DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Global Capital Strategies II, LLC
Latest filing Feb 18, 2022
First filing on the tape Nov 14, 2019 · 9 filings
RAUM
$147M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
81%
$118M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
$47.7M gross assets
History
9 filings and snapshots on the tape
RAUM$147M as of Feb 18, 2022
Mar 31, 2020$0 then
HNW client RAUM$68.7M as of Feb 18, 2022
Mar 18, 2021$96.5M then
State-registered IARs (5.B.3)1 as of Feb 18, 2022
Mar 31, 20201 then
Employees (5.A)1 as of Feb 18, 2022
Mar 31, 20203 then
Private funds: 2
RAUM +17% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 18, 2022; every figure names its basis
- RAUM per advisor
- $147MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 172derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $524,728derivedHNW RAUM over HNW clients
- Average account
- $665,009derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -22%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.4M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$68.7M47%
- Individuals$49.6M34%
- Corporations and businesses$20.7M14%
- Pooled investment vehicles$4.7M3.2%
- Pension and profit-sharing plans$3.3M2.2%
- Individual clients
- 41reported
- HNW clients
- 131reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 221reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Rakesh Khilnani to GoiApr 5, 2022 · RIA to a newly registered adviser
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rakesh Khilnani · Chief Investment Officercontrolsince 06/2019 · owns 25% to 50%
- Jean Stacey Gillespie · Chief Compliance Officersince 03/2020 · owns less than 5%
Entity owners
- Avestar Capital, LLC · Ownerdirect · owns 75% or more
- Avestar Capital Holdings LLC · Ownerindirect · owns 75% or more of Avestar Capital, LLC
Related persons
Schedule D 7.A
- Avestar Advisory Llpinvestment advisery
- Avestar Capital, LLCinvestment adviseryRAUM $2.1B
- Avestar Global Opportunities Spcpooled vehicle sponsory
- Avestar Structured Note Spv Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 153 to 221Jan 6, 2022 to Feb 18, 2022
- Advisory activities · 3 to 4Jan 6, 2022 to Feb 18, 2022
- HNW clients · 94 to 131Jan 6, 2022 to Feb 18, 2022
- Assets in custody · unset to 2368877.0Jan 6, 2022 to Feb 18, 2022
- Custody of client assets · false to trueJan 6, 2022 to Feb 18, 2022
- Financial planning clients · 0 to 1-10Jan 6, 2022 to Feb 18, 2022
- Discretionary RAUM · $213M to $144MJan 6, 2022 to Feb 18, 2022
- HNW RAUM · $165M to $68.7MJan 6, 2022 to Feb 18, 2022
- Individual RAUM · $40.8M to $49.6MJan 6, 2022 to Feb 18, 2022
- Pooled vehicle RAUM · $4.7M to $4.7MJan 6, 2022 to Feb 18, 2022
- RAUM · $216M to $147MJan 6, 2022 to Feb 18, 2022
- Accounts · 241 to 153Mar 18, 2021 to Jan 6, 2022
- HNW clients · 194 to 94Mar 18, 2021 to Jan 6, 2022
- Individual clients · 27 to 41Mar 18, 2021 to Jan 6, 2022
- Pooled vehicle clients · unset to 2.0Mar 18, 2021 to Jan 6, 2022
- Private funds · unset to 2Mar 18, 2021 to Jan 6, 2022
- Discretionary RAUM · $121M to $213MMar 18, 2021 to Jan 6, 2022
- HNW RAUM · $96.5M to $165MMar 18, 2021 to Jan 6, 2022
- Individual RAUM · $5.8M to $40.8MMar 18, 2021 to Jan 6, 2022
- Non-discretionary RAUM · $4.6M to $3.3MMar 18, 2021 to Jan 6, 2022
- Pension RAUM · $2.5M to $3.3MMar 18, 2021 to Jan 6, 2022
- Pooled vehicle RAUM · unset to 4656230.0Mar 18, 2021 to Jan 6, 2022
- RAUM · $125M to $216MMar 18, 2021 to Jan 6, 2022
- Accounts · 0 to 241Nov 13, 2020 to Mar 18, 2021
- Advisory employees · 2 to 1Nov 13, 2020 to Mar 18, 2021
- Advisory activities · 4 to 3Nov 13, 2020 to Mar 18, 2021
- BD registered reps · 2 to 0Nov 13, 2020 to Mar 18, 2021
- Corporate clients · unset to 18.0Nov 13, 2020 to Mar 18, 2021
- HNW clients · unset to 194.0Nov 13, 2020 to Mar 18, 2021
- Individual clients · unset to 27.0Nov 13, 2020 to Mar 18, 2021
- Pension plan clients · unset to 2.0Nov 13, 2020 to Mar 18, 2021
- Employees · 3 to 1Nov 13, 2020 to Mar 18, 2021
- Insurance-licensed employees · 1 to 0Nov 13, 2020 to Mar 18, 2021
- Other offices · 2 to 1Nov 13, 2020 to Mar 18, 2021
- Discretionary RAUM · $0 to $121MNov 13, 2020 to Mar 18, 2021
- HNW RAUM · unset to 96495084.0Nov 13, 2020 to Mar 18, 2021
- Individual RAUM · unset to 5796292.0Nov 13, 2020 to Mar 18, 2021
- Non-discretionary RAUM · $0 to $4.6MNov 13, 2020 to Mar 18, 2021
- Pension RAUM · unset to 2483232.0Nov 13, 2020 to Mar 18, 2021
- RAUM · $0 to $125MNov 13, 2020 to Mar 18, 2021
Signals
4 dated events
- Rakesh Khilnani left Global Capital Strategies Ii, Llc for Goi (registered 2022-04-12)Apr 5, 2022 · Advisor changed firm · fact
- Soli Xerxes Mullan (Owner) no longer on Schedule A of Global Capital Strategies Ii, Llc (listed 2020-11-13, absent 2021-03-18)Mar 18, 2021 · Control person left · inference
- Nicole Tonya Smoake (Chief Compliance Officer) no longer on Schedule A of Global Capital Strategies Ii, Llc (listed 2019-11-29, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- Global Capital Strategies Ii, Llc filed its initial SEC registration (Form ADV)Nov 14, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026