DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kayne Anderson Capital Advisors, L.P.
Latest filing Aug 6, 2026
First filing on the tape Dec 22, 2011 · 76 filings
SEC status approved since Aug 15, 1994
RAUM
$34B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$23.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$34B
derived; firm RAUM over IAPD count
Employees
310
142 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
82
reported on Schedule D
History
76 filings and snapshots on the tape
RAUM$34B as of Aug 6, 2026
Mar 30, 2012$7.0B then
HNW client RAUM$23.8M as of Aug 6, 2026
Mar 29, 2018$21.7M then
State-registered IARs (5.B.3)1 as of Aug 6, 2026
Feb 28, 201317 then
Employees (5.A)310 as of Aug 6, 2026
Feb 28, 2013166 then
Private funds82 as of Aug 6, 2026
Mar 30, 201238 then
RAUM +12% over the last fiscal year+4.5% a year over threeIARs 4 to 1
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $34BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $23.8MderivedHNW RAUM over HNW clients
- Average account
- $302MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 310.0derivedItem 5.A over advisors
- Advisors per office
- 0.1derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -75%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $32B, 93 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$32B96%
- Insurance companies$819M2.5%
- State and municipal entities$234M0.7%
- Investment companies$142M0.4%
- Corporations and businesses$103M0.3%
- High-net-worth individuals$23.8M0.1%
- Pension and profit-sharing plans$23.0M0.1%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 113reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32B for 93 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.03 related_bd=true related_bank=true bd_reps=9.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Charles Baker | Houston, Tx | Sep 18, 2006 | 27 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- James Charles Baker to Ka Fund Advisors, LLCDec 31, 2014 · Other
- Scott Howard Shlecter to Morton WealthJul 16, 2009 · Other
Joined, latest
none on the tape
Private funds
157 reported on Schedule D 7.B.(1)
All funds of Kayne Anderson Capital Advisors, L.P.
Owners and control persons
Schedule A and B, latest filing
- Charles James Baker · Director; Limited Partnercontrolsince 10/2021 · owns less than 5%
- J Matthew Barbabella · General Counsel; Limited Partner; Directorcontrolsince 07/2021 · owns less than 5%
- Stuart Paul Blank · President And Chief Operating Officer; Limited Partnercontrolsince 01/2023 · owns 5% to 10%
- Linn Douglas Goodwillie · Director; Limited Partnercontrolsince 10/2021 · owns less than 5%
- Alan Richard Kayne · Co-Chairman & Founder; Limited Partnercontrolsince 06/1994 · owns 25% to 50%
- Joseph Michael O'Neil · Chief Compliance Officer; Limited Partnercontrolsince 03/2012 · owns less than 5%
- Jerome Terrence Quinn · Vice Chairman; Limited Partnercontrolsince 07/2016 · owns less than 5%
- Albert Rabil · Chief Executive Officer; Chief Executive Officer And Managing Partner Of Ka Real Estate; Limited Partnercontrolsince 06/2021 · owns 10% to 25%
- Sydney Selznick · Director; Limited Partnercontrolsince 10/2021 · owns less than 5%
- Vose Robert Sinnott · Co-Chairman; Limited Partnercontrolsince 04/2010 · owns 10% to 25%
- Francis Paul Stapleton · Chief Financial Officer; Limited Partnercontrolsince 03/2011 · owns less than 5%
- Mosies Daniel Weingeist · Director; Limited Partnercontrolsince 10/2021 · owns less than 5%
- Alan Richard Kayne · Owner, President & Directorcontrolsince 08/1995 · owns F of Ka Holdings, Inc.
Entity owners
- Kayne Anderson Investment Management, Inc. · General Partnerdirect · owns less than 5%
- Ka Holdings, Inc. · Ownerindirect · owns F of Kayne Anderson Investment Management, Inc.
Related persons
Schedule D 7.A
- Ka Associates, Inc.broker-dealery
- Ka Credit Advisors II, LLCinvestment adviseryRAUM $395M
- Ka Credit Advisors, LLCinvestment adviseryRAUM $2.3B
- Ka Fund Advisors, LLCinvestment adviserbankyRAUM $3.2B
- Kadiv Gp, LLCpooled vehicle sponsory
- Kagr Mob Jv Manager, LLCpooled vehicle sponsory
- Kagr2 Mob Jv Manager, LLCpooled vehicle sponsory
- Kamob Gp III, LLCpooled vehicle sponsory
- Kamob Manager II, LLCpooled vehicle sponsory
- Kamob Manager, LLCpooled vehicle sponsory
- Kash Manager, LLCpooled vehicle sponsory
- Kayne Anderson Capital Advisors Uk Ltdinvestment advisery
- Kayne Anderson Core Real Estate Advisors I , LLCpooled vehicle sponsory
- Kayne Anderson Mezzanine Advisors, LLCpooled vehicle sponsory
- Kayne Anderson Mezzanine Partners Offshore, Ltd.pooled vehicle sponsory
- Kayne Anderson Multifamily Fund Advisors, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Advisors III, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Advisors IV, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Advisors V, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Advisors Vi, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Advisors Vii, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Cmbs Opportunity Fund Advisors, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Debt Advisors Europe, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Debt Advisors IV, LLCpooled vehicle sponsory
- Kayne Anderson Real Estate Opportunistic Debt Advisors II, LLCpooled vehicle sponsory
- Kayne Commercial Real Estate Debt Advisors, LLCpooled vehicle sponsory
- Kayne Credit Opportunities Advisors, LLCpooled vehicle sponsory
- Kayne Municipal Opportunity Advisors, L.P.pooled vehicle sponsory
- Kayne Partners Fund III Gp, LLCpooled vehicle sponsory
- Kayne Partners Growth Credit Gp, LLCpooled vehicle sponsory
Advisers that list Kayne Anderson Capital Advisors, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- Boca Raton, FL47 employees
- Los Angeles, CA25 employees
- Chicago, IL21 employees
- New York, NY12 employees
- Dallas, TX2 employees
- Atlanta, GA1 employees
What changed
consecutive filings, newest first
- Private funds · 81 to 82Mar 27, 2026 to May 20, 2026
- Accounts · 119 to 113May 21, 2025 to Mar 27, 2026
- Advisory employees · 132 to 142May 21, 2025 to Mar 27, 2026
- BD registered reps · 10 to 9May 21, 2025 to Mar 27, 2026
- Business name · KAYNE ANDERSON CAPITAL ADVISORS LP to KAYNE ANDERSON CAPITAL ADVISORS, L.P.May 21, 2025 to Mar 27, 2026
- Corporate clients · 2 to 3May 21, 2025 to Mar 27, 2026
- Pooled vehicle clients · 102 to 94May 21, 2025 to Mar 27, 2026
- Assets in custody · $28B to $32BMay 21, 2025 to Mar 27, 2026
- Employees · 302 to 310May 21, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to May 21, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 1May 21, 2025 to Mar 27, 2026
- Legal name · KAYNE ANDERSON CAPITAL ADVISORS LP to KAYNE ANDERSON CAPITAL ADVISORS, L.P.May 21, 2025 to Mar 27, 2026
- Private funds · 88 to 81May 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $30B to $34BMay 21, 2025 to Mar 27, 2026
- HNW RAUM · $22.8M to $23.8MMay 21, 2025 to Mar 27, 2026
- Pension RAUM · $26.0M to $23.0MMay 21, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $28B to $32BMay 21, 2025 to Mar 27, 2026
- RAUM · $30B to $34BMay 21, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to 1-10Mar 26, 2025 to May 21, 2025
- Private funds · 87 to 88Mar 26, 2025 to May 21, 2025
- Accounts · 122 to 119Feb 11, 2025 to Mar 26, 2025
- Advisory employees · 130 to 132Feb 11, 2025 to Mar 26, 2025
- Charity clients · 1 to 0Feb 11, 2025 to Mar 26, 2025
- Corporate clients · 3 to 2Feb 11, 2025 to Mar 26, 2025
- Assets in custody · $27B to $28BFeb 11, 2025 to Mar 26, 2025
- Employees · 301 to 302Feb 11, 2025 to Mar 26, 2025
- Private funds · 85 to 87Feb 11, 2025 to Mar 26, 2025
- Discretionary RAUM · $32B to $30BFeb 11, 2025 to Mar 26, 2025
- HNW RAUM · $15.8M to $22.8MFeb 11, 2025 to Mar 26, 2025
- Pension RAUM · $27.1M to $26.0MFeb 11, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $30B to $28BFeb 11, 2025 to Mar 26, 2025
- RAUM · $32B to $30BFeb 11, 2025 to Mar 26, 2025
- Accounts · 129 to 122Dec 8, 2023 to Mar 28, 2024
- Advisory employees · 131 to 130Dec 8, 2023 to Mar 28, 2024
- BD registered reps · 14 to 10Dec 8, 2023 to Mar 28, 2024
- Corporate clients · 2 to 3Dec 8, 2023 to Mar 28, 2024
- Pooled vehicle clients · 106 to 102Dec 8, 2023 to Mar 28, 2024
- Assets in custody · $26B to $27BDec 8, 2023 to Mar 28, 2024
- Employees · 300 to 301Dec 8, 2023 to Mar 28, 2024
- Insurance-licensed employees · 2 to 1Dec 8, 2023 to Mar 28, 2024
Signals
21 dated events
- Nishita Cummings (Director; Limited Partner) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2024-05-01, absent 2024-09-04)Sep 4, 2024 · Control person left · inference
- Sydney Selznick (Director; Limited Partner) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Mar 30, 2022 · Control person joined · fact
- Linn Douglas Goodwillie (Director; Limited Partner) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Mar 30, 2022 · Control person joined · fact
- Nishita Cummings (Director; Limited Partner) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Mar 30, 2022 · Control person joined · fact
- Slattery Kevin Mccarthy (Managing Partner And Vice Chairman; Limited Partner) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2021-10-06, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- E. John Anderson (Trustee Of Survivors' Trust Under The John And Marion Anderson Trust A, Dated July 30, 2002) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2021-10-06, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- G. Judith Munzig (Trustee Of Survivors' Trust Under The John And Marion Anderson Trust A, Dated July 30, 2002) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2021-10-06, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Stewart William Anderson (Trustee Of Survivors' Trust Under The John And Marion Anderson Trust A, Dated July 30, 2002) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2021-10-06, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- J Matthew Barbabella (General Counsel; Limited Partner) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Mar 30, 2022 · Control person joined · fact
- Charles James Baker (Director; Limited Partner) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Mar 30, 2022 · Control person joined · fact
- Mosies Daniel Weingeist (Director; Limited Partner) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Mar 30, 2022 · Control person joined · fact
- Vincent Jarvis Hollingsworth (General Counsel; Limited Partner) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2021-07-02, absent 2021-07-27)Jul 27, 2021 · Control person left · inference
- Jeffrey Michael Levitt (Chief Executive Officer; Limited Partner) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2021-05-05, absent 2021-07-02)Jul 2, 2021 · Control person left · inference
- Kayne Anderson Capital Advisors Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 16, 2020 · Succession (Item 4) · fact
- G. Judith Munzig (Trustee Of Survivors' Trust Under The John And Marion Anderson Trust A, Dated July 30, 2002) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Nov 27, 2019 · Control person joined · fact
- Stewart William Anderson (Trustee Of Survivors' Trust Under The John And Marion Anderson Trust A, Dated July 30, 2002) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Nov 27, 2019 · Control person joined · fact
- E. John Anderson (Trustee Of Survivors' Trust Under The John And Marion Anderson Trust A, Dated July 30, 2002) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Nov 27, 2019 · Control person joined · fact
- David Shladovsky (General Counsel) no longer on Schedule A of Kayne Anderson Capital Advisors, L.P. (listed 2019-05-10, absent 2019-08-28)Aug 28, 2019 · Control person left · inference
- Vincent Jarvis Hollingsworth (General Counsel) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.Aug 28, 2019 · Control person joined · fact
- Albert Rabil (Managing Partner And Chief Executive Offier) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.May 10, 2019 · Control person joined · fact
- Slattery Kevin Mccarthy (Managing Partner And Vice Chairman) appeared on Schedule A of Kayne Anderson Capital Advisors, L.P.May 10, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Kayne Anderson Capital Advisors, L.P. · Independent Sponsorsshared crd · capital_provider
- Kayne Anderson Capital Advisors LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kayne-anderson-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/kayne-anderson-real-estatereportedpublic record, Form ADV, Sep 18, 2026
- Website
- kaynefunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-282-7900reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Kayne Anderson Capital Advisors, L.P. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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