DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• H•••• C•••••• M••••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Oct 30, 2020 · 17 filings
SEC status approved since Nov 27, 2020
RAUM
$519M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$519M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$519M as of Apr 24, 2026
Feb 9, 2021$84.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 24, 2026
Feb 9, 20210 then
Employees (5.A)9 as of Apr 24, 2026
Feb 9, 20212 then
Private funds3 as of Apr 24, 2026
Feb 9, 20212 then
RAUM +36% over the last fiscal year+49% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $519MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $86.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $192M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$327M63%
- Pooled investment vehicles$192M37%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $192M for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• J••• W•••• | Dallas, Tx | Sep 7, 2021 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H• S••••• H•••• C••••• O••••••••• F••• I• L• | Private Equity Fund | $46.4M | 44 | Oct 30, 2020 |
| S••••• H•••• C••••• O••••••••• F••• I•• L• | Private Equity Fund | $43.1M | 55 | Mar 27, 2023 |
| H••• C•••• L••no longer reported | Private Equity Fund | $42.8M | 8 | Oct 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- M••••••••• B••••• A••• · Cco/Cfo/Coocontrolsince 06/2022 · owns less than 5%
- W••••• J••• J••• · Portfolio Managercontrolsince 12/2019 · owns less than 5%
- W••••• J••• J••• · Managercontrolsince 12/2019 · owns 75% or more of S••••• H•••• C•••••• H••••••• G•• L••
- W••••• J••• J••• · Limited Partnercontrolsince 12/2019 · owns 75% or more of S••••• H•••• C•••••• H•••••••• L•••
Entity owners
- S••••• H•••• C•••••• H•••••••• L••• · Memberdirect · owns 50% to 75%
- S••••• H•••• C•••••• H••••••• G•• L•• · General Partnerindirect · owns F of S••••• H•••• C•••••• H•••••••• L•••
Related persons
Schedule D 7.A
- H• S••••• H•••• C••••• O••••••••• G• I• L•••pooled vehicle sponsorn
- S••••• H•••• C••••• O••••••••• G• I•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Apr 24, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-26 and 2026-04-24; the peer median change was 0.0% (489 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (489) · 93% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetApr 24, 2026 to Sep 15, 2026
- Private funds · 3 to unsetApr 24, 2026 to Sep 15, 2026
- Succession · false to unsetApr 24, 2026 to Sep 15, 2026
- Accounts · 3 to 6Nov 6, 2025 to Mar 20, 2026
- Advisory employees · 5 to 6Nov 6, 2025 to Mar 20, 2026
- Pooled vehicle clients · 2 to 4Nov 6, 2025 to Mar 20, 2026
- Assets in custody · $101M to $192MNov 6, 2025 to Mar 20, 2026
- Employees · 5 to 9Nov 6, 2025 to Mar 20, 2026
- Private funds · 2 to 3Nov 6, 2025 to Mar 20, 2026
- Discretionary RAUM · $382M to $519MNov 6, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $101M to $192MNov 6, 2025 to Mar 20, 2026
- RAUM · $382M to $519MNov 6, 2025 to Mar 20, 2026
- Advisory employees · 4 to 5Mar 19, 2024 to Mar 26, 2025
- Assets in custody · $89.5M to $101MMar 19, 2024 to Mar 26, 2025
- Employees · 4 to 5Mar 19, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 26, 2025
- Discretionary RAUM · $236M to $382MMar 19, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $89.5M to $101MMar 19, 2024 to Mar 26, 2025
- RAUM · $236M to $382MMar 19, 2024 to Mar 26, 2025
- Advisory employees · 6 to 4Oct 18, 2023 to Mar 19, 2024
- Assets in custody · $65.9M to $89.5MOct 18, 2023 to Mar 19, 2024
- Employees · 6 to 4Oct 18, 2023 to Mar 19, 2024
- Discretionary RAUM · $157M to $236MOct 18, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $65.9M to $89.5MOct 18, 2023 to Mar 19, 2024
- RAUM · $157M to $236MOct 18, 2023 to Mar 19, 2024
- Accounts · 1 to 3Oct 5, 2022 to Mar 27, 2023
- Advisory employees · 3 to 6Oct 5, 2022 to Mar 27, 2023
- Pooled vehicle clients · 1 to 2Oct 5, 2022 to Mar 27, 2023
- Assets in custody · $56.4M to $65.9MOct 5, 2022 to Mar 27, 2023
- Employees · 3 to 6Oct 5, 2022 to Mar 27, 2023
- Private funds · 1 to 2Oct 5, 2022 to Mar 27, 2023
- Discretionary RAUM · $56.4M to $157MOct 5, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $56.4M to $65.9MOct 5, 2022 to Mar 27, 2023
- RAUM · $56.4M to $157MOct 5, 2022 to Mar 27, 2023
- Business name · H• S••••• H•••• C•••••• M••••••••• L•• to S••••• H•••• C•••••• M••••••••• L••Aug 15, 2022 to Oct 5, 2022
- Legal name · H• S••••• H•••• C•••••• M••••••••• L•• to S••••• H•••• C•••••• M••••••••• L••Aug 15, 2022 to Oct 5, 2022
- Related adviser · true to falseJun 3, 2022 to Aug 15, 2022
- Accounts · 2 to 1Mar 31, 2022 to Apr 4, 2022
- Advisory employees · 2 to 3Mar 31, 2022 to Apr 4, 2022
- Pooled vehicle clients · 2 to 1Mar 31, 2022 to Apr 4, 2022
Signals
20 dated events
- S••••• H•••• C•••••• M••••••••• L•• reported RAUM $518.7M, up 36% from $381.8M (2025-11-06 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- S••••• H•••• C•••••• M••••••••• L•• reported RAUM $381.8M, up 62% from $235.8M (2024-03-19 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- S••••• H•••• C•••••• M••••••••• L•• reported RAUM $157.4M, up 179% from $56.4M (2022-10-05 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- William Christopher Kleinert (Manager) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2022-06-03, absent 2022-08-15)Aug 15, 2022 · Control person left · inference
- Christopher David Hernandez (Manager) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2022-06-03, absent 2022-08-15)Aug 15, 2022 · Control person left · inference
- Hunt Ashley Kleinert (Limited Partner) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2022-06-03, absent 2022-08-15)Aug 15, 2022 · Control person left · inference
- Lafayette Hunter Hunt (Limited Partner) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2022-06-03, absent 2022-08-15)Aug 15, 2022 · Control person left · inference
- Graham Heather Hunt (Limited Partner) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2022-06-03, absent 2022-08-15)Aug 15, 2022 · Control person left · inference
- Lee Ray Hunt (Shareholder) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2022-06-03, absent 2022-08-15)Aug 15, 2022 · Control person left · inference
- V•••••••• V•••• N•••••• (Manager) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2022-06-03, absent 2022-08-15)Aug 15, 2022 · Control person left · inference
- Adam Bryan Macktinger (Cco/Cfo/Coo) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Jun 3, 2022 · Control person joined · fact
- William Christopher Kleinert (Manager) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Christopher David Hernandez (Manager) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Lafayette Hunter Hunt (Limited Partner) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Graham Heather Hunt (Limited Partner) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Hunt Ashley Kleinert (Limited Partner) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Lee Ray Hunt (Shareholder) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- A•••••••• G•••••••• (Chief Compliance Officer) no longer on Schedule A of S••••• H•••• C•••••• M••••••••• L•• (listed 2021-02-09, absent 2021-04-16)Apr 16, 2021 · Control person left · inference
- V•••••••• V•••• N•••••• (Chief Compliance Officer) appeared on Schedule A of S••••• H•••• C•••••• M••••••••• L••Apr 16, 2021 · Control person joined · fact
- H• S••••• H•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• H•••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S••••• H•••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/summit-house-capital/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (214) 227-7792reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $519Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026