••••••• C•••••• A•••••••• L•• on the same dayAug 15, 2023 · Team lift-out · derived
- M•••••• R• H•••••• left V••••••• C•••••• A•••••••• L•• for M•••••••• I••••••••• M••••••••• L•• (registered 2023-07-05)Apr 14, 2023 · Advisor changed firm · fact
- R M•••••• Hoffman (Director) no longer on Schedule A of V••••••• C•••••• A•••••••• L•• (listed 2023-03-30, absent 2023-04-14)Apr 14, 2023 · Control person left · inference
- R M•••••• Hoffman (Director) appeared on Schedule A of V••••••• C•••••• A•••••••• L••Mar 31, 2022 · Control person joined · fact
- V••••••• C•••••• A•••••••• L•• reported RAUM $2.1B, up 33% from $1.6B (2020-03-30 to 2020-06-24)Jun 24, 2020 · RAUM change · derived
- A•••••• Avery Prkna (Member) appeared on Schedule A of V••••••• C•••••• A•••••••• L••Mar 30, 2020 · Control person joined · fact
- K•• A•••••••• L•• filed its initial SEC registration (Form ADV)May 27, 2017 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-236-4333reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 410-472-5380reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-349-0699reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/V•••••••-CAPITAL-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://RIA.PLUSreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 410-472-5380reportedpublic record, Form ADV, May 22, 2026
- Team page
- ria.plus/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $119Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026