DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

O•• R••••••• G•••• P•••••• A•••••• G••••

Former SEC-registered adviserRoanoke, IndianaCRD 306235SEC 801-117701IAPD
Legal name O•• P•••••• A•••••• G••••• L••
Latest filing Mar 13, 2020
First filing on the tape Oct 29, 2019 · 5 filings
RAUM
$9.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$9.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$9.6M as of Mar 13, 2020
Oct 29, 2019$0 then
HNW client RAUM$7.4M as of Mar 13, 2020
Oct 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 13, 2020
Oct 29, 20190 then
Employees (5.A)11 as of Mar 13, 2020
Oct 29, 20197 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 13, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.7MderivedHNW RAUM over HNW clients
Average account
$742,191derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$7.4M77%
  • Individuals$2.2M23%
Individual clients
11reported
HNW clients
2reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
13reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • S••••••• T•••• J•••••• · Membercontrol
    since 10/2019 · owns 75% or more of T••• J• S•••••• R•• H•••••• C•••••• L••
  • S••••••••• M••••••• A••••• · Cco
    since 10/2019 · owns less than 5%
  • L••••••• R•••••• A•••••••• · Member
    since 10/2019 · owns 50% to 75% of C••• L••
  • M•••••• M••••••• P•••• · Member
    since 10/2019 · owns 75% or more of M•••• H••••••
Entity owners
  • O•• P•• H•••••• C• L•• · Member
    direct · owns 50% to 75%
  • T••• J• S•••••• R•• H•••••• C•••••• L•• · Member
    indirect · owns 75% or more of O•• P•• H•••••• C• L••
  • C••• L•• · Member
    direct · owns 10% to 25%
  • M•••• H•••••• · Member
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Beavercreek, OH1 employees
What changed
consecutive filings, newest first
  • Accounts · 0 to 13
    Dec 13, 2019 to Mar 13, 2020
  • Advisory employees · 3 to 4
    Dec 13, 2019 to Mar 13, 2020
  • HNW clients · 0 to 2
    Dec 13, 2019 to Mar 13, 2020
  • Individual clients · 0 to 11
    Dec 13, 2019 to Mar 13, 2020
  • Employees · 7 to 11
    Dec 13, 2019 to Mar 13, 2020
  • Discretionary RAUM · $0 to $9.6M
    Dec 13, 2019 to Mar 13, 2020
  • HNW RAUM · $0 to $7.4M
    Dec 13, 2019 to Mar 13, 2020
  • Individual RAUM · $0 to $2.2M
    Dec 13, 2019 to Mar 13, 2020
  • RAUM · $0 to $9.6M
    Dec 13, 2019 to Mar 13, 2020
  • Other offices · 0 to 1
    Nov 14, 2019 to Dec 13, 2019
  • Legal name · O•• R••••••• G•••• P•••••• A•••••• G•••• to O•• P•••••• A•••••• G••••• L••
    Oct 29, 2019 to Nov 14, 2019
Signals
2 dated events
  • Todd Stewart (Member) appeared on Schedule A of O•• R••••••• G•••• P•••••• A•••••• G••••
    Nov 14, 2019 · Control person joined · fact
  • O•• R••••••• G•••• P•••••• A•••••• G•••• filed its initial SEC registration (Form ADV)
    Oct 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026