DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• W•••••
Legal name H••••• W••••• U•• L••
Latest filing Aug 17, 2026
First filing on the tape Feb 25, 2022 · 27 filings
SEC status approved since Mar 29, 2022
RAUM
$804M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$804M individuals and HNW
Advisors
38
registered through the firm on IAPD
RAUM per advisor
$21.1M
derived; firm RAUM over IAPD count
Employees
74
34 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$804M as of Aug 17, 2026
Mar 24, 2022$102M then
HNW client RAUM$461M as of Aug 17, 2026
Mar 28, 2023$78.4M then
State-registered IARs (5.B.3)34 as of Aug 17, 2026
Mar 24, 202213 then
Employees (5.A)74 as of Aug 17, 2026
Mar 24, 202216 then
Private funds: no history
RAUM +71% over the last fiscal year+54% a year over threeIARs 32 to 34offices 6 to 12
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $21.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $445,163derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.9derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +50%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$461M57%
- Individuals$343M43%
- Individual clients
- 949reported
- HNW clients
- 429reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,805reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
38 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• A•••••• B••• | Orlando, Fl | Apr 16, 2020 | 12 y | 0 |
| J••••••• S•••• B•••••• | Orlando, Fl | Sep 29, 2020 | 13 y | 0 |
| M•••••• P••• D••• | London | Oct 1, 2020 | 10 y | 0 |
| L••• B•••••• | Orlando, Fl | May 12, 2021 | 17 y | 0 |
| A•• S••• | Dubai | Jun 23, 2021 | 14 y | 0 |
| P••• M••••• | Dubai | Jan 31, 2022 | 12 y | 0 |
| F•••••••• A••••• M••••••• | Orlando, Fl | Apr 26, 2022 | 14 y | 0 |
| D••• M•••••• E•••••• | Orlando, Fl | May 2, 2022 | 20 y | 0 |
| A••••• H• M••••••• | Orlando, Fl | Jul 21, 2022 | 11 y | 0 |
| B•••••• P••••• S•••••• H••••••• | Jersey City, Nj | Oct 5, 2022 | 13 y | 3 |
| M•••••• R•••••• Y••••• | Puybegon | Oct 25, 2022 | 12 y | 0 |
| D••••• A••••• | Dubai | May 30, 2023 | 13 y | 0 |
| D••••• T•••••• | Orlando, Fl | Aug 29, 2023 | 13 y | 0 |
| R•••••• B•••• C••••• | Orlando, Fl | Oct 5, 2023 | 13 y | 0 |
| J••••• S••••• C••••••••• | Hertfordshire | Jan 18, 2024 | 11 y | 0 |
| O•••• M••••••••• B••••• | Dubai | Jan 23, 2024 | 11 y | 0 |
| G••••• B••••• S••••••• | Orlando, Fl | May 17, 2024 | 15 y | 2 |
| D•••• A••••• | Dubai | Jul 16, 2024 | 12 y | 0 |
| L•••• G••••••• L••• S•••••• | Greater Manchester | Sep 12, 2024 | 12 y | 0 |
| D••• E•••• | Miami, Fl | Oct 8, 2024 | 11 y | 0 |
| L•••• S•••• | Dubai | Nov 12, 2024 | 11 y | 0 |
| R••• M•••••• H••••• | Dubai | Jan 15, 2025 | 12 y | 0 |
| W•••• F••••• A••••• | East Sussex | Jan 29, 2025 | 11 y | 0 |
| A•••• S•••••••• | Orlando, Fl | Feb 3, 2025 | 19 y | 0 |
| C•••••• R•• W••••••••• | Orlando, Fl | Mar 14, 2025 | 11 y | 0 |
| B••••• V••• | Dubai | Mar 14, 2025 | 11 y | 0 |
| R••••••• S•••• G••• | Orlando, Fl | Mar 14, 2025 | 13 y | 0 |
| T•• S••••••• | Orlando, Fl | May 27, 2025 | 14 y | 0 |
| C••••• L•• M••••••• | Dubai | Sep 23, 2025 | 10 y | 0 |
| D•••••• L•••••• M•••••• | Chonburi | Oct 10, 2025 | 9 y | 0 |
| A•••••••• Z••••••• | Dubai | Oct 30, 2025 | 11 y | 0 |
| W•••••• D•••• G••• | Orlando, Fl | Feb 3, 2026 | 10 y | 0 |
| A••• L••••••• | Orlando, Fl | Feb 18, 2026 | 11 y | 0 |
| L•••• S•••••• | Dubai | May 7, 2026 | 11 y | 0 |
| Z••••••• Q••••• | Dubai | May 22, 2026 | 13 y | 0 |
| J••••••• B•••••• | Orlando, Fl | Jun 9, 2026 | 12 y | 0 |
| M•••••• S••••• | Dubai | Jun 22, 2026 | 10 y | 0 |
| L•••• J•••• W••••• | Dubai | Jun 25, 2026 | 13 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 2.6% of current headcount5 left over 36 months
Left, latest
- C••••• T••••• to B••••••••• F•••••••• M••••••••• ••• L••Oct 17, 2025 · RIA to RIA
- A•••• V•••••• to B••••••••• F•••••••• M••••••••• ••• L••Jul 21, 2025 · RIA to RIA
- R••• W••••••• to E•• F•••••••• A•••••••May 22, 2025 · RIA to RIA
- S•••• B••••••• to T•• M••• G••••Jun 28, 2024 · RIA to RIA
- A••••• M••••••• D•••••• A•••• to T•• M••• G••••Jun 28, 2024 · RIA to RIA
- G••••• B•••••• to B••••• G••••• A•••••• N••••••• L••May 24, 2023 · RIA to RIA
- J••••••• A•••••••• W••••• to B••••• G••••• A•••••• N••••••• L••Mar 22, 2023 · RIA to RIA
- G••••• B••••• S••••••• to B••••• G••••• A•••••• N••••••• L••May 2, 2022 · RIA to RIA
Joined, latest
- C••••• T••••• from F•••• C•••••• ••••• L••May 6, 2025 · Other
- G••••• B••••• S••••••• from B••••• G••••• A•••••• N••••••• L••May 17, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for T•• M••• G••••Jun 28, 2024 · Croydon
- 2 joined from B••••••••• F•••••••• M••••••••• ••• L••Feb 14, 2022 · Orlando, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• P•••••• A•••• · Chief Compliance Officercontrolsince 12/2019 · owns less than 5%
- H•••••••• B••••••• P••••• S•••••• · Managercontrolsince 02/2023 · owns 5% to 10%
- B•••• C••••••••• A•••••• · Chief Executive Officer/Ownercontrolsince 12/2019 · owns 75% or more of S•• I•• H••••••• L••••••
Entity owners
- H•• T•••••• H•••••••• L•• · Ownerdirect · owns 75% or more
- S•• I•• H••••••• L•••••• · Shareholderindirect · owns 50% to 75% of H•• T•••••• H•••••••• L••
Related persons
Schedule D 7.A
- B•••••• H•••••••real estatey
- C••••••••• A• B•••investment advisery
- P••••• A• D••••••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 38 | 10 | 0 | ||
| Austin, Tx | 0 | 0 | 1 | ||
| Croydon | 0 | 0 | 0 | ||
| Milton Keynes | 0 | 0 | 0 | ||
| Erie, Co | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX20 employees
- Jersey City, NJ1 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 17, 2026discretionary share of RAUM of 0% against a peer median of 99% (1482 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 0.0% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $469,959,308 to $803,519,693 (+71.0%) between the annual amendments of 2025-04-10 and 2026-03-30; the peer median change was +16.0% (1385 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 96% percentile
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 1,150.0 to 1,805.0 (+57.0%) between the annual amendments of 2025-04-10 and 2026-03-30; the peer median change was +6.0% (1256 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 95% percentile
- office count surgeChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 6.0 to 12.0 (+100.0%) between the annual amendments of 2025-04-10 and 2026-03-30; the peer median change was 0.0% (233 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 97% percentile
What changed
consecutive filings, newest first
- Advisory activities · 2 to 4May 18, 2026 to Jul 10, 2026
- HQ city · JERSEY CITY to ORLANDOMay 18, 2026 to Jul 10, 2026
- HQ state · NJ to FLMay 18, 2026 to Jul 10, 2026
- Accounts · 1,150 to 1,805Jun 24, 2025 to Mar 30, 2026
- Advisory employees · 37 to 34Jun 24, 2025 to Mar 30, 2026
- Business name · H••••• W••••• U•• L•• to H••••• W•••••Jun 24, 2025 to Mar 30, 2026
- HNW clients · 302 to 429Jun 24, 2025 to Mar 30, 2026
- Individual clients · 618 to 949Jun 24, 2025 to Mar 30, 2026
- Insurance-licensed employees · 1 to 0Jun 24, 2025 to Mar 30, 2026
- State-registered IARs · 32 to 34Jun 24, 2025 to Mar 30, 2026
- HNW RAUM · $275M to $461MJun 24, 2025 to Mar 30, 2026
- Individual RAUM · $195M to $343MJun 24, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $470M to $804MJun 24, 2025 to Mar 30, 2026
- RAUM · $470M to $804MJun 24, 2025 to Mar 30, 2026
- Related insurance company · false to trueJun 24, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Apr 10, 2025 to Jun 24, 2025
- Other offices · 6 to 12Apr 10, 2025 to Jun 24, 2025
- Accounts · 823 to 1,150Aug 22, 2024 to Apr 10, 2025
- Advisory employees · 28 to 37Aug 22, 2024 to Apr 10, 2025
- Advisory activities · 1 to 2Aug 22, 2024 to Apr 10, 2025
- Business name · H••••• C•••••• M••••••••• to H••••• W••••• U•• L••Aug 22, 2024 to Apr 10, 2025
- HNW clients · 126 to 302Aug 22, 2024 to Apr 10, 2025
- Individual clients · 622 to 618Aug 22, 2024 to Apr 10, 2025
- Employees · 56 to 74Aug 22, 2024 to Apr 10, 2025
- HQ city · BARSHA HEIGHTS, DUBAI to JERSEY CITYAug 22, 2024 to Apr 10, 2025
- HQ state · unset to NJAug 22, 2024 to Apr 10, 2025
- State-registered IARs · 22 to 32Aug 22, 2024 to Apr 10, 2025
- Legal name · H••••• C•••••• M••••••••• USA LLC to H••••• W••••• U•• L••Aug 22, 2024 to Apr 10, 2025
- Other offices · 3 to 6Aug 22, 2024 to Apr 10, 2025
- HNW RAUM · $151M to $275MAug 22, 2024 to Apr 10, 2025
- Individual RAUM · $175M to $195MAug 22, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $326M to $470MAug 22, 2024 to Apr 10, 2025
- RAUM · $326M to $470MAug 22, 2024 to Apr 10, 2025
- Accounts · 585 to 823Jan 24, 2024 to Mar 26, 2024
- Advisory employees · 17 to 28Jan 24, 2024 to Mar 26, 2024
- HNW clients · 44 to 126Jan 24, 2024 to Mar 26, 2024
- Individual clients · 496 to 622Jan 24, 2024 to Mar 26, 2024
- Employees · 17 to 56Jan 24, 2024 to Mar 26, 2024
- Insurance-licensed employees · 0 to 1Jan 24, 2024 to Mar 26, 2024
- State-registered IARs · 14 to 22Jan 24, 2024 to Mar 26, 2024
Signals
19 dated events
- H••••• W••••• reported RAUM $803.5M, up 71% from $470.0M (2025-06-24 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Andrew Jordan Landsman no longer registered at H••••• W•••••; no later IA registration on IAPDFeb 23, 2026 · a•••••• departure · fact
- C••••• T••••• left H••••• W••••• for B••••••••• F•••••••• M••••••••• ••• L•• (registered 2025-10-19)Oct 17, 2025 · a•••••• firm change · fact
- A•••• V•••••• left H••••• W••••• for B••••••••• F•••••••• M••••••••• ••• L•• (registered 2026-01-28)Jul 21, 2025 · a•••••• firm change · fact
- H••••• W••••• reported 12 offices beyond its principal office, up from 6 (2025-04-10 to 2025-06-24)Jun 24, 2025 · Office count change · derived
- R••• W••••••• left H••••• W••••• for E•• F•••••••• A••••••• (registered 2025-12-02)May 22, 2025 · a•••••• firm change · fact
- H••••• W••••• reported 32 state-registered advisory representatives, up from 22 (2024-08-22 to 2025-04-10)Apr 10, 2025 · ria a•••••• headcount change · derived
- H••••• W••••• reported RAUM $470.0M, up 44% from $326.3M (2024-08-22 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- S•••• B••••••• left H••••• W••••• for T•• M••• G•••• (registered 2025-10-24)Jun 28, 2024 · a•••••• firm change · fact
- 2 advisors left H••••• W••••• (Croydon) for T•• M••• G•••• on the same dayJun 28, 2024 · Team lift-out · derived
- A••••• M••••••• D•••••• A•••• left H••••• W••••• for T•• M••• G•••• (registered 2025-10-17)Jun 28, 2024 · a•••••• firm change · fact
- Philip Spencer B•••••• H••••••• (Manager) appeared on Schedule A of H••••• W•••••Mar 26, 2024 · Control person joined · fact
- H••••• W••••• reported RAUM $326.3M, up 50% from $217.9M (2024-01-24 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- G••••• B•••••• left H••••• W••••• for B••••• G••••• A•••••• N••••••• L•• (registered 2025-05-08)May 24, 2023 · a•••••• firm change · fact
- H••••• W••••• reported RAUM $217.9M, up 114% from $101.7M (2022-10-26 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- J••••••• A•••••••• W••••• left H••••• W••••• for B••••• G••••• A•••••• N••••••• L•• (registered 2023-05-17)Mar 22, 2023 · a•••••• firm change · fact
- G••••• B••••• S••••••• left H••••• W••••• for B••••• G••••• A•••••• N••••••• L•• (registered 2022-06-28)May 2, 2022 · a•••••• firm change · fact
- H••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 25, 2022 · First SEC registration · fact
- 2 advisors left B••••••••• F•••••••• M••••••••• ••• L•• (Orlando, FL) for H••••• W••••• on the same dayFeb 14, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- client.services@hoxtonwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- complaints@hoxtonwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/hoxtonwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- hoxtonwealth.com/usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407 248 1211reportedpublic record, Form ADV, Aug 17, 2026
- Contact form
- hoxtonwealth.com/us/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hoxtonwealth.com/us/company/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026