RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• M•••••• R••••••
- H••• C•••••• G•••• independent RIA currentsince Mar 23, 2020 · Boerne, Tx
- W••••••• W••••• A•••••••• I••• independent RIAOct 4, 2013 to Mar 13, 2020 · Boerne, Tx
- E•••• S••••••••• L•• BD affiliatedNov 24, 2010 to Oct 14, 2013 · Boerne, Tx
- W••••••• W••••• A•••••••• I••• independent RIAAug 2, 2005 to Nov 3, 2010 · Boerne, Tx
- W••••••• W••••• A•••••••• I••• to H••• C•••••• G••••left Mar 13, 2020, registered Mar 23, 2020 (10 days) · RIA to RIA · moved with a team
- E•••• S••••••••• L•• to W••••••• W••••• A•••••••• I•••left Oct 14, 2013, registered Oct 4, 2013 (-10 days) · Other
- W••••••• W••••• A•••••••• I••• to E•••• S••••••••• L••left Nov 3, 2010, registered Nov 24, 2010 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address