DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T••• F•••••••• C••••••• L••

Former SEC-registered adviserEl Cajon, CaliforniaCRD 306964SEC 801-117977IAPD
Latest filing May 29, 2020
First filing on the tape Dec 19, 2019 · 7 filings
RAUM
$42.0M
reported, Item 5.F
Discretionary
21%
of RAUM
Private clients
100%
$42.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$42.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$42.0M as of May 29, 2020
Dec 19, 2019$0 then
HNW client RAUM$0 as of May 29, 2020
Dec 19, 2019$0 then
State-registered IARs (5.B.3)1 as of May 29, 2020
Dec 19, 20191 then
Employees (5.A)1 as of May 29, 2020
Dec 19, 20191 then
Private funds: no history
Practice profile
derived from the filing of May 29, 2020; every figure names its basis
RAUM per advisor
$42.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
120derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$350,000derivedRAUM over accounts (5.F.2.f)
Discretionary
21%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$42.0M100%
Individual clients
120reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
120reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••• A••••• G•••••••Certified Financial PlannerEl Cajon, CaJul 29, 202018 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G•••••••• R•••• A••••• · Managing Member/Chief Compliance Officercontrol
      since 11/2019 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory activities · 3 to 2
      May 14, 2020 to May 21, 2020
    • Advisory activities · 2 to 3
      Apr 27, 2020 to May 14, 2020
    • Individual RAUM · $40.0M to $42.0M
      Apr 27, 2020 to May 14, 2020
    • Pension RAUM · $2.0M to $0
      Apr 27, 2020 to May 14, 2020
    • Individual clients · 119 to 120
      May 14, 2020 to May 14, 2020
    • Pension plan clients · 1 to 0
      May 14, 2020 to May 14, 2020
    • Accounts · 0 to 120
      Dec 19, 2019 to Apr 27, 2020
    • Individual clients · 0 to 119
      Dec 19, 2019 to Apr 27, 2020
    • Pension plan clients · 0 to 1
      Dec 19, 2019 to Apr 27, 2020
    • Discretionary RAUM · $0 to $9.0M
      Dec 19, 2019 to Apr 27, 2020
    • Individual RAUM · $0 to $40.0M
      Dec 19, 2019 to Apr 27, 2020
    • Non-discretionary RAUM · $0 to $33.0M
      Dec 19, 2019 to Apr 27, 2020
    • Pension RAUM · $0 to $2.0M
      Dec 19, 2019 to Apr 27, 2020
    • RAUM · $0 to $42.0M
      Dec 19, 2019 to Apr 27, 2020
    Signals
    1 dated events
    • T••• F•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
      Dec 19, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    truefc.netreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $42.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026