DFX Intelligence

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SEC-registered adviser

K••• • C•••••• I••••••••• C••••••• L••

Independent wealth managerChicago, IllinoisCRD 306434SEC 801-126088IAPD

Latest filing Apr 6, 2026

First filing on the tape Nov 14, 2019 · 18 filings

SEC status approved since Jul 14, 2022

RAUM

$183M

reported, Item 5.F

Discretionary

93%

of RAUM

Private clients

67%

$123M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$60.9M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM$183M as of Apr 6, 2026

Mar 19, 2020$0 then

HNW client RAUM$117M as of Apr 6, 2026

Mar 8, 2023$58.1M then

State-registered IARs (5.B.3)3 as of Apr 6, 2026

Mar 19, 20202 then

Employees (5.A)3 as of Apr 6, 2026

Mar 19, 20202 then

Private funds: no history

RAUM +19% over the last fiscal year+19% a year over threeIARs 3 to 3offices 2 to 1

Practice profile

derived from the filing of Apr 6, 2026; every figure names its basis

RAUM per advisor: $60.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 17derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.7MderivedHNW RAUM over HNW clients
Average account: $976,982derivedRAUM over accounts (5.F.2.f)
Discretionary: 93%derivedof RAUM
Institutional: 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -3.8%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$117M76%
Charitable organizations$31.3M20%
Individuals$5.5M3.5%
Corporations and businesses$632,7340.4%

Individual clients: 18reported
HNW clients: 32reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 187reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.67 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••• J••••• K•••	Chicago, Il	Dec 17, 2019	29 y	2
K•••• A•••••••• K•••	Chicago, Il	Dec 17, 2019	10 y	1
S•••••• V••••••• G•••••	Herndon, Va	Sep 11, 2025	10 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

J•••• J••••• K••• from C••••••••• F•••••••• N••••••
Dec 17, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
K•••• A•••••••• K••• from C••••••••• F•••••••• N••••••
Dec 17, 2019 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from C••••••••• F•••••••• N••••••
Nov 1, 2019 · Naperville, Il

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

K•••• K••••• A•••••••• · Managing Member/Ccocontrol
since 01/2022 · owns 50% to 75%
M•••••••• M••••••• C• · Managing Membercontrol
since 01/2022 · owns 50% to 75%

Related persons

Schedule D 7.A

K••• • C••••••• C••• H••••••• P•••
insurancen

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Chicago, Il · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Other offices · 0 to 1
Mar 26, 2026 to Apr 6, 2026
Accounts · 176 to 187
Mar 18, 2025 to Mar 26, 2026
Advisory activities · 3 to 4
Mar 18, 2025 to Mar 26, 2026
HNW clients · 34 to 32
Mar 18, 2025 to Mar 26, 2026
Other offices · 2 to 0
Mar 18, 2025 to Mar 26, 2026
Discretionary RAUM · $145M to $170M
Mar 18, 2025 to Mar 26, 2026
HNW RAUM · $91.4M to $117M
Mar 18, 2025 to Mar 26, 2026
Individual RAUM · $5.5M to $5.5M
Mar 18, 2025 to Mar 26, 2026
Non-discretionary RAUM · $8.2M to $12.4M
Mar 18, 2025 to Mar 26, 2026
RAUM · $153M to $183M
Mar 18, 2025 to Mar 26, 2026
Accounts · 136 to 176
Nov 5, 2024 to Mar 18, 2025
HNW clients · 28 to 34
Nov 5, 2024 to Mar 18, 2025
Individual clients · 23 to 18
Nov 5, 2024 to Mar 18, 2025
Financial planning clients · 1-10 to 1-10
Nov 5, 2024 to Mar 18, 2025
Discretionary RAUM · $125M to $145M
Nov 5, 2024 to Mar 18, 2025
HNW RAUM · $75.6M to $91.4M
Nov 5, 2024 to Mar 18, 2025
Individual RAUM · $5.2M to $5.5M
Nov 5, 2024 to Mar 18, 2025
Non-discretionary RAUM · $5.7M to $8.2M
Nov 5, 2024 to Mar 18, 2025
RAUM · $131M to $153M
Nov 5, 2024 to Mar 18, 2025
Other offices · 1 to 2
Mar 7, 2024 to May 10, 2024
Accounts · 137 to 136
Oct 19, 2023 to Mar 7, 2024
HNW clients · 25 to 28
Oct 19, 2023 to Mar 7, 2024
Individual clients · 15 to 23
Oct 19, 2023 to Mar 7, 2024
Discretionary RAUM · $108M to $125M
Oct 19, 2023 to Mar 7, 2024
HNW RAUM · $58.1M to $75.6M
Oct 19, 2023 to Mar 7, 2024
Individual RAUM · $4.4M to $5.2M
Oct 19, 2023 to Mar 7, 2024
Non-discretionary RAUM · $956,345 to $5.7M
Oct 19, 2023 to Mar 7, 2024
RAUM · $108M to $131M
Oct 19, 2023 to Mar 7, 2024
Accounts · 128 to 137
Sep 30, 2022 to Mar 8, 2023
HNW clients · 32 to 25
Sep 30, 2022 to Mar 8, 2023
Individual clients · 17 to 15
Sep 30, 2022 to Mar 8, 2023
Discretionary RAUM · $101M to $108M
Sep 30, 2022 to Mar 8, 2023
HNW RAUM · $76.4M to $58.1M
Sep 30, 2022 to Mar 8, 2023
Individual RAUM · $2.5M to $4.4M
Sep 30, 2022 to Mar 8, 2023
Non-discretionary RAUM · $610,910 to $956,345
Sep 30, 2022 to Mar 8, 2023
RAUM · $102M to $108M
Sep 30, 2022 to Mar 8, 2023
Advisory activities · 2 to 3
Jun 14, 2022 to Sep 29, 2022
Accounts · 32 to 128
May 20, 2020 to Jun 14, 2022
Advisory employees · 2 to 3
May 20, 2020 to Jun 14, 2022
HNW clients · 6 to 32
May 20, 2020 to Jun 14, 2022

Signals

6 dated events

K••• • C•••••• I••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Jun 14, 2022 · First SEC registration · fact
Alexander Kevin K••• (Managing Member/Cco) appeared on Schedule A of K••• • C•••••• I••••••••• C••••••• L••
Jun 14, 2022 · Control person joined · fact
C. M•••••• M••••••• (Managing Member) appeared on Schedule A of K••• • C•••••• I••••••••• C••••••• L••
Jun 14, 2022 · Control person joined · fact
A. S•••••• K••• (Managing Member) no longer on Schedule A of K••• • C•••••• I••••••••• C••••••• L•• (listed 2020-05-20, absent 2022-06-14)
Jun 14, 2022 · Control person left · inference
J••••• James K••• (Managing Member/Chief Compliance Officer) no longer on Schedule A of K••• • C•••••• I••••••••• C••••••• L•• (listed 2020-05-20, absent 2022-06-14)
Jun 14, 2022 · Control person left · inference
A. S•••••• K••• (Managing Member) appeared on Schedule A of K••• • C•••••• I••••••••• C••••••• L••
Mar 19, 2020 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/kuhn-and-companyreportedpublic record, Form ADV, Apr 6, 2026
Principal office phone: 630-416-7700reportedpublic record, Form ADV, Apr 6, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $60.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026