DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Prairieview Partners, LLC

Former SEC-registered adviserSt. Paul, MinnesotaCRD 145743SEC 801-68588websiteIAPD
Latest filing Feb 26, 2025
First filing on the tape Mar 6, 2012 · 32 filings
SEC status approved since Nov 23, 2007
RAUM
$1.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$1.1B as of Feb 26, 2025
Mar 6, 2012$184M then
HNW client RAUM$1.0B as of Feb 26, 2025
Mar 13, 2018$442M then
State-registered IARs (5.B.3)15 as of Feb 26, 2025
Mar 11, 20130 then
Employees (5.A)21 as of Feb 26, 2025
Mar 11, 20137 then
Private funds: no history
RAUM +15% over the last fiscal year+7.1% a year over threeIARs 14 to 15
Practice profile
derived from the filing of Feb 26, 2025; every figure names its basis
RAUM per advisor
$73.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
32derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$2.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
15.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+7.1%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.0B93%
  • Individuals$75.7M6.9%
Individual clients
171reported
HNW clients
311reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
462reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
11 left, 0 joined in 12 months
net -11 in 12 months0 left in 90 days0 joined in 90 days15 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Norman Robert Aylin III · Member/Chief Compliance Officercontrol
      since 11/2007 · owns 25% to 50%
    • Mark Jonathan Jaranson · Membercontrol
      since 11/2007 · owns 25% to 50%
    • Michelle Kristy Schaffer · Membercontrol
      since 11/2007 · owns 25% to 50%
    • Ann Paula Price · Partner
      since 12/2021 · owns 5% to 10%
    • John Matthew Weier · Partner
      since 12/2021 · owns 5% to 10%
    Related persons
    Schedule D 7.A
    • Kristy M. Schaffer
      insurancen
    • Paula Price
      insurancen
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    St Paul, Mn0011
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 436 to 462
      Feb 16, 2024 to Feb 26, 2025
    • Advisory employees · 14 to 15
      Feb 16, 2024 to Feb 26, 2025
    • HNW clients · 290 to 311
      Feb 16, 2024 to Feb 26, 2025
    • Individual clients · 146 to 171
      Feb 16, 2024 to Feb 26, 2025
    • Employees · 20 to 21
      Feb 16, 2024 to Feb 26, 2025
    • Financial planning clients · 251-500 to 251-500
      Feb 16, 2024 to Feb 26, 2025
    • State-registered IARs · 14 to 15
      Feb 16, 2024 to Feb 26, 2025
    • Discretionary RAUM · $941M to $1.1B
      Feb 16, 2024 to Feb 26, 2025
    • HNW RAUM · $877M to $1.0B
      Feb 16, 2024 to Feb 26, 2025
    • Individual RAUM · $72.0M to $75.7M
      Feb 16, 2024 to Feb 26, 2025
    • Non-discretionary RAUM · $7.8M to $9.2M
      Feb 16, 2024 to Feb 26, 2025
    • RAUM · $949M to $1.1B
      Feb 16, 2024 to Feb 26, 2025
    • Accounts · 422 to 436
      Oct 19, 2023 to Feb 16, 2024
    • HNW clients · 266 to 290
      Oct 19, 2023 to Feb 16, 2024
    • Individual clients · 156 to 146
      Oct 19, 2023 to Feb 16, 2024
    • Assets in custody · $73.2M to $76.6M
      Oct 19, 2023 to Feb 16, 2024
    • Employees · 18 to 20
      Oct 19, 2023 to Feb 16, 2024
    • Discretionary RAUM · $825M to $941M
      Oct 19, 2023 to Feb 16, 2024
    • HNW RAUM · $752M to $877M
      Oct 19, 2023 to Feb 16, 2024
    • Individual RAUM · $79.9M to $72.0M
      Oct 19, 2023 to Feb 16, 2024
    • Non-discretionary RAUM · $6.2M to $7.8M
      Oct 19, 2023 to Feb 16, 2024
    • RAUM · $831M to $949M
      Oct 19, 2023 to Feb 16, 2024
    • Accounts · 402 to 422
      Dec 13, 2022 to Feb 15, 2023
    • Advisory employees · 12 to 14
      Dec 13, 2022 to Feb 15, 2023
    • HNW clients · 259 to 266
      Dec 13, 2022 to Feb 15, 2023
    • Individual clients · 143 to 156
      Dec 13, 2022 to Feb 15, 2023
    • Assets in custody · $82.1M to $73.2M
      Dec 13, 2022 to Feb 15, 2023
    • Employees · 16 to 18
      Dec 13, 2022 to Feb 15, 2023
    • State-registered IARs · 12 to 14
      Dec 13, 2022 to Feb 15, 2023
    • Discretionary RAUM · $885M to $825M
      Dec 13, 2022 to Feb 15, 2023
    • HNW RAUM · $818M to $752M
      Dec 13, 2022 to Feb 15, 2023
    • Individual RAUM · $73.9M to $79.9M
      Dec 13, 2022 to Feb 15, 2023
    • Non-discretionary RAUM · $6.7M to $6.2M
      Dec 13, 2022 to Feb 15, 2023
    • RAUM · $892M to $831M
      Dec 13, 2022 to Feb 15, 2023
    • Accounts · 2,094 to 402
      Oct 22, 2021 to Mar 2, 2022
    • Advisory employees · 9 to 12
      Oct 22, 2021 to Mar 2, 2022
    • HNW clients · 238 to 259
      Oct 22, 2021 to Mar 2, 2022
    • Individual clients · 111 to 143
      Oct 22, 2021 to Mar 2, 2022
    • Assets in custody · $87.3M to $82.1M
      Oct 22, 2021 to Mar 2, 2022
    • State-registered IARs · 9 to 12
      Oct 22, 2021 to Mar 2, 2022
    Signals
    19 dated events
    • Prairieview Partners, Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $1.1B)
      Dec 20, 2025 · Left the SEC roster · derived
    • Joseph Daniel Young left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Robert Norman Aylin Iii left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Jaret Wayne Smith Hartley left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Amanda Lynne Parsons left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Dillon Joseph Essma left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Jacob William Strucel left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Luke Judson Murray left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-04)
      Oct 20, 2025 · Advisor changed firm · fact
    • Kristy Michelle Schaffer left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Jonathan Mark Jaranson left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Paula Ann Price left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Matthew John Weier left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Oct 20, 2025 · Advisor changed firm · fact
    • Prairieview Partners, LLC's advisors moved to Savant Wealth Management (ST Paul, MN): 11 of 11 registered, on the same day
      Oct 20, 2025 · Firm absorbed (people side) · derived
    • Noah Wolthuis left Prairieview Partners, Llc for Zhang Financial (registered 2025-07-23)
      Jul 24, 2025 · Advisor changed firm · fact
    • Nolan Dietel left Prairieview Partners, Llc for Lido (registered 2025-05-06)
      Jun 27, 2025 · Advisor changed firm · fact
    • Brady Wayne Peat left Prairieview Partners, Llc for Hightower Advisors, Llc (registered 2025-05-28)
      Jun 27, 2025 · Advisor changed firm · fact
    • Ellan Krubsack Howley left Prairieview Partners, Llc for Savant Wealth Management (registered 2025-09-03)
      Nov 9, 2023 · Advisor changed firm · fact
    • Monte Thomas Irwin (Member) no longer on Schedule A of Prairieview Partners, Llc (listed 2022-03-04, absent 2022-12-12)
      Dec 12, 2022 · Control person left · inference
    • Daniel Joseph Weiss left Prairieview Partners, Llc for Avrio Wealth Pte Ltd (registered 2022-07-14)
      Jul 22, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026