DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
B••• A••••• W••••• A•••••••• L••
Latest filing Sep 8, 2026
First filing on the tape Sep 8, 2026 · 1 filings
RAUM
$144M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$144M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$24.0M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $144M
HNW client RAUM: $73.6M
State-registered IARs (5.B.3): 6
Employees (5.A): 6
Private funds: no history
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- $24.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $477,494derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $23.7M, 77 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$73.6M51%
- Individuals$70.3M49%
- Charitable organizations$273,3670.2%
- Individual clients
- 265reported
- HNW clients
- 35reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 302reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $23.7M for 77 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J•••• E••••••••• | Ketchikan, Ak | Mar 12, 2020 | 13 y | 0 |
| C•••••••• M•••• E•••••••••Certified Financial Planner | Ketchikan, Ak | Jun 2, 2020 | 14 y | 1 |
| F•••• C••••• | Bend, Or | Jul 9, 2024 | 12 y | 0 |
| W•••• S•••••• T•••• | Hutchinson, Mn | Jul 12, 2024 | 27 y | 0 |
| T•••••• M• D••• | Ketchikan, Ak | Sep 19, 2025 | 11 y | 0 |
| Z•••••• W•••••• G••••Certified Financial Planner | Bend, Or | Sep 24, 2025 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Z•••••• W•••••• G•••• from B••••• P••••• A•••••••• L••Sep 24, 2025 · RIA to RIA
- C•••••••• M•••• E••••••••• from O•••• C•••• P•••••••Jun 2, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ketchikan, Ak · principal | 6 | 2 | 0 | ||
| Bend, Or | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blue-anchor-wealth-advisors/posts/?feedreportedpublic record, Form ADV, Sep 18, 2026
- Website
- blueanchorwealth.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026