DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• W•••••
Legal name M•••••• W•••••• L••
Latest filing Aug 28, 2026
First filing on the tape Feb 24, 2025 · 5 filings
SEC status approved since Mar 27, 2025
RAUM
$148M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$145M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$74.1M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$148M as of Aug 28, 2026
Feb 24, 2025$121M then
HNW client RAUM$62.7M as of Aug 28, 2026
Feb 24, 2025$48.4M then
State-registered IARs (5.B.3)2 as of Aug 28, 2026
Feb 24, 20252 then
Employees (5.A)5 as of Aug 28, 2026
Feb 24, 20253 then
Private funds: no history
RAUM +22% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $74.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $158,229derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminars, otherreportedItem 5.G
- Custody
- $9.0M, 77 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$82.0M55%
- High-net-worth individuals$62.7M42%
- Corporations and businesses$3.4M2.3%
- Individual clients
- 333reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 936reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.0M for 77 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• A•••••• M••••••Certified Financial Planner | Mishicot, Wi | Mar 31, 2020 | 32 y | 2 |
| P••••• P••• M••••••Certified Financial Planner | Mishicot, Wi | Apr 2, 2021 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••••• P••• M•••••• from A••••••••• F•••••••• S•••••••• L••Apr 2, 2021 · Affiliated broker-dealer or bank to independent RIA
- R••• A•••••• M•••••• from M••••• A•••••••• L••Mar 31, 2020 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• R•••• A•••••• · Managing Member & Chief Compliance Officercontrolsince 01/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mishicot, Wi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 793 to 936Oct 14, 2025 to Jan 30, 2026
- Advisory activities · 5 to 6Oct 14, 2025 to Jan 30, 2026
- Corporate clients · 4 to 7Oct 14, 2025 to Jan 30, 2026
- HNW clients · 46 to 55Oct 14, 2025 to Jan 30, 2026
- Individual clients · 296 to 333Oct 14, 2025 to Jan 30, 2026
- Assets in custody · $24.0M to $9.0MOct 14, 2025 to Jan 30, 2026
- Employees · 3 to 5Oct 14, 2025 to Jan 30, 2026
- Discretionary RAUM · $117M to $144MOct 14, 2025 to Jan 30, 2026
- HNW RAUM · $48.4M to $62.7MOct 14, 2025 to Jan 30, 2026
- Individual RAUM · $71.5M to $82.0MOct 14, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $4.0M to $4.5MOct 14, 2025 to Jan 30, 2026
- RAUM · $121M to $148MOct 14, 2025 to Jan 30, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@muellerwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 920-267-6710reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- muellerwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 920-267-6710reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026