DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oakridge Management Group LLC
Latest filing Mar 30, 2026
First filing on the tape Dec 6, 2019 · 21 filings
SEC status approved since Jan 6, 2020
RAUM
$1.4B
reported, Item 5.F
Discretionary
14%
of RAUM
Private clients
98%
$1.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.4B as of Mar 30, 2026
Mar 31, 2021$450M then
HNW client RAUM$1.3B as of Mar 30, 2026
Mar 31, 2021$440M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20210 then
Employees (5.A)6 as of Mar 30, 2026
Mar 31, 20213 then
Private funds8 as of Mar 30, 2026
Mar 31, 20211 then
RAUM +27% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $33.4MderivedHNW RAUM over HNW clients
- Average account
- $8.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 14%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $190M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B98%
- Pooled investment vehicles$29.6M2.2%
- Individual clients
- n/areported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 159reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $190M for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.98 fund_share=0.02 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Oakridge Alternatives Group Cogito-Remus LLCno longer reported | Private Equity Fund | $8.6M | 33 | Oct 29, 2021 |
| Oakridge Alternatives Group Z1 LLC | Private Equity Fund | $8.2M | 12 | Mar 31, 2021 |
| Oakridge Alternatives Group Shft LLCno longer reported | Private Equity Fund | $7.9M | 17 | Apr 1, 2022 |
| Oakridge Alternatives Group Rh LLC | Private Equity Fund | $7.6M | 9 | Apr 1, 2022 |
| Oakridge Alternatives Group Fjdcf LLC | Private Equity Fund | $5.5M | 6 | Apr 1, 2022 |
| Oakridge Alternatives Group Cogito-Growth LLC | Venture Capital Fund | $3.5M | 6 | Mar 31, 2023 |
| Oakridge Alternatives Group Crstgp LLC | Venture Capital Fund | $2.9M | 7 | Mar 31, 2023 |
| Oakridge Alternatives Group Cogito 2023 LLC | Private Equity Fund | $1.1M | 25 | Mar 31, 2024 |
| Oakridge Alternatives Group Flw LLC | Private Equity Fund | $610,938 | 6 | Oct 29, 2021 |
| Oakridge Alternatives Group Cgto LLC | Private Equity Fund | $286,534 | 6 | Apr 1, 2022 |
Owners and control persons
Schedule A and B, latest filing
- T Ryan Donovan · Chief Operating Officer Officercontrolsince 01/2022 · owns less than 5%
- Young Scott Phillips · Co-Chief Investment Officercontrolsince 05/2023 · owns less than 5%
- Robert Timothy Powers · President Management Group LLCcontrolsince 09/2019 · owns less than 5%
- James Michael Smith · Co-Chief Investment Officer For Discretionarycontrolsince 11/2020 · owns less than 5%
- Robert Timothy Powers · Membercontrolsince 09/2019 · owns 25% to 50% of Oakridge Holdings LLC
Entity owners
- Oakridge Holdings LLC · Sole Member Of Oakridge Management Group LLCdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 30, 2026HNW RAUM per HNW client of $33,437,559 against a peer median of $3,645,749 (1308 comparable advisers, 98.0th percentile, 14.8 robust deviations)peers: independent wealth managers, $1B to $5B (1,308) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 107 to 159Nov 10, 2025 to Mar 30, 2026
- HNW clients · 13 to 40Nov 10, 2025 to Mar 30, 2026
- Employees · 5 to 6Nov 10, 2025 to Mar 30, 2026
- Discretionary RAUM · $190M to $187MNov 10, 2025 to Mar 30, 2026
- HNW RAUM · $1.1B to $1.3BNov 10, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $890M to $1.2BNov 10, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $29.7M to $29.6MNov 10, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.4BNov 10, 2025 to Mar 30, 2026
- HQ city · DARIEN to STAMFORDMay 9, 2025 to Nov 10, 2025
- Financial planning clients · 11-25 to 11-25Mar 31, 2025 to May 9, 2025
- Accounts · 111 to 107Jul 16, 2024 to Mar 31, 2025
- HNW clients · 5 to 13Jul 16, 2024 to Mar 31, 2025
- Pooled vehicle clients · 9 to 8Jul 16, 2024 to Mar 31, 2025
- Assets in custody · $274M to $190MJul 16, 2024 to Mar 31, 2025
- Employees · 4 to 5Jul 16, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 11-25Jul 16, 2024 to Mar 31, 2025
- Private funds · 9 to 8Jul 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $212M to $190MJul 16, 2024 to Mar 31, 2025
- HNW RAUM · $1.0B to $1.1BJul 16, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $874M to $890MJul 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $39.2M to $29.7MJul 16, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.1BJul 16, 2024 to Mar 31, 2025
- Related adviser · true to falseJul 1, 2024 to Jul 8, 2024
- Related bank · true to falseJul 1, 2024 to Jul 8, 2024
- Assets in custody · $270M to $274MMar 31, 2024 to May 5, 2024
- Employees · 3 to 4Mar 31, 2024 to May 5, 2024
- Accounts · 64 to 111Aug 8, 2023 to Mar 31, 2024
- HNW clients · unset to 5.0Aug 8, 2023 to Mar 31, 2024
- Pooled vehicle clients · 8 to 9Aug 8, 2023 to Mar 31, 2024
- Assets in custody · $44.7M to $270MAug 8, 2023 to Mar 31, 2024
- Private funds · 8 to 9Aug 8, 2023 to Mar 31, 2024
- Discretionary RAUM · $85.7M to $212MAug 8, 2023 to Mar 31, 2024
- HNW RAUM · $553M to $1.0BAug 8, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $512M to $874MAug 8, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $44.7M to $39.2MAug 8, 2023 to Mar 31, 2024
- RAUM · $598M to $1.1BAug 8, 2023 to Mar 31, 2024
- Accounts · 39 to 64Dec 14, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 8Dec 14, 2022 to Mar 31, 2023
- Assets in custody · $46.7M to $44.7MDec 14, 2022 to Mar 31, 2023
- Private funds · 7 to 8Dec 14, 2022 to Mar 31, 2023
Signals
7 dated events
- Oakridge Management Group Llc reported RAUM $1.4B, up 27% from $1.1B (2025-11-10 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Oakridge Management Group Llc reported RAUM $1.1B, up 82% from $597.7M (2023-08-08 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- Varun Solan (Member) no longer on Schedule A of Oakridge Management Group Llc (listed 2023-08-08, absent 2024-03-31)Mar 31, 2024 · Control person left · inference
- Ryan Donovan (Chief Operating Officer & Chief Compliance Officer) appeared on Schedule A of Oakridge Management Group LlcMar 31, 2024 · Control person joined · fact
- Young Scott Phillips (Chief Investment Officer) appeared on Schedule A of Oakridge Management Group LlcMar 31, 2024 · Control person joined · fact
- James Michael Smith (Managing Director, Chief Investment Officer For Discretionary) appeared on Schedule A of Oakridge Management Group LlcApr 1, 2022 · Control person joined · fact
- Oakridge Management Group Llc filed its initial SEC registration (Form ADV)Dec 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Oakridge Management Group LLC · Independent Sponsorsshared crd · capital_provider
- Oakridge Management Group LLC · Private Equityshared crd · organization
- Oakridge Management Group LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 203-257-3289reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026