DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••• C••••••
Legal name N•••••• C•••••• M••••••••• L••
Latest filing Aug 4, 2026
First filing on the tape Jun 28, 2024 · 7 filings
SEC status approved since Jul 25, 2024
RAUM
$226M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
10
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$226M as of Aug 4, 2026
Mar 31, 2025$218M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Mar 31, 20250 then
Employees (5.A)11 as of Aug 4, 2026
Mar 31, 202510 then
Private funds10 as of Aug 4, 2026
Mar 31, 202511 then
RAUM +3.5% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $22.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $21.6M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$226M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.6M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••• C•••••• F••• I•• L••• | Private Equity Fund | $115M | 123 | Jul 24, 2023 |
| N•••••• C•••••• F••• I• L••• | Private Equity Fund | $53.6M | 73 | Jul 24, 2023 |
| H•••••••• A••••••••• H••••••• L•• | Real Estate Fund | $32.6M | 23 | Jul 24, 2023 |
| N•••••• C•••••• F••• I•••• L••• | Private Equity Fund | $16.8M | 33 | Mar 30, 2024 |
| V•• B•••• C••• S••••••• L•• | Real Estate Fund | $13.5M | 6 | Jul 24, 2023 |
| H•••••••• P•••••••• L•• | Real Estate Fund | $11.5M | 4 | Mar 30, 2024 |
| S••••• D••••• L•• | Real Estate Fund | $11.4M | 2 | Jul 24, 2023 |
| H•••••••• N••••••••• L•• | Real Estate Fund | $6.2M | 4 | Jul 24, 2023 |
| M•••••• D•••••• B•••••••• L•• | Real Estate Fund | $4.3M | 7 | Jul 24, 2023 |
| H•••••••• A••••••••• H•••••• I•• L•• | Real Estate Fund | $3.5M | 2 | Mar 30, 2024 |
| H•••••••• S••• L•• | Real Estate Fund | $1.9M | 3 | Jul 24, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• A••• C•••••••• · Chief Compliance Officer & General Counselcontrolsince 09/2023 · owns less than 5%
- C•••• T••••• L•••• · Chief Financial Officercontrolsince 10/2023 · owns less than 5%
- H••••• B••••••• T••••• · Managing Partnercontrolsince 05/2019 · owns less than 5%
- G•••••••• G•••••• B•••••••• · Membercontrolsince 05/2019 · owns 75% or more of G••••••••• E••••••••• L••
- H•••••• M••••••• H••• · Membercontrolsince 11/2018 · owns 50% to 75% of R••• L••
- H••••• B••••••• T••••• · Managing Partnercontrolsince 07/2019 · owns 75% or more of B••• H•••••••• L••
- S••••••• M•••••••• T••••• · Membercontrolsince 05/2019 · owns 75% or more of M•• N•• L••
- S••••••• M•••• T••• · Membercontrolsince 11/2018 · owns 50% to 75% of R••• L••
Entity owners
- B••• H•••••••• L•• · Memberdirect · owns 25% to 50%
- G••••••••• E••••••••• L•• · Memberdirect · owns 10% to 25%
- M•• N•• L•• · Memberdirect · owns 10% to 25%
- R••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••••• • W•••••••• S••• P•••••••investment companyn
- G•••••••• G•••••••, LLCinvestment advisernRAUM $2.0B
- N•••••• C•••••• F••• I• G•• L••pooled vehicle sponsorn
- N•••••• C•••••• F••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 11Mar 31, 2026 to Jun 24, 2026
- Assets in custody · $20.6M to $21.6MMar 31, 2026 to Jun 24, 2026
- Employees · 12 to 11Mar 31, 2026 to Jun 24, 2026
- Discretionary RAUM · $215M to $226MMar 31, 2026 to Jun 24, 2026
- Pooled vehicle RAUM · $215M to $226MMar 31, 2026 to Jun 24, 2026
- RAUM · $215M to $226MMar 31, 2026 to Jun 24, 2026
- Accounts · 11 to 10Jun 17, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 10Jun 17, 2025 to Mar 31, 2026
- Assets in custody · $28.3M to $20.6MJun 17, 2025 to Mar 31, 2026
- Private funds · 11 to 10Jun 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $218M to $215MJun 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $218M to $215MJun 17, 2025 to Mar 31, 2026
- RAUM · $218M to $215MJun 17, 2025 to Mar 31, 2026
- Advisory employees · 10 to 12Mar 31, 2025 to Jun 17, 2025
- Assets in custody · $28.2M to $28.3MMar 31, 2025 to Jun 17, 2025
- Employees · 10 to 12Mar 31, 2025 to Jun 17, 2025
- Insurance-licensed employees · 0 to 1Mar 31, 2025 to Jun 17, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jun 17, 2025
- Discretionary RAUM · $218M to $218MMar 31, 2025 to Jun 17, 2025
- Pooled vehicle RAUM · $218M to $218MMar 31, 2025 to Jun 17, 2025
- RAUM · $218M to $218MMar 31, 2025 to Jun 17, 2025
- Assets in custody · $31.5M to $28.2MAug 1, 2024 to Mar 31, 2025
- HQ city · LITTLE ROCK to FAYETTEVILLEAug 1, 2024 to Mar 31, 2025
- Other offices · 0 to 1Aug 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $217M to $218MAug 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $217M to $218MAug 1, 2024 to Mar 31, 2025
- RAUM · $217M to $218MAug 1, 2024 to Mar 31, 2025
- HQ city · NORTH LITTLE ROCK to LITTLE ROCKJun 28, 2024 to Aug 1, 2024
- Private funds · 22 to 11Jun 28, 2024 to Aug 1, 2024
Signals
1 dated events
- N•••••• C•••••• filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- N•••••• C•••••• · Private Equityshared crd · organization
- N•••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/naturalcapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- n•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 901-626-7090reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
N•••••• C•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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