DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• W••••• A••••••• G••••
Legal name T••• W••••• A••••••• G••••• L••
Latest filing Mar 19, 2026
First filing on the tape Jan 3, 2022 · 14 filings
SEC status approved since Feb 2, 2022
RAUM
$240M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
36%
$87.1M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$80.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$240M as of Mar 19, 2026
Mar 31, 2022$141M then
HNW client RAUM$87.1M as of Mar 19, 2026
Mar 31, 2022$45.8M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 31, 20222 then
Employees (5.A)4 as of Mar 19, 2026
Mar 31, 20224 then
Private funds: no history
RAUM +6.1% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $80.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $923,528derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $156MreportedItem 5.I
- Custody
- $126M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$102M54%
- High-net-worth individuals$87.1M46%
- Individual clients
- n/areported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 260reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $126M for 15 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.36 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• H••••• S•••••••• | Coral Gables, Fl | Jan 30, 2023 | 22 y | 2 |
| M••••• A••••• I•••••••• | Miami Beach, Fl | Feb 16, 2023 | 19 y | 2 |
| C••••••••• A••••••• | Boston, Ma | Jan 31, 2024 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• A••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 31, 2024 · Other
- M••••• A••••• I•••••••• from H•••••••• A•••••••• L••Jan 21, 2020 · Affiliated broker-dealer or bank to independent RIA
- M••• H••••• S•••••••• from H•••••••• A•••••••• L••Jan 21, 2020 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from H•••••••• A•••••••• L••Mar 1, 2021 · Coral Gables, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I••••••••• M•••••• A••••• · Chief Operating Officercontrolsince 11/2019 · owns less than 5%
- S••••••••• M•••• H••••• · Chief Executive Officercontrolsince 11/2019 · owns less than 5%
- S••••••••• M•••• H••••• · Ownercontrolsince 10/2019 · owns 75% or more of Twag Holdings, Inc.
- C••••••• G•••••• · Chief Compliance Officersince 03/2024 · owns less than 5%
Entity owners
- T••• H•••••••• I••• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 304 to 260Mar 28, 2025 to Mar 19, 2026
- BD registered reps · 0 to 1Mar 28, 2025 to Mar 19, 2026
- Corporate clients · 31 to 33Mar 28, 2025 to Mar 19, 2026
- HNW clients · 58 to 60Mar 28, 2025 to Mar 19, 2026
- Assets in custody · $41.5M to $126MMar 28, 2025 to Mar 19, 2026
- Discretionary RAUM · $226M to $239MMar 28, 2025 to Mar 19, 2026
- HNW RAUM · $67.0M to $87.1MMar 28, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $447,615 to $627,051Mar 28, 2025 to Mar 19, 2026
- RAUM · $226M to $240MMar 28, 2025 to Mar 19, 2026
- Accounts · 269 to 304May 1, 2024 to Mar 28, 2025
- Corporate clients · 20 to 31May 1, 2024 to Mar 28, 2025
- HNW clients · 50 to 58May 1, 2024 to Mar 28, 2025
- Assets in custody · $95.4M to $41.5MMay 1, 2024 to Mar 28, 2025
- Employees · 3 to 4May 1, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 0May 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $182M to $226MMay 1, 2024 to Mar 28, 2025
- HNW RAUM · $61.8M to $67.0MMay 1, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $15.2M to $447,615May 1, 2024 to Mar 28, 2025
- RAUM · $197M to $226MMay 1, 2024 to Mar 28, 2025
- Accounts · 245 to 269Oct 4, 2023 to Mar 22, 2024
- Corporate clients · 26 to 20Oct 4, 2023 to Mar 22, 2024
- HNW clients · 42 to 50Oct 4, 2023 to Mar 22, 2024
- Assets in custody · $68.5M to $95.4MOct 4, 2023 to Mar 22, 2024
- Financial planning clients · 26-50 to 11-25Oct 4, 2023 to Mar 22, 2024
- Other offices · 4 to 3Oct 4, 2023 to Mar 22, 2024
- Discretionary RAUM · $163M to $182MOct 4, 2023 to Mar 22, 2024
- HNW RAUM · $32.1M to $61.8MOct 4, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $0 to $15.2MOct 4, 2023 to Mar 22, 2024
- RAUM · $163M to $197MOct 4, 2023 to Mar 22, 2024
- Other offices · 3 to 4Mar 31, 2023 to Jun 13, 2023
- Accounts · 155 to 245Feb 15, 2023 to Mar 31, 2023
- Advisory employees · 1 to 3Feb 15, 2023 to Mar 31, 2023
- Corporate clients · 7 to 26Feb 15, 2023 to Mar 31, 2023
- HNW clients · 31 to 42Feb 15, 2023 to Mar 31, 2023
- Individual clients · 37.0 to unsetFeb 15, 2023 to Mar 31, 2023
- Assets in custody · $75.1M to $68.5MFeb 15, 2023 to Mar 31, 2023
- Employees · 4 to 3Feb 15, 2023 to Mar 31, 2023
- Financial planning clients · 0 to 26-50Feb 15, 2023 to Mar 31, 2023
- State-registered IARs · 2 to 3Feb 15, 2023 to Mar 31, 2023
- Other offices · 0 to 3Feb 15, 2023 to Mar 31, 2023
Signals
1 dated events
- True Wealth Advisory Group filed its initial SEC registration (Form ADV)Jan 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 786-358-0050reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-848-3260reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- truewealthadvisorygroup.com/homereportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786.358.0050reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026