DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••• W••••• M••••••••• I•••

Former SEC-registered adviserWest Columbia, South CarolinaCRD 306982SEC 801-117968IAPD
Latest filing Jun 9, 2020
First filing on the tape Dec 18, 2019 · 4 filings
RAUM
$656,911
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$328,456
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$656,911 as of Jun 9, 2020
Dec 18, 2019$0 then
HNW client RAUM$0 as of Jan 23, 2020
Dec 18, 2019$0 then
State-registered IARs (5.B.3)1 as of Jun 9, 2020
Dec 18, 20190 then
Employees (5.A)1 as of Jun 9, 2020
Dec 18, 20191 then
Private funds: no history
Practice profile
derived from the filing of Jun 9, 2020; every figure names its basis
RAUM per advisor
$328,456derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$656,911derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody
$732,975, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$656,911100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$732,975 for 1 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•• H••••• G••••••Chartered Financial AnalystWest Columbia, ScJan 15, 202013 y1
A••••• S•••• F•••••West Columbia, ScJul 22, 202515 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • D••••• S••••• D•••• · Vice President, Directorcontrol
      since 12/2019 · owns 25% to 50%
    • G••••••• J••• H••••• · President And Chief Compliance Officercontrol
      since 12/2019 · owns less than 5%
    • K•••••• Y•••••• V••••••••• · Vice President, Directorcontrol
      since 12/2019 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    West Columbia, Sc · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Assets in custody · unset to 732975.0
      Apr 13, 2020 to Jun 9, 2020
    • Custody of client assets · false to true
      Apr 13, 2020 to Jun 9, 2020
    • Accounts · 0 to 1
      Jan 23, 2020 to Apr 13, 2020
    • Charity clients · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • Corporate clients · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • HNW clients · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • Individual clients · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • Pension plan clients · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • Pooled vehicle clients · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • State-registered IARs · 0 to 1
      Jan 23, 2020 to Apr 13, 2020
    • Discretionary RAUM · $0 to $656,911
      Jan 23, 2020 to Apr 13, 2020
    • HNW RAUM · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • Individual RAUM · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • Pension RAUM · $0 to $656,911
      Jan 23, 2020 to Apr 13, 2020
    • Pooled vehicle RAUM · 0.0 to unset
      Jan 23, 2020 to Apr 13, 2020
    • RAUM · $0 to $656,911
      Jan 23, 2020 to Apr 13, 2020
    Signals
    1 dated events
    • A••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
      Dec 18, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/axio-wealth-management/?trk=public_profreportedpublic record, Form ADV, Sep 18, 2026
    Website
    axioconsultinggroup.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $328,456derivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026