DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

H••• C•••••• G••••

Independent wealth managerBoerne, TexasCRD 307376SEC 801-122675websiteIAPD
Legal name H••• C•••••• R••••••••• S•••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Oct 12, 2021 · 7 filings
SEC status approved since Nov 16, 2021
RAUM
$176M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
81%
$143M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$35.1M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$176M as of Feb 3, 2026
Feb 14, 2022$137M then
HNW client RAUM$96.9M as of Feb 3, 2026
Feb 14, 2022$63.0M then
State-registered IARs (5.B.3)5 as of Feb 3, 2026
Feb 14, 20225 then
Employees (5.A)6 as of Feb 3, 2026
Feb 14, 20226 then
Private funds: no history
RAUM +15% over the last fiscal year+6.9% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$35.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
81derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$199,681derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+17%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Wrap fee program
$1.8BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$96.9M55%
  • Individuals$46.1M26%
  • Corporations and businesses$31.9M18%
  • Charitable organizations$623,9260.4%
Individual clients
358reported
HNW clients
49reported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
879reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.81 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J• T••••• L•••• D••••Boerne, TxMar 19, 202010 y2
J•••• R••••• D••••Boerne, TxMar 23, 202026 y3
G•••••• M•••••• R••••••Boerne, TxMar 23, 202022 y3
T•••• L•• L•••••••Boerne, TxSep 28, 202114 y3
A•••••• L•• W•••••••Boerne, TxOct 3, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • D••••• J• T•••••• L•••• · Member And Chief Compliance Officercontrol
    since 01/2020 · owns 25% to 50%
  • D••••• J••••• R••••• · Managing Membercontrol
    since 07/2017 · owns 25% to 50%
  • R••••••• G••••••• M•••••• · Managing Membercontrol
    since 07/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Boerne, Tx · principal510
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 830 to 879
    Mar 13, 2025 to Feb 3, 2026
  • Corporate clients · 6 to 5
    Mar 13, 2025 to Feb 3, 2026
  • HNW clients · 37 to 49
    Mar 13, 2025 to Feb 3, 2026
  • Individual clients · 310 to 358
    Mar 13, 2025 to Feb 3, 2026
  • Discretionary RAUM · $150M to $173M
    Mar 13, 2025 to Feb 3, 2026
  • HNW RAUM · $84.0M to $96.9M
    Mar 13, 2025 to Feb 3, 2026
  • Individual RAUM · $38.4M to $46.1M
    Mar 13, 2025 to Feb 3, 2026
  • Non-discretionary RAUM · $2.3M to $2.8M
    Mar 13, 2025 to Feb 3, 2026
  • RAUM · $152M to $176M
    Mar 13, 2025 to Feb 3, 2026
  • Accounts · 506 to 830
    Mar 28, 2024 to Mar 13, 2025
  • Charity clients · unset to 1.0
    Mar 28, 2024 to Mar 13, 2025
  • Individual clients · 442 to 310
    Mar 28, 2024 to Mar 13, 2025
  • Pooled vehicle clients · 21.0 to unset
    Mar 28, 2024 to Mar 13, 2025
  • Financial planning clients · 1-10 to 1-10
    Mar 28, 2024 to Mar 13, 2025
  • Discretionary RAUM · $134M to $150M
    Mar 28, 2024 to Mar 13, 2025
  • HNW RAUM · $77.8M to $84.0M
    Mar 28, 2024 to Mar 13, 2025
  • Individual RAUM · $28.1M to $38.4M
    Mar 28, 2024 to Mar 13, 2025
  • Non-discretionary RAUM · $45.3M to $2.3M
    Mar 28, 2024 to Mar 13, 2025
  • Pooled vehicle RAUM · 45289284.0 to unset
    Mar 28, 2024 to Mar 13, 2025
  • RAUM · $180M to $152M
    Mar 28, 2024 to Mar 13, 2025
  • Accounts · 522 to 506
    Jul 7, 2023 to Mar 28, 2024
  • Corporate clients · 15 to 6
    Jul 7, 2023 to Mar 28, 2024
  • HNW clients · 27 to 37
    Jul 7, 2023 to Mar 28, 2024
  • Individual clients · 480 to 442
    Jul 7, 2023 to Mar 28, 2024
  • Pooled vehicle clients · unset to 21.0
    Jul 7, 2023 to Mar 28, 2024
  • Discretionary RAUM · $98.8M to $134M
    Jul 7, 2023 to Mar 28, 2024
  • HNW RAUM · $66.3M to $77.8M
    Jul 7, 2023 to Mar 28, 2024
  • Individual RAUM · $32.4M to $28.1M
    Jul 7, 2023 to Mar 28, 2024
  • Non-discretionary RAUM · $45.0M to $45.3M
    Jul 7, 2023 to Mar 28, 2024
  • Pooled vehicle RAUM · unset to 45289284.0
    Jul 7, 2023 to Mar 28, 2024
  • RAUM · $144M to $180M
    Jul 7, 2023 to Mar 28, 2024
  • Accounts · 429 to 522
    Feb 14, 2022 to Feb 12, 2023
  • Corporate clients · 14 to 15
    Feb 14, 2022 to Feb 12, 2023
  • HNW clients · 15 to 27
    Feb 14, 2022 to Feb 12, 2023
  • Individual clients · 400 to 480
    Feb 14, 2022 to Feb 12, 2023
  • Discretionary RAUM · $92.0M to $98.8M
    Feb 14, 2022 to Feb 12, 2023
  • HNW RAUM · $63.0M to $66.3M
    Feb 14, 2022 to Feb 12, 2023
  • Individual RAUM · $29.0M to $32.4M
    Feb 14, 2022 to Feb 12, 2023
  • Non-discretionary RAUM · $44.7M to $45.0M
    Feb 14, 2022 to Feb 12, 2023
  • RAUM · $137M to $144M
    Feb 14, 2022 to Feb 12, 2023
Signals
1 dated events
  • H••• C•••••• G•••• filed its initial SEC registration (Form ADV)
    Oct 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
210-485-8313reportedpublished by the firm, firm site, Sep 16, 2026
Website
hillcountrygroup.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
830-815-2000reportedpublic record, Form ADV, Feb 3, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$35.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026