DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• I••••••••• L••
Latest filing Jun 18, 2026
First filing on the tape Jun 2, 2020 · 14 filings
SEC status approved since Jul 8, 2020
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
17
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.4B as of Jun 18, 2026
Mar 17, 2021$515M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Mar 17, 20210 then
Employees (5.A)17 as of Jun 18, 2026
Mar 17, 20219 then
Private funds6 as of Jun 18, 2026
Mar 17, 20216 then
RAUM +36% over the last fiscal year+25% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $197MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 17.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B74%
- Insurance companies$356M26%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.74 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• N• R•••••• | Cranford, Nj | May 21, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••• R••••••••• B••••• L••• V•••••• V• L• | Real Estate Fund | $160M | 7 | Mar 17, 2021 |
| F•••••• I•••••••• W• 2•••••• L• | Real Estate Fund | $85.1M | 2 | Mar 29, 2022 |
| F•••••• R••••••••• B••••• L••• V•••••• V• L• | Real Estate Fund | $27.0M | 10 | Mar 29, 2018 |
| F••• R•• I• L•• | Real Estate Fund | $17.8M | 1 | Mar 29, 2019 |
| F••• R•• I• L•• | Real Estate Fund | $11.9M | 4 | Mar 31, 2014 |
| F•••••• I•••••••• M••••••• F••• I• L• | Real Estate Fund | $7.0M | 1 | Mar 29, 2022 |
| F••• R•• V• L••no longer reported | Real Estate Fund | $2.6M | 1 | Mar 17, 2021 |
| F••• R•• L••no longer reported | Real Estate Fund | $2.5M | 4 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• M••••••• N•••• · Executive Directorcontrolsince 09/2020 · owns less than 5%
- H•••••••• D•••••• · Chief Financial Officercontrolsince 04/2022 · owns less than 5%
- T••••••••• M••••••• A••••• · Managing Membercontrolsince 05/2020 · owns 50% to 75%
- T••••••••• B••••• J• · Managing Membercontrolsince 05/2020 · owns 50% to 75%
- K••••••• L••• · Chief Compliance Officersince 03/2021 · owns less than 5%
Related persons
Schedule D 7.A
- F•••••• I•••••••• M••••••• F••• I• G•• L••pooled vehicle sponsory
- F•••••• I•••••••• W• 2•••••• G•• L••pooled vehicle sponsory
- F•••••• R••••••••• B••••• L••• V•••••• V• G• L••pooled vehicle sponsory
- F•••••• R••••••••• B••••• L••• V•••••• V• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 18, 2026institutional share of RAUM of 26% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 8.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 99% percentile
What changed
consecutive filings, newest first
- State-registered IARs · 1 to 0Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.4BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $664M to $1.0BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.4BMar 28, 2025 to Mar 30, 2026
- Employees · 15 to 17Mar 28, 2025 to Mar 30, 2026
- Financial planning clients · 0 to Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Mar 29, 2024 to Mar 28, 2025
- Assets in custody · 539748424.0 to unsetMar 29, 2024 to Mar 28, 2025
- Employees · 13 to 15Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $879M to $1.0BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $540M to $664MMar 29, 2024 to Mar 28, 2025
- RAUM · $879M to $1.0BMar 29, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5May 15, 2023 to Mar 28, 2024
- Corporate clients · 1.0 to unsetMay 15, 2023 to Mar 28, 2024
- Pooled vehicle clients · 5 to 6May 15, 2023 to Mar 28, 2024
- Assets in custody · unset to 539748424.0May 15, 2023 to Mar 28, 2024
- Employees · 11 to 13May 15, 2023 to Mar 28, 2024
- Discretionary RAUM · $700M to $879MMay 15, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $401M to $540MMay 15, 2023 to Mar 28, 2024
- RAUM · $700M to $879MMay 15, 2023 to Mar 28, 2024
- Accounts · 8 to 7Aug 4, 2022 to Mar 28, 2023
- Advisory employees · 5 to 6Aug 4, 2022 to Mar 28, 2023
- Pooled vehicle clients · 7 to 5Aug 4, 2022 to Mar 28, 2023
- Employees · 9 to 11Aug 4, 2022 to Mar 28, 2023
- Private funds · 7 to 6Aug 4, 2022 to Mar 28, 2023
- Discretionary RAUM · $817M to $700MAug 4, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $537M to $401MAug 4, 2022 to Mar 28, 2023
- RAUM · $817M to $700MAug 4, 2022 to Mar 28, 2023
- Accounts · 5 to 8Apr 20, 2021 to Mar 29, 2022
- Corporate clients · unset to 1.0Apr 20, 2021 to Mar 29, 2022
- Pooled vehicle clients · 5 to 7Apr 20, 2021 to Mar 29, 2022
- State-registered IARs · 0 to 1Apr 20, 2021 to Mar 29, 2022
- Private funds · 6 to 7Apr 20, 2021 to Mar 29, 2022
- Discretionary RAUM · $515M to $817MApr 20, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $515M to $537MApr 20, 2021 to Mar 29, 2022
- RAUM · $515M to $817MApr 20, 2021 to Mar 29, 2022
- Accounts · 0 to 5Nov 16, 2020 to Mar 17, 2021
- Pooled vehicle clients · unset to 5.0Nov 16, 2020 to Mar 17, 2021
- Private funds · unset to 6Nov 16, 2020 to Mar 17, 2021
Signals
6 dated events
- F•••••• I••••••••• L•• reported RAUM $1.4B, up 36% from $1.0B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- F•••••• I••••••••• L•• reported RAUM $878.9M, up 25% from $700.5M (2023-05-15 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- D•••••• H••••••• (Chief Financial Officer) appeared on Schedule A of F•••••• I••••••••• L••Mar 28, 2023 · Control person joined · fact
- Nolan Michael Fassnacht (Executive Director) appeared on Schedule A of F•••••• I••••••••• L••Mar 28, 2023 · Control person joined · fact
- F•••••• I••••••••• L•• reported RAUM $816.6M, up 59% from $515.1M (2021-04-20 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- T•• F•••••• G••••• L•• filed its initial SEC registration (Form ADV)Jun 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fidelis-investorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fidelis-investors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 908-402-8132reportedpublic record, Form ADV, Jun 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F•••••• I••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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