DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•• W••••• M•••••••••
Legal name C•• G••••• H•••••••• L••
Latest filing Jul 14, 2026
First filing on the tape Feb 3, 2020 · 13 filings
SEC status approved since Mar 6, 2020
RAUM
$379M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
97%
$368M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$63.2M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$379M as of Jul 14, 2026
Feb 5, 2021$276M then
HNW client RAUM$309M as of Jul 14, 2026
Feb 5, 2021$235M then
State-registered IARs (5.B.3)5 as of Jul 14, 2026
Feb 5, 20213 then
Employees (5.A)5 as of Jul 14, 2026
Feb 5, 20213 then
Private funds: no history
RAUM +11% over the last fiscal year+8.2% a year over threeIARs 4 to 5offices 0 to 1
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $63.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $562,869derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$309M81%
- Individuals$58.9M16%
- Pension and profit-sharing plans$6.2M1.6%
- Corporations and businesses$4.4M1.2%
- Charitable organizations$873,0290.2%
- Individual clients
- 203reported
- HNW clients
- 122reported
- Pension plan clients
- 1reported
- Charitable clients
- 5reported
- Accounts
- 674reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• P••• P•••••••Certified Financial Planner | Plano, Tx | Apr 28, 2020 | 25 y | 4 |
| S•••••• M••• E•••••Certified Financial Planner | Plano, Tx | Apr 28, 2020 | 32 y | 3 |
| D•••• B•••• | Cordele, Ga | May 7, 2020 | 28 y | 1 |
| R••••• L••••••• E••••• | Plano, Tx | Apr 14, 2023 | 10 y | 0 |
| M•••••• S•••••• E••••• | Plano, Tx | Jul 4, 2024 | 15 y | 0 |
| M•••••• L•••• G••••• | Plano, Tx | Jul 14, 2026 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• B•••• from U•• F•••••••• S••••••• I•••May 7, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J•••• P••• P••••••• from W•••• F•••• A•••••••Apr 28, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S•••••• M••• E••••• from W•••• F•••• A•••••••Apr 28, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••• S•••••• · Member And Chief Compliance Officercontrolsince 06/2018 · owns 50% to 75%
- P•••••••• J•••• · Membercontrolsince 06/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plano, Tx · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Feb 18, 2026 to Jul 14, 2026
- Employees · 4 to 5Feb 18, 2026 to Jul 14, 2026
- State-registered IARs · 4 to 5Feb 18, 2026 to Jul 14, 2026
- Other offices · 0 to 1Feb 18, 2026 to Jul 14, 2026
- Accounts · 648 to 674Jan 31, 2025 to Feb 18, 2026
- Charity clients · 1 to 5Jan 31, 2025 to Feb 18, 2026
- Corporate clients · 7 to 1Jan 31, 2025 to Feb 18, 2026
- HNW clients · 114 to 122Jan 31, 2025 to Feb 18, 2026
- Individual clients · 190 to 203Jan 31, 2025 to Feb 18, 2026
- Discretionary RAUM · $331M to $350MJan 31, 2025 to Feb 18, 2026
- HNW RAUM · $281M to $309MJan 31, 2025 to Feb 18, 2026
- Individual RAUM · $51.3M to $58.9MJan 31, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $11.0M to $29.1MJan 31, 2025 to Feb 18, 2026
- Pension RAUM · $5.5M to $6.2MJan 31, 2025 to Feb 18, 2026
- RAUM · $342M to $379MJan 31, 2025 to Feb 18, 2026
- Accounts · 641 to 648Mar 7, 2024 to Jan 31, 2025
- Advisory employees · 3 to 4Mar 7, 2024 to Jan 31, 2025
- Corporate clients · 6 to 7Mar 7, 2024 to Jan 31, 2025
- HNW clients · 103 to 114Mar 7, 2024 to Jan 31, 2025
- Individual clients · 182 to 190Mar 7, 2024 to Jan 31, 2025
- Financial planning clients · 0 to 0Mar 7, 2024 to Jan 31, 2025
- State-registered IARs · 3 to 4Mar 7, 2024 to Jan 31, 2025
- Discretionary RAUM · $298M to $331MMar 7, 2024 to Jan 31, 2025
- HNW RAUM · $256M to $281MMar 7, 2024 to Jan 31, 2025
- Individual RAUM · $46.4M to $51.3MMar 7, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $14.8M to $11.0MMar 7, 2024 to Jan 31, 2025
- Pension RAUM · $5.0M to $5.5MMar 7, 2024 to Jan 31, 2025
- RAUM · $313M to $342MMar 7, 2024 to Jan 31, 2025
- Accounts · 652 to 641Sep 28, 2023 to Mar 7, 2024
- Charity clients · 4 to 1Sep 28, 2023 to Mar 7, 2024
- Corporate clients · 2 to 6Sep 28, 2023 to Mar 7, 2024
- HNW clients · 92 to 103Sep 28, 2023 to Mar 7, 2024
- Individual clients · 147 to 182Sep 28, 2023 to Mar 7, 2024
- Employees · 3 to 4Sep 28, 2023 to Mar 7, 2024
- Discretionary RAUM · $299M to $298MSep 28, 2023 to Mar 7, 2024
- HNW RAUM · $233M to $256MSep 28, 2023 to Mar 7, 2024
- Individual RAUM · $43.8M to $46.4MSep 28, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $0 to $14.8MSep 28, 2023 to Mar 7, 2024
- Pension RAUM · $4.5M to $5.0MSep 28, 2023 to Mar 7, 2024
- RAUM · $299M to $313MSep 28, 2023 to Mar 7, 2024
Signals
1 dated events
- C•• W••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 833-835-0750reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 469-324-5601reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 469-729-7084reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- cmgwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 469-729-7084reportedpublic record, Form ADV, Jul 14, 2026
- Team page
- cmgwm.com/our-team.phpreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026