DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• W••••• P•• L••
Latest filing Apr 13, 2026
First filing on the tape Dec 6, 2019 · 29 filings
SEC status approved since Feb 5, 2020
RAUM
$178M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
100%
$178M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$44.6M
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$178M as of Apr 13, 2026
Mar 4, 2020$0 then
HNW client RAUM$178M as of Apr 13, 2026
Mar 16, 2021$91.6M then
State-registered IARs (5.B.3)4 as of Apr 13, 2026
Mar 4, 20202 then
Employees (5.A)8 as of Apr 13, 2026
Mar 4, 20202 then
Private funds: no history
RAUM +21% over the last fiscal year+16% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $44.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $453,585derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$178M100%
- Pension and profit-sharing plans$612,3570.3%
- Corporations and businesses$11,2600.0%
- Individual clients
- n/areported
- HNW clients
- 134reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 393reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•• M•••• R••••Certified Financial Planner | Singapore | Feb 5, 2020 | 25 y | 1 |
| D••••• J••••• W••••Certified Financial Planner | Singapore | Jul 14, 2022 | 10 y | 1 |
| M•••••• E••••• H••••••••Chartered Financial Analyst | Singapore | Jul 26, 2024 | 11 y | 0 |
| S•••• P••••••Certified Financial Planner | Grove, Nj | Nov 11, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• J••••• W•••• from P••••••••• P•••••••• L••Jul 14, 2022 · RIA to RIA
- A•• M•••• R•••• from C•••••• P•••• S••••• S•••Feb 5, 2020 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••••• D•••• · Executive Directorcontrolsince 11/2019 · owns less than 5%
- R••••• A•• M•••• · Ceo/Ccocontrolsince 06/2018 · owns less than 5%
- T•••••• A•••••• J•••• · Executive Directorcontrolsince 11/2019 · owns less than 5%
- B•••••••• M••••••• D•••• · Managing Membercontrolsince 08/2022 · owns F of A•••• W••••• L••••••
- R••••• A•• M•••• · Managing Membercontrolsince 08/2022 · owns 50% to 75% of A•••• W••••• L••••••
- T•••••• A•••••• J•••• · Managing Membercontrolsince 08/2022 · owns F of A•••• W••••• L••••••
Entity owners
- A•••• W••••• L•••••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 387 to 393Sep 25, 2025 to Mar 25, 2026
- Advisory employees · 5 to 2Sep 25, 2025 to Mar 25, 2026
- HNW clients · 133 to 134Sep 25, 2025 to Mar 25, 2026
- Pension plan clients · unset to 1.0Sep 25, 2025 to Mar 25, 2026
- Employees · 7 to 8Sep 25, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 4Sep 25, 2025 to Mar 25, 2026
- Discretionary RAUM · $124M to $160MSep 25, 2025 to Mar 25, 2026
- HNW RAUM · $147M to $178MSep 25, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $23.2M to $18.3MSep 25, 2025 to Mar 25, 2026
- Pension RAUM · unset to 612357.0Sep 25, 2025 to Mar 25, 2026
- RAUM · $147M to $178MSep 25, 2025 to Mar 25, 2026
- Financial planning clients · 101-250 to 101-250May 19, 2025 to Jul 9, 2025
- Related adviser · false to trueMay 19, 2025 to Jul 9, 2025
- Accounts · 207 to 387Nov 8, 2024 to Mar 25, 2025
- Corporate clients · unset to 1.0Nov 8, 2024 to Mar 25, 2025
- HNW clients · 160 to 133Nov 8, 2024 to Mar 25, 2025
- HQ state · unset to Nov 8, 2024 to Mar 25, 2025
- Discretionary RAUM · $67.7M to $124MNov 8, 2024 to Mar 25, 2025
- HNW RAUM · $136M to $147MNov 8, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $67.8M to $23.2MNov 8, 2024 to Mar 25, 2025
- RAUM · $136M to $147MNov 8, 2024 to Mar 25, 2025
- Accounts · 232 to 207Mar 16, 2023 to Mar 22, 2024
- Corporate clients · 1.0 to unsetMar 16, 2023 to Mar 22, 2024
- HNW clients · 177 to 160Mar 16, 2023 to Mar 22, 2024
- Discretionary RAUM · $49.4M to $67.7MMar 16, 2023 to Mar 22, 2024
- HNW RAUM · $115M to $136MMar 16, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $65.2M to $67.8MMar 16, 2023 to Mar 22, 2024
- RAUM · $115M to $136MMar 16, 2023 to Mar 22, 2024
- Accounts · 298 to 232Nov 25, 2022 to Mar 16, 2023
- HNW clients · 141 to 177Nov 25, 2022 to Mar 16, 2023
- Individual clients · 39.0 to unsetNov 25, 2022 to Mar 16, 2023
- Discretionary RAUM · $43.3M to $49.4MNov 25, 2022 to Mar 16, 2023
- HNW RAUM · $113M to $115MNov 25, 2022 to Mar 16, 2023
- Individual RAUM · 5091913.0 to unsetNov 25, 2022 to Mar 16, 2023
- Non-discretionary RAUM · $75.3M to $65.2MNov 25, 2022 to Mar 16, 2023
- RAUM · $119M to $115MNov 25, 2022 to Mar 16, 2023
- Other offices · 1 to 0Oct 20, 2022 to Nov 25, 2022
- State-registered IARs · 2 to 3Mar 14, 2022 to Oct 20, 2022
- Accounts · 252 to 298Dec 6, 2021 to Feb 18, 2022
- Advisory employees · 3 to 5Dec 6, 2021 to Feb 18, 2022
Signals
1 dated events
- A•••• W••••• P•• L•• filed its initial SEC registration (Form ADV)Dec 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• W••••• P•• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- z•••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- e••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- e•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j••••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- k••••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m••••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- s•••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 646-825-3957reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/avrio-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 6562406865reportedpublic record, Form ADV, Apr 13, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026