G•••• M••••• H••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 2, 2026 · Honolulu, Hi
• I••••• W••••• M••••••••• state registered
  May 3, 2021 to Jan 6, 2023 · Honolulu, Hi
• C••••• A•••••• N••••••• L•• former
  May 14, 2007 to Dec 31, 2009 · Crystal Lake, Il
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Nov 24, 2003 to Dec 20, 2006 · Honolulu, Hi

• I••••• W••••• M••••••••• to L•• F•••••••• L••
  left Jan 6, 2023, registered Jan 2, 2026 (1092 days) · Other
• C••••• A•••••• N••••••• L•• to I••••• W••••• M•••••••••
  left Dec 31, 2009, registered May 3, 2021 (4141 days) · Other
• V•••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
  left Dec 20, 2006, registered May 14, 2007 (145 days) · Other

• G•••• M••••• H•••••• left I••••• W••••• M••••••••• for L•• F•••••••• L•• (registered 2026-01-02)
  Jan 6, 2023 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address