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D••••• G••••• L•

Independent wealth managerSEC-registered1 private funds· New York, New Yorkwebsite

Independent wealth manager, based in New York, New York, reporting $111M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$111M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+0.0%
Form ADV, consecutive annual filings
Private clients
77% of RAUM, $86.0M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 305883 · SEC 801-117950 · 10 filingsShow
CRD 305883SEC 801-117950First filing on the tape Dec 13, 2019, latest Mar 26, 2026SEC status approved since Jan 14, 2020IAPD
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$86.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$111M as of Mar 26, 2026
Mar 31, 2021$118M then
HNW client RAUM$86.0M as of Mar 26, 2026
Mar 31, 2021$76.4M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 31, 20210 then
Employees (5.A)0 as of Mar 26, 2026
Mar 31, 20210 then
Private funds1 as of Mar 26, 2026
Mar 31, 20211 then
RAUM +0.0% over the last fiscal year+2.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$111MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$86.0M77%
  • Pooled investment vehicles$25.0M23%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.77 fund_share=0.23 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D••••• F••• L•no longer reportedHedge Fund$217M24Dec 13, 2019
      D••••• M••••• F••• L•no longer reportedHedge Fund$44.0M40Mar 31, 2021
      D••••• I••••••••• F••• L•Hedge Fund$25.0M40Mar 26, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • Y•••••• R••••••• C••••••••• · Managing Partner, Principal, Chief Compliance Officercontrol
        since 03/2021 · owns 75% or more
      Entity owners
      • D••••• G••••• P••••••• L••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • D••••• F••• P••••••• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 1
        Mar 31, 2025 to Mar 26, 2026
      • Pooled vehicle clients · 3 to 1
        Mar 31, 2025 to Mar 26, 2026
      • HNW RAUM · $81.0M to $86.0M
        Mar 31, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $30.0M to $25.0M
        Mar 31, 2025 to Mar 26, 2026
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $117M to $111M
        Mar 29, 2024 to Mar 31, 2025
      • HNW RAUM · $73.0M to $81.0M
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $44.0M to $30.0M
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $117M to $111M
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $102M to $117M
        Mar 22, 2023 to Mar 29, 2024
      • HNW RAUM · $60.2M to $73.0M
        Mar 22, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $42.0M to $44.0M
        Mar 22, 2023 to Mar 29, 2024
      • RAUM · $102M to $117M
        Mar 22, 2023 to Mar 29, 2024
      • Discretionary RAUM · $163M to $102M
        Mar 31, 2022 to Mar 22, 2023
      • HNW RAUM · $70.9M to $60.2M
        Mar 31, 2022 to Mar 22, 2023
      • Pooled vehicle RAUM · $92.0M to $42.0M
        Mar 31, 2022 to Mar 22, 2023
      • RAUM · $163M to $102M
        Mar 31, 2022 to Mar 22, 2023
      • Accounts · 5 to 3
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 1 to 3
        Mar 31, 2021 to Mar 31, 2022
      • HQ city · unset to NEW YORK
        Mar 31, 2021 to Mar 31, 2022
      • HQ state · unset to NY
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $118M to $163M
        Mar 31, 2021 to Mar 31, 2022
      • HNW RAUM · $76.4M to $70.9M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $42.0M to $92.0M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $118M to $163M
        Mar 31, 2021 to Mar 31, 2022
      • Related bank · true to false
        Mar 31, 2021 to Mar 31, 2022
      • Succession · true to false
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 1 to 5
        Nov 10, 2020 to Mar 31, 2021
      • Advisory activities · 1 to 2
        Nov 10, 2020 to Mar 31, 2021
      • HQ city · NEW YORK to unset
        Nov 10, 2020 to Mar 31, 2021
      • HQ state · NY to unset
        Nov 10, 2020 to Mar 31, 2021
      • Discretionary RAUM · $217M to $118M
        Nov 10, 2020 to Mar 31, 2021
      • HNW RAUM · unset to 76400000.0
        Nov 10, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $217M to $42.0M
        Nov 10, 2020 to Mar 31, 2021
      • RAUM · $217M to $118M
        Nov 10, 2020 to Mar 31, 2021
      • Succession · false to true
        Nov 10, 2020 to Mar 31, 2021
      • Assets in custody · 217302950.0 to unset
        Jan 17, 2020 to Nov 10, 2020
      • Custody of client assets · true to false
        Jan 17, 2020 to Nov 10, 2020
      • Related adviser · true to false
        Jan 17, 2020 to Nov 10, 2020
      Signals
      4 dated events
      • ••• Locked
        Mar 26, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 26, 2026 · private fund no longer reported · inference
      • ••• Locked
        Mar 31, 2021 · Succession (Item 4) · fact
      • ••• Locked
        Dec 13, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026