DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

U••• F••••••••• L••

Independent wealth managerCRD 306491SEC 801-117785website IAPD

Latest filing Mar 13, 2026

First filing on the tape Nov 13, 2019 · 32 filings

SEC status approved since Dec 13, 2019

RAUM

$16.6M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$16.6M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$16.6M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

32 filings and snapshots on the tape

RAUM$16.6M as of Mar 13, 2026

Jan 10, 2020$0 then

HNW client RAUM$13.0M as of Mar 13, 2026

Jan 10, 2020$0 then

State-registered IARs (5.B.3)1 as of Mar 13, 2026

Jan 10, 20201 then

Employees (5.A)1 as of Mar 13, 2026

Jan 10, 20201 then

Private funds: no history

RAUM +28% over the last fiscal year+114% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 13, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $16.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 118derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.3MderivedHNW RAUM over HNW clients
Average account: $125,895derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +28%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -5.6%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Wrap fee program: $16.6MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$13.0M78%
Individuals$3.6M22%

Individual clients: 115reported
HNW clients: 3reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 132reported
Financial planning clients: reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••• J•••••• J••Chartered Financial Analyst	San Francisco, Ca	Mar 11, 2020	19 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

J••• R•••• J•••••• · Chief Compliance Officercontrol
since 11/2019 · owns less than 5%
J••• B••••••• J•••••• · Ownercontrol
since 10/2019 · owns 50% to 75% of U••• T•••••••••
J••• R•••• J•••••• · Ownercontrol
since 10/2019 · owns 50% to 75% of U••• T•••••••••

Entity owners

U••• T••••••••• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 125 to 132
Oct 28, 2025 to Mar 13, 2026
HNW clients · 2 to 3
Oct 28, 2025 to Mar 13, 2026
Individual clients · 123 to 115
Oct 28, 2025 to Mar 13, 2026
Discretionary RAUM · $13.0M to $16.6M
Oct 28, 2025 to Mar 13, 2026
HNW RAUM · $8.9M to $13.0M
Oct 28, 2025 to Mar 13, 2026
Individual RAUM · $4.2M to $3.6M
Oct 28, 2025 to Mar 13, 2026
RAUM · $13.0M to $16.6M
Oct 28, 2025 to Mar 13, 2026
Financial planning clients · unset to
Jan 31, 2025 to Jun 24, 2025
Accounts · 232 to 125
Jul 29, 2024 to Jan 31, 2025
Individual clients · 220 to 123
Jul 29, 2024 to Jan 31, 2025
HQ city · unset to
Jul 29, 2024 to Jan 31, 2025
HQ state · unset to
Jul 29, 2024 to Jan 31, 2025
Discretionary RAUM · $9.8M to $13.0M
Jul 29, 2024 to Jan 31, 2025
HNW RAUM · $6.9M to $8.9M
Jul 29, 2024 to Jan 31, 2025
Individual RAUM · $3.0M to $4.2M
Jul 29, 2024 to Jan 31, 2025
RAUM · $9.8M to $13.0M
Jul 29, 2024 to Jan 31, 2025
Accounts · 218 to 232
Dec 19, 2023 to Mar 18, 2024
HNW clients · 0 to 2
Dec 19, 2023 to Mar 18, 2024
Individual clients · 213 to 220
Dec 19, 2023 to Mar 18, 2024
Discretionary RAUM · $1.7M to $9.8M
Dec 19, 2023 to Mar 18, 2024
HNW RAUM · $0 to $6.9M
Dec 19, 2023 to Mar 18, 2024
Individual RAUM · $1.7M to $3.0M
Dec 19, 2023 to Mar 18, 2024
RAUM · $1.7M to $9.8M
Dec 19, 2023 to Mar 18, 2024
Accounts · 111 to 218
Jan 25, 2023 to Mar 16, 2023
Individual clients · 106 to 213
Jan 25, 2023 to Mar 16, 2023
Discretionary RAUM · $2.1M to $1.7M
Jan 25, 2023 to Mar 16, 2023
Individual RAUM · $2.1M to $1.7M
Jan 25, 2023 to Mar 16, 2023
RAUM · $2.1M to $1.7M
Jan 25, 2023 to Mar 16, 2023
Accounts · 55 to 111
Aug 13, 2021 to Mar 2, 2022
Individual clients · 50 to 106
Aug 13, 2021 to Mar 2, 2022
Discretionary RAUM · $666,494 to $2.1M
Aug 13, 2021 to Mar 2, 2022
Individual RAUM · $666,494 to $2.1M
Aug 13, 2021 to Mar 2, 2022
RAUM · $666,494 to $2.1M
Aug 13, 2021 to Mar 2, 2022
Accounts · 0 to 55
Nov 3, 2020 to Feb 9, 2021
Individual clients · 0 to 50
Nov 3, 2020 to Feb 9, 2021
Discretionary RAUM · $0 to $666,494
Nov 3, 2020 to Feb 9, 2021
Individual RAUM · $0 to $666,494
Nov 3, 2020 to Feb 9, 2021
RAUM · $0 to $666,494
Nov 3, 2020 to Feb 9, 2021
HQ city · SAN FRANCISCO to unset
Jan 10, 2020 to Jan 30, 2020
HQ state · CA to unset
Jan 10, 2020 to Jan 30, 2020

Signals

2 dated events

J•••••• B•••••• Jue (Owner) appeared on Schedule A of U••• F••••••••• L••
Feb 5, 2020 · Control person joined · fact
U••• F•••••••• L•• filed its initial SEC registration (Form ADV)
Nov 13, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ursavest.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 415-275-2065reportedpublic record, Form ADV, Mar 13, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $16.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026