DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••
Legal name G••••• O•••••••• I••••••••• L••
Latest filing Apr 2, 2026
First filing on the tape Mar 9, 2022 · 4 filings
SEC status approved since Apr 2, 2026
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$108M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$55.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$111M as of Apr 2, 2026
Mar 9, 2022$0 then
HNW client RAUM$103M as of Apr 2, 2026
Aug 12, 2022$60.1M then
State-registered IARs (5.B.3)2 as of Apr 2, 2026
Mar 9, 20221 then
Employees (5.A)3 as of Apr 2, 2026
Mar 9, 20222 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $55.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $795,348derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$103M93%
- Individuals$4.7M4.2%
- Charitable organizations$3.2M2.8%
- Investment companies$7,2700.0%
- Individual clients
- 19reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 140reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• K••••••• | Miami, Fl | Apr 12, 2022 | 34 y | 4 |
| A••••• S••• | Miami, Fl | Jan 19, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• K••••••• from G••••• C•••••• S••••••••• I•• L••Apr 12, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• R••••• · Founder, Chief Investment Officer, And Chief Compliance Officercontrolsince 02/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Apr 2, 2026custody of client assets (Item 9.A): yes on the filing of 2022-09-14, no on the filing of 2026-04-02peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 124 to 140Sep 14, 2022 to Apr 2, 2026
- Advisory employees · 1 to 2Sep 14, 2022 to Apr 2, 2026
- HNW clients · 27 to 39Sep 14, 2022 to Apr 2, 2026
- Individual clients · 16 to 19Sep 14, 2022 to Apr 2, 2026
- Assets in custody · 0.0 to unsetSep 14, 2022 to Apr 2, 2026
- Custody of client assets · true to falseSep 14, 2022 to Apr 2, 2026
- Employees · 2 to 3Sep 14, 2022 to Apr 2, 2026
- Financial planning clients · 1-10 to 26-50Sep 14, 2022 to Apr 2, 2026
- State-registered IARs · 1 to 2Sep 14, 2022 to Apr 2, 2026
- Legal name · GLOBAL OPPORTUNISTIC INVESTMENT LLC to GLOBAL OPPORTUNE INVESTMENTS LLCSep 14, 2022 to Apr 2, 2026
- Other offices · 1 to 2Sep 14, 2022 to Apr 2, 2026
- Discretionary RAUM · $62.1M to $111MSep 14, 2022 to Apr 2, 2026
- HNW RAUM · $60.1M to $103MSep 14, 2022 to Apr 2, 2026
- Individual RAUM · $3.5M to $4.7MSep 14, 2022 to Apr 2, 2026
- Non-discretionary RAUM · $1.5M to $0Sep 14, 2022 to Apr 2, 2026
- RAUM · $63.6M to $111MSep 14, 2022 to Apr 2, 2026
- Accounts · 0 to 124Mar 9, 2022 to Aug 12, 2022
- Advisory activities · 1 to 2Mar 9, 2022 to Aug 12, 2022
- HNW clients · unset to 27.0Mar 9, 2022 to Aug 12, 2022
- Individual clients · unset to 16.0Mar 9, 2022 to Aug 12, 2022
- Assets in custody · unset to 0.0Mar 9, 2022 to Aug 12, 2022
- Custody of client assets · false to trueMar 9, 2022 to Aug 12, 2022
- Financial planning clients · 0 to 1-10Mar 9, 2022 to Aug 12, 2022
- Discretionary RAUM · $0 to $62.1MMar 9, 2022 to Aug 12, 2022
- HNW RAUM · unset to 60054817.0Mar 9, 2022 to Aug 12, 2022
- Individual RAUM · unset to 3500126.0Mar 9, 2022 to Aug 12, 2022
- Non-discretionary RAUM · $0 to $1.5MMar 9, 2022 to Aug 12, 2022
- RAUM · $0 to $63.6MMar 9, 2022 to Aug 12, 2022
Signals
1 dated events
- Goi filed its initial SEC registration (Form ADV)Mar 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- joy@goi-ria.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-501-8728reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-464-4742reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/global-opportunistic-investment-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- goi-ria.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 888-464-4742reportedpublic record, Form ADV, Apr 2, 2026
- Team page
- goi-ria.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026