DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpha Financial Partners LLC
Latest filing Jul 24, 2026
First filing on the tape Nov 24, 2019 · 27 filings
SEC status approved since Jan 2, 2020
RAUM
$460M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
75%
$345M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$76.6M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$460M as of Jul 24, 2026
Mar 7, 2021$230M then
HNW client RAUM$265M as of Jul 24, 2026
Mar 7, 2021$55.2M then
State-registered IARs (5.B.3)5 as of Jul 24, 2026
Mar 7, 20213 then
Employees (5.A)7 as of Jul 24, 2026
Mar 7, 20215 then
Private funds: no history
RAUM +22% over the last fiscal year+21% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $76.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $322,932derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $3.8MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$265M58%
- Pension and profit-sharing plans$115M25%
- Individuals$79.7M17%
- Individual clients
- 285reported
- HNW clients
- 76reported
- Pension plan clients
- 41reported
- Charitable clients
- n/areported
- Accounts
- 1,424reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Marc Irwin Cobane | Lexington, Ky | Jan 1, 2025 | 21 y | 2 |
| Gregory M TurcotteCertified Financial Planner | Lexington, Ky | Jan 1, 2025 | 16 y | 3 |
| Aaron Paynter Ammerman | Lexington, Ky | Jan 1, 2025 | 30 y | 1 |
| Emily NelsonCertified Financial Planner | Lexington, Ky | Jul 31, 2025 | 10 y | 2 |
| Joseph Edward Fusco | Lexington, Ky | Sep 19, 2025 | 11 y | 0 |
| Evan Michael Enerlich | Lexington, Ky | Jul 23, 2026 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Ashley Noelle Will to Fidelity Personal And Workplace AdvisorsSep 26, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Emily Nelson from Sanctuary Advisors, LLCJul 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Aaron Paynter Ammerman from UBS Financial Services Inc.Jan 1, 2025 · Wirehouse to independent RIA
- Marc Irwin Cobane from UBS Financial Services Inc.Jan 1, 2025 · Wirehouse to independent RIA
- Gregory M Turcotte from UBS Financial Services Inc.Jan 1, 2025 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from UBS Financial Services Inc.Jan 14, 2020 · Lexington, Ky
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paynter Aaron Ammerman · Co-Founder And Partnercontrolsince 01/2020 · owns less than 5%
- Irwin Marc Cobane · Co-Founder And Partnercontrolsince 01/2020 · owns less than 5%
- M Gregory Turcotte · Co-Founder, Partner, Chief Compliance Officercontrolsince 01/2020 · owns less than 5%
- Paynter Aaron Ammerman · Managing Membercontrolsince 01/2020 · owns 75% or more of Sycamore Rd, LLC
- Irwin Marc Cobane · Managing Membercontrolsince 01/2020 · owns 75% or more of Afct, LLC
- M Gregory Turcotte · Membercontrolsince 01/2020 · owns F of Afct, LLC
Entity owners
- Afct, LLC · Managing Memberdirect · owns 50% to 75%
- Sycamore Rd, LLC · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lexington, Ky · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Prospect, KY1 employees
What changed
consecutive filings, newest first
- Accounts · 1,118 to 1,424Aug 13, 2025 to Mar 5, 2026
- Advisory employees · 4 to 5Aug 13, 2025 to Mar 5, 2026
- HNW clients · 73 to 76Aug 13, 2025 to Mar 5, 2026
- Individual clients · 254 to 285Aug 13, 2025 to Mar 5, 2026
- Pension plan clients · 51 to 41Aug 13, 2025 to Mar 5, 2026
- State-registered IARs · 4 to 5Aug 13, 2025 to Mar 5, 2026
- Discretionary RAUM · $359M to $442MAug 13, 2025 to Mar 5, 2026
- HNW RAUM · $211M to $265MAug 13, 2025 to Mar 5, 2026
- Individual RAUM · $53.2M to $79.7MAug 13, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $17.5M to $17.7MAug 13, 2025 to Mar 5, 2026
- Pension RAUM · $112M to $115MAug 13, 2025 to Mar 5, 2026
- RAUM · $376M to $460MAug 13, 2025 to Mar 5, 2026
- Advisory employees · 3 to 4Apr 14, 2025 to Aug 13, 2025
- State-registered IARs · 3 to 4Apr 14, 2025 to Aug 13, 2025
- Financial planning clients · 101-250 to 101-250Feb 27, 2025 to Apr 14, 2025
- Accounts · 1,028 to 1,118Dec 18, 2024 to Feb 27, 2025
- HNW clients · 48 to 73Dec 18, 2024 to Feb 27, 2025
- Individual clients · 288 to 254Dec 18, 2024 to Feb 27, 2025
- Pension plan clients · 32 to 51Dec 18, 2024 to Feb 27, 2025
- Employees · 5 to 7Dec 18, 2024 to Feb 27, 2025
- Discretionary RAUM · $274M to $359MDec 18, 2024 to Feb 27, 2025
- HNW RAUM · $156M to $211MDec 18, 2024 to Feb 27, 2025
- Individual RAUM · $35.9M to $53.2MDec 18, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $21.2M to $17.5MDec 18, 2024 to Feb 27, 2025
- Pension RAUM · $79.8M to $112MDec 18, 2024 to Feb 27, 2025
- RAUM · $295M to $376MDec 18, 2024 to Feb 27, 2025
- Other offices · 0 to 1Nov 27, 2024 to Dec 18, 2024
- Accounts · 979 to 1,028Sep 26, 2023 to Feb 7, 2024
- BD registered reps · 1 to 0Sep 26, 2023 to Feb 7, 2024
- HNW clients · 28 to 48Sep 26, 2023 to Feb 7, 2024
- Individual clients · 283 to 288Sep 26, 2023 to Feb 7, 2024
- Pension plan clients · 26 to 32Sep 26, 2023 to Feb 7, 2024
- Discretionary RAUM · $231M to $274MSep 26, 2023 to Feb 7, 2024
- HNW RAUM · $44.0M to $156MSep 26, 2023 to Feb 7, 2024
- Individual RAUM · $126M to $35.9MSep 26, 2023 to Feb 7, 2024
- Non-discretionary RAUM · $25.9M to $21.2MSep 26, 2023 to Feb 7, 2024
- Pension RAUM · $75.0M to $79.8MSep 26, 2023 to Feb 7, 2024
- RAUM · $257M to $295MSep 26, 2023 to Feb 7, 2024
- Advisory employees · 4 to 3Aug 2, 2023 to Sep 26, 2023
- Employees · 6 to 5Aug 2, 2023 to Sep 26, 2023
Signals
8 dated events
- Ashley Noelle Will left Alpha Financial Partners Llc for Fidelity Personal And Workplace Advisors (registered 2024-01-18)Sep 26, 2023 · Advisor changed firm · fact
- Ashley Montgomery (Marketing Director) no longer on Schedule A of Alpha Financial Partners Llc (listed 2023-08-02, absent 2023-09-26)Sep 26, 2023 · Control person left · inference
- Ashley Montgomery (Marketing Director) appeared on Schedule A of Alpha Financial Partners LlcSep 30, 2021 · Control person joined · fact
- M Gregory Turcotte (Co-Founder, Partner, Chief Compliance Officer) appeared on Schedule A of Alpha Financial Partners LlcJan 3, 2020 · Control person joined · fact
- Paynter Aaron Ammerman (Managing Member) appeared on Schedule A of Alpha Financial Partners LlcJan 3, 2020 · Control person joined · fact
- Irwin Marc Cobane (Managing Member) appeared on Schedule A of Alpha Financial Partners LlcJan 3, 2020 · Control person joined · fact
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Alpha Financial Partners Llc (listed 2019-12-18, absent 2020-01-03)Jan 3, 2020 · Control person left · inference
- Almerant Wealth Management, Llc filed its initial SEC registration (Form ADV)Nov 24, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Alpha Financial Partners LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@alphaky.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mbryan@alphaky.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 859-785-2660reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 859-785-2661reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 859-785-2662reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/alphakyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- alphaky.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (859) 785-2660reportedpublic record, Form ADV, Jul 24, 2026
- Team page
- alphaky.com/our-team-0reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026