DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Mass Group
Legal name The Mass Group L.L.C-Fz
Latest filing Mar 30, 2026
First filing on the tape Mar 1, 2024 · 8 filings
SEC status approved since Mar 29, 2024
RAUM
$44.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$44.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$22.0M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$44.0M as of Mar 30, 2026
May 1, 2025$29.2M then
HNW client RAUM$41.3M as of Mar 30, 2026
May 1, 2025$16.9M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
May 1, 20250 then
Employees (5.A)7 as of Mar 30, 2026
May 1, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $22.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $598,652derivedHNW RAUM over HNW clients
- Average account
- $400,161derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$41.3M94%
- Individuals$2.7M6.2%
- Individual clients
- 12reported
- HNW clients
- 69reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 110reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Afzaal Mohammed Daniyal Abbas | Dubai | Oct 17, 2025 | 13 y | 1 |
| Shaun Brookman | Dubai | Oct 24, 2025 | 13 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Shaun Brookman from Hoxton WealthOct 24, 2025 · RIA to RIA
- Afzaal Mohammed Daniyal Abbas from Hoxton WealthOct 17, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Hoxton WealthJun 28, 2024 · Croydon
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mohammed Afzaal Abbas · Partnercontrolsince 02/2024 · owns 10% to 25%
- Shaun Brookman · Partner & Chief Compliance Officercontrolsince 02/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 93 to 110Oct 17, 2025 to Mar 30, 2026
- HNW clients · 25 to 69Oct 17, 2025 to Mar 30, 2026
- Individual clients · 68 to 12Oct 17, 2025 to Mar 30, 2026
- Employees · 6 to 7Oct 17, 2025 to Mar 30, 2026
- Financial planning clients · 51-100 to 0Oct 17, 2025 to Mar 30, 2026
- State-registered IARs · 0 to 2Oct 17, 2025 to Mar 30, 2026
- HNW RAUM · $16.9M to $41.3MOct 17, 2025 to Mar 30, 2026
- Individual RAUM · $12.3M to $2.7MOct 17, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $29.2M to $44.0MOct 17, 2025 to Mar 30, 2026
- RAUM · $29.2M to $44.0MOct 17, 2025 to Mar 30, 2026
- Financial planning clients · 51-100 to 51-100May 1, 2025 to Jun 3, 2025
- Accounts · 0 to 93Jun 6, 2024 to May 1, 2025
- Charity clients · unset to 0.0Jun 6, 2024 to May 1, 2025
- Corporate clients · unset to 0.0Jun 6, 2024 to May 1, 2025
- HNW clients · unset to 25.0Jun 6, 2024 to May 1, 2025
- Individual clients · unset to 68.0Jun 6, 2024 to May 1, 2025
- Pension plan clients · unset to 0.0Jun 6, 2024 to May 1, 2025
- Pooled vehicle clients · unset to 0.0Jun 6, 2024 to May 1, 2025
- Employees · 2 to 6Jun 6, 2024 to May 1, 2025
- Financial planning clients · 0 to 51-100Jun 6, 2024 to May 1, 2025
- HQ state · unset to Jun 6, 2024 to May 1, 2025
- State-registered IARs · 2 to 0Jun 6, 2024 to May 1, 2025
- HNW RAUM · unset to 16881112.0Jun 6, 2024 to May 1, 2025
- Individual RAUM · unset to 12282230.0Jun 6, 2024 to May 1, 2025
- Non-discretionary RAUM · $0 to $29.2MJun 6, 2024 to May 1, 2025
- Pension RAUM · unset to 0.0Jun 6, 2024 to May 1, 2025
- Pooled vehicle RAUM · unset to 0.0Jun 6, 2024 to May 1, 2025
- RAUM · $0 to $29.2MJun 6, 2024 to May 1, 2025
- Financial planning clients · unset to 0Mar 1, 2024 to Mar 27, 2024
Signals
2 dated events
- 2 advisors left Hoxton Wealth (Croydon) for The Mass Group on the same dayJun 28, 2024 · Team lift-out · derived
- The Mass Group filed its initial SEC registration (Form ADV)Mar 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@the-mass-group.comreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- the-mass-group.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +971-4-552-3312reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- the-mass-group.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026