DFX Intelligence
RIA Intelligence
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Former SEC-registered adviser
I••••• W••••• M•••••••••
Legal name I••••• W••••• M••••••••• I•••
Latest filing Jul 7, 2026
First filing on the tape Jul 7, 2026 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- n/areported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• H••••••• E••••Certified Financial Planner | Aiea, Hi | Nov 21, 2008 | 28 y | 1 |
| K•••••• K•••••• E••• | Honolulu, Hi | Sep 5, 2014 | 28 y | 1 |
| T••• T•••••• E••••Certified Financial Planner | Honolulu, Hi | Jul 13, 2018 | 13 y | 0 |
| E••• T•••••• N••••••Certified Financial Planner | Honolulu, Hi | Dec 20, 2023 | 20 y | 0 |
| S••••• S••••Certified Financial Planner | Honolulu, Hi | Oct 22, 2024 | 12 y | 0 |
Advisor movement
Left, latest
- G•••• M••••• H•••••• to L•• F•••••••• L••Jan 6, 2023 · Other
Joined, latest
- G•••• M••••• H•••••• from C••••• A•••••• N••••••• L••May 3, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Honolulu, Hi · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- G•••• M••••• H•••••• left I••••• W••••• M••••••••• for L•• F•••••••• L•• (registered 2026-01-02)Jan 6, 2023 · a•••••• firm change · fact
- Lance Masami Miyahira no longer registered at I••••• W••••• M•••••••••; no later IA registration on IAPDJan 6, 2023 · a•••••• departure · fact
- Scott Akiyo N•••••• no longer registered at I••••• W••••• M•••••••••; no later IA registration on IAPDJan 6, 2023 · a•••••• departure · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I•••••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 808-525-7200reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026