DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hexagon Capital Partners, LLC

Independent wealth managerRogers, ArkansasCRD 305850SEC 801-117628websiteIAPD
Latest filing Mar 25, 2026
First filing on the tape Oct 14, 2019 · 12 filings
SEC status approved since Nov 14, 2019
RAUM
$965M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
64%
$622M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$193M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$965M as of Mar 25, 2026
Mar 13, 2020$417M then
HNW client RAUM$526M as of Mar 25, 2026
Mar 13, 2020$331M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Mar 13, 20204 then
Employees (5.A)8 as of Mar 25, 2026
Mar 13, 20206 then
Private funds: no history
RAUM +11% over the last fiscal year+9.8% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$193MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
78derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$746,873derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+54%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$47.5M, 79 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$526M55%
  • Corporations and businesses$317M33%
  • Individuals$95.6M10.0%
  • Pension and profit-sharing plans$17.5M1.8%
  • Charitable organizations$3.9M0.4%
Individual clients
189reported
HNW clients
203reported
Pension plan clients
10reported
Charitable clients
8reported
Accounts
1,292reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$47.5M for 79 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.64 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joshua Ryan MccaslinRogers, ArNov 27, 201917 y2
John Michael HudsonRogers, ArNov 27, 201917 y2
Brent Taylor HenryRogers, ArDec 1, 201934 y2
Dustin Clay ColebankRogers, ArDec 1, 201929 y2
Pamela R RabenRogers, ArJan 1, 202532 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Teams: two or more advisors moving together within fourteen days, from one state
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Clay Dustin Colebank · Managing Membercontrol
        since 11/2019 · owns 25% to 50%
      • Taylor Brent Henry · Managing Member And Chief Compliance Officercontrol
        since 11/2019 · owns 25% to 50%
      • Michael John Hudson · Membercontrol
        since 11/2019 · owns 10% to 25%
      • Ryan Joshua Mccaslin · Membercontrol
        since 11/2019 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Rogers, Ar · principal500
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • client count surgeChange between filings · filing Mar 25, 2026
        individual and HNW clients (Item 5.D) moved from 254.0 to 392.0 (+54.0%) between the annual amendments of 2025-03-24 and 2026-03-25; the peer median change was +5.0% (1216 comparable advisers, 96.0th percentile of changes)
        peers: independent wealth managers, $500M to $1B (1,216) · 96% percentile
      What changed
      consecutive filings, newest first
      • Accounts · 1,173 to 1,292
        Mar 24, 2025 to Mar 25, 2026
      • Charity clients · 6 to 8
        Mar 24, 2025 to Mar 25, 2026
      • Corporate clients · 48 to 35
        Mar 24, 2025 to Mar 25, 2026
      • HNW clients · 135 to 203
        Mar 24, 2025 to Mar 25, 2026
      • Individual clients · 119 to 189
        Mar 24, 2025 to Mar 25, 2026
      • Assets in custody · $42.4M to $47.5M
        Mar 24, 2025 to Mar 25, 2026
      • Discretionary RAUM · $872M to $965M
        Mar 24, 2025 to Mar 25, 2026
      • HNW RAUM · $452M to $526M
        Mar 24, 2025 to Mar 25, 2026
      • Individual RAUM · $21.7M to $95.6M
        Mar 24, 2025 to Mar 25, 2026
      • Pension RAUM · $10.1M to $17.5M
        Mar 24, 2025 to Mar 25, 2026
      • RAUM · $872M to $965M
        Mar 24, 2025 to Mar 25, 2026
      • Accounts · 1,034 to 1,173
        Jun 28, 2024 to Mar 24, 2025
      • Charity clients · unset to 6.0
        Jun 28, 2024 to Mar 24, 2025
      • Corporate clients · 35 to 48
        Jun 28, 2024 to Mar 24, 2025
      • HNW clients · 165 to 135
        Jun 28, 2024 to Mar 24, 2025
      • Individual clients · 144 to 119
        Jun 28, 2024 to Mar 24, 2025
      • Pension plan clients · 8 to 10
        Jun 28, 2024 to Mar 24, 2025
      • Pooled vehicle clients · 0.0 to unset
        Jun 28, 2024 to Mar 24, 2025
      • Assets in custody · $58.4M to $42.4M
        Jun 28, 2024 to Mar 24, 2025
      • Employees · 7 to 8
        Jun 28, 2024 to Mar 24, 2025
      • Financial planning clients · 26-50 to 251-500
        Jun 28, 2024 to Mar 24, 2025
      • Discretionary RAUM · $790M to $872M
        Jun 28, 2024 to Mar 24, 2025
      • HNW RAUM · $442M to $452M
        Jun 28, 2024 to Mar 24, 2025
      • Individual RAUM · $58.0M to $21.7M
        Jun 28, 2024 to Mar 24, 2025
      • Pension RAUM · $6.1M to $10.1M
        Jun 28, 2024 to Mar 24, 2025
      • Pooled vehicle RAUM · 0.0 to unset
        Jun 28, 2024 to Mar 24, 2025
      • RAUM · $790M to $872M
        Jun 28, 2024 to Mar 24, 2025
      • Accounts · 963 to 1,034
        Mar 9, 2023 to Mar 25, 2024
      • Advisory employees · 6 to 5
        Mar 9, 2023 to Mar 25, 2024
      • Charity clients · 4.0 to unset
        Mar 9, 2023 to Mar 25, 2024
      • Corporate clients · 30 to 35
        Mar 9, 2023 to Mar 25, 2024
      • HNW clients · 125 to 165
        Mar 9, 2023 to Mar 25, 2024
      • Individual clients · 109 to 144
        Mar 9, 2023 to Mar 25, 2024
      • Pension plan clients · 6 to 8
        Mar 9, 2023 to Mar 25, 2024
      • Assets in custody · $38.2M to $58.4M
        Mar 9, 2023 to Mar 25, 2024
      • Financial planning clients · 51-100 to 26-50
        Mar 9, 2023 to Mar 25, 2024
      • State-registered IARs · 6 to 5
        Mar 9, 2023 to Mar 25, 2024
      • Discretionary RAUM · $730M to $790M
        Mar 9, 2023 to Mar 25, 2024
      • HNW RAUM · $430M to $442M
        Mar 9, 2023 to Mar 25, 2024
      • Individual RAUM · $50.9M to $58.0M
        Mar 9, 2023 to Mar 25, 2024
      Signals
      7 dated events
      • Hexagon Capital Partners, Llc reported RAUM $597.2M, up 43% from $416.7M (2020-06-11 to 2021-03-05)
        Mar 5, 2021 · RAUM change · derived
      • Taylor Brent Henry (Managing Member And Chief Compliance Officer) appeared on Schedule A of Hexagon Capital Partners, Llc
        Nov 27, 2019 · Control person joined · fact
      • Clay Dustin Colebank (Managing Member) appeared on Schedule A of Hexagon Capital Partners, Llc
        Nov 27, 2019 · Control person joined · fact
      • Ryan Joshua Mccaslin (Member) appeared on Schedule A of Hexagon Capital Partners, Llc
        Nov 27, 2019 · Control person joined · fact
      • Michael John Hudson (Member) appeared on Schedule A of Hexagon Capital Partners, Llc
        Nov 27, 2019 · Control person joined · fact
      • Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of Hexagon Capital Partners, Llc (listed 2019-10-14, absent 2019-11-27)
        Nov 27, 2019 · Control person left · inference
      • Ozark Advisors, Llc filed its initial SEC registration (Form ADV)
        Oct 14, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      info@hexagoncapitalpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      479-340-0115reportedpublished by the firm, firm site, Sep 15, 2026
      Firm profile
      linkedin.com/company/hexagon-capital-partners-northwest-arkareportedpublic record, Form ADV, Sep 17, 2026
      Website
      hexagoncapitalpartners.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      (479) 340-0115reportedpublic record, Form ADV, Mar 25, 2026
      Contact form
      hexagoncapitalpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $193Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026