DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Z•••• L••
Latest filing Mar 10, 2026
First filing on the tape Oct 12, 2019 · 15 filings
SEC status approved since Nov 14, 2019
RAUM
$411M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$411M as of Mar 10, 2026
Mar 5, 2020$142M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Mar 5, 20205 then
Employees (5.A)6 as of Mar 10, 2026
Mar 5, 20205 then
Private funds: no history
RAUM +5.6% over the last fiscal year+26% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 99%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$393M96%
- Charitable organizations$14.8M3.6%
- Corporations and businesses$3.6M0.9%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 57reported
- Charitable clients
- 1reported
- Accounts
- 60reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• W••••• G•••••• | Portland, Or | Nov 22, 2021 | 20 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- T••••• A•••• C••••• to R••••••••• S••••••• A••••••• L••Mar 31, 2026 · Other
Joined, latest
- T••••• A•••• C••••• from N•••••••• F•••••••• C••••••••• L••Jan 17, 2023 · Other
- T••••• W••••• G•••••• from R•••• • Y• I••••••••• A•••••••• L••Nov 22, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• C•••••• A••• · Managercontrolsince 10/2019 · owns less than 5%
- S•••• A••••• K•••• · Manager & Ccocontrolsince 10/2019 · owns less than 5%
- H••••••• C•••••• A••• · Director & Shareholdercontrolsince 11/2019 · owns F of L••• H••• P•••••••• I••• D•• Z••• H•••••••
- K•••••• G•••• L•• · Director & Shareholdercontrolsince 12/2019 · owns 25% to 50% of L••• H••• P•••••••• I••• D•• Z••• H•••••••
- S•••• A••••• K•••• · Director & Shareholdercontrolsince 11/2019 · owns 50% to 75% of L••• H••• P•••••••• I••• D•• Z••• H•••••••
Entity owners
- L••• H••• P•••••••• I••• D•• Z••• H••••••• · Sole Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- H•••••• I••••••••• M••••••••• L•••••investment adviseryRAUM $382M
- Z••• C••••••••• L••LP sponsory
Advisers that list Z•••• L•• as a related person
- 111166 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 58 to 60Feb 20, 2025 to Feb 17, 2026
- Discretionary RAUM · $377M to $397MFeb 20, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $12.8M to $13.9MFeb 20, 2025 to Feb 17, 2026
- Pension RAUM · $375M to $393MFeb 20, 2025 to Feb 17, 2026
- RAUM · $390M to $411MFeb 20, 2025 to Feb 17, 2026
- Accounts · 56 to 58Feb 27, 2024 to Feb 20, 2025
- Pension plan clients · 55 to 57Feb 27, 2024 to Feb 20, 2025
- Financial planning clients · 0 to 0Feb 27, 2024 to Feb 20, 2025
- Discretionary RAUM · $279M to $377MFeb 27, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $10.5M to $12.8MFeb 27, 2024 to Feb 20, 2025
- Pension RAUM · $276M to $375MFeb 27, 2024 to Feb 20, 2025
- RAUM · $290M to $390MFeb 27, 2024 to Feb 20, 2025
- Accounts · 48 to 56Nov 21, 2023 to Feb 27, 2024
- Charity clients · 0 to 1Nov 21, 2023 to Feb 27, 2024
- Pension plan clients · 43 to 55Nov 21, 2023 to Feb 27, 2024
- Discretionary RAUM · $196M to $279MNov 21, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $10.2M to $10.5MNov 21, 2023 to Feb 27, 2024
- Pension RAUM · $207M to $276MNov 21, 2023 to Feb 27, 2024
- RAUM · $207M to $290MNov 21, 2023 to Feb 27, 2024
- Accounts · 1 to 48Jul 13, 2022 to Mar 1, 2023
- Advisory employees · 4 to 5Jul 13, 2022 to Mar 1, 2023
- Charity clients · 1 to 0Jul 13, 2022 to Mar 1, 2023
- Pension plan clients · 21 to 43Jul 13, 2022 to Mar 1, 2023
- Employees · 4 to 6Jul 13, 2022 to Mar 1, 2023
- State-registered IARs · 4 to 2Jul 13, 2022 to Mar 1, 2023
- Discretionary RAUM · $2.6M to $196MJul 13, 2022 to Mar 1, 2023
- Non-discretionary RAUM · $0 to $10.2MJul 13, 2022 to Mar 1, 2023
- Pension RAUM · $0 to $207MJul 13, 2022 to Mar 1, 2023
- RAUM · $2.6M to $207MJul 13, 2022 to Mar 1, 2023
- Related insurance company · true to falseJul 13, 2022 to Mar 1, 2023
- Accounts · 22 to 1Mar 4, 2022 to Jul 13, 2022
- Discretionary RAUM · $116M to $2.6MMar 4, 2022 to Jul 13, 2022
- Pension RAUM · $113M to $0Mar 4, 2022 to Jul 13, 2022
- RAUM · $116M to $2.6MMar 4, 2022 to Jul 13, 2022
- Accounts · 15 to 22Feb 25, 2021 to Mar 1, 2022
- Charity clients · 0 to 1Feb 25, 2021 to Mar 1, 2022
- Pension plan clients · 15 to 21Feb 25, 2021 to Mar 1, 2022
- Discretionary RAUM · $52.6M to $116MFeb 25, 2021 to Mar 1, 2022
- Non-discretionary RAUM · $167M to $0Feb 25, 2021 to Mar 1, 2022
- Pension RAUM · $220M to $113MFeb 25, 2021 to Mar 1, 2022
Signals
9 dated events
- T••••• A•••• C••••• left Z•••• L•• for R••••••••• S••••••• A••••••• L•• (registered 2026-05-01)Mar 31, 2026 · Advisor changed firm · fact
- G•••••• B•••• M••••• (Director & Shareholder) no longer on Schedule A of Z•••• L•• (listed 2023-03-01, absent 2023-11-21)Nov 21, 2023 · Control person left · inference
- Z•••• L•• reported RAUM $2.6M, down 98% from $115.6M (2022-03-04 to 2022-07-13)Jul 13, 2022 · RAUM change · derived
- Z•••• L•• reported RAUM $115.6M, down 47% from $219.7M (2021-02-25 to 2022-03-01)Mar 1, 2022 · RAUM change · derived
- Ann Katrina Bell (Manager) no longer on Schedule A of Z•••• L•• (listed 2021-02-25, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- M Bonnie Treichel (Manager & Cco) no longer on Schedule A of Z•••• L•• (listed 2020-09-17, absent 2021-02-25)Feb 25, 2021 · Control person left · inference
- Lee G••• K••••• (Director & Shareholder) appeared on Schedule A of Z•••• L••Dec 24, 2019 · Control person joined · fact
- G•••••• B•••• M••••• (Director & Shareholder) appeared on Schedule A of Z•••• L••Dec 24, 2019 · Control person joined · fact
- N••• L•• filed its initial SEC registration (Form ADV)Oct 12, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/teamzunareportedpublic record, Form ADV, Sep 18, 2026
- Website
- teamzuna.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 971-339-5701reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026