DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Titletown Wealth Management, LLC
Latest filing Feb 9, 2026
First filing on the tape May 11, 2021 · 11 filings
SEC status approved since Jul 21, 2021
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$148M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$75.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$150M as of Feb 9, 2026
Mar 29, 2022$110M then
HNW client RAUM$134M as of Feb 9, 2026
Mar 29, 2022$64.8M then
State-registered IARs (5.B.3)2 as of Feb 9, 2026
Mar 29, 20226 then
Employees (5.A)2 as of Feb 9, 2026
Mar 29, 20227 then
Private funds: no history
RAUM +29% over the last fiscal year+17% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 230derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $870,915derivedHNW RAUM over HNW clients
- Average account
- $205,582derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $150M, 461 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M89%
- Individuals$14.2M9.4%
- Pension and profit-sharing plans$2.0M1.3%
- Individual clients
- 305reported
- HNW clients
- 154reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 731reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 461 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Adam David Gafner | Green Bay, Wi | Jun 17, 2020 | 21 y | 5 |
| Gary T BrewtonCertified Financial Planner | Green Bay, Wi | Jun 17, 2020 | 21 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- David Alan Horn to Fiduciary Insight, LLCApr 1, 2021 · RIA to a state-registered adviser
Joined, latest
- Adam David Gafner from Woodbury Financial Services, Inc.Jun 17, 2020 · Affiliated broker-dealer or bank to independent RIA
- Gary T Brewton from Woodbury Financial Services, Inc.Jun 17, 2020 · Affiliated broker-dealer or bank to independent RIA
- David Alan Horn from Woodbury Financial Services, Inc.May 29, 2020 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Woodbury Financial Services, Inc.May 29, 2020 · Green Bay, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T Gary Brewton · Managing Partner / Ccocontrolsince 03/2020 · owns 50% to 75%
- David Adam Gafner · Managing Partnercontrolsince 03/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Green Bay, Wi · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Saint Augustine, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Feb 9, 2026accounts (Item 5.F.2.f) moved from 448.0 to 731.0 (+63.0%) between the annual amendments of 2025-03-19 and 2026-02-09; the peer median change was +5.0% (3688 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 448 to 731Oct 10, 2025 to Feb 9, 2026
- Advisory employees · 3 to 2Oct 10, 2025 to Feb 9, 2026
- HNW clients · 137 to 154Oct 10, 2025 to Feb 9, 2026
- Individual clients · 299 to 305Oct 10, 2025 to Feb 9, 2026
- Pension plan clients · 12.0 to unsetOct 10, 2025 to Feb 9, 2026
- Assets in custody · $116M to $150MOct 10, 2025 to Feb 9, 2026
- Employees · 3 to 2Oct 10, 2025 to Feb 9, 2026
- Insurance-licensed employees · 3 to 0Oct 10, 2025 to Feb 9, 2026
- State-registered IARs · 3 to 2Oct 10, 2025 to Feb 9, 2026
- Discretionary RAUM · $116M to $150MOct 10, 2025 to Feb 9, 2026
- HNW RAUM · $101M to $134MOct 10, 2025 to Feb 9, 2026
- Individual RAUM · $12.3M to $14.2MOct 10, 2025 to Feb 9, 2026
- Pension RAUM · $2.9M to $2.0MOct 10, 2025 to Feb 9, 2026
- RAUM · $116M to $150MOct 10, 2025 to Feb 9, 2026
- Related adviser · true to falseOct 10, 2025 to Feb 9, 2026
- Financial planning clients · 0 to 0Mar 19, 2025 to Oct 10, 2025
- Accounts · 814 to 448Mar 28, 2024 to Mar 19, 2025
- HNW clients · 132 to 137Mar 28, 2024 to Mar 19, 2025
- Individual clients · 293 to 299Mar 28, 2024 to Mar 19, 2025
- Assets in custody · $109M to $116MMar 28, 2024 to Mar 19, 2025
- Insurance-licensed employees · 0 to 3Mar 28, 2024 to Mar 19, 2025
- Discretionary RAUM · $109M to $116MMar 28, 2024 to Mar 19, 2025
- HNW RAUM · $95.0M to $101MMar 28, 2024 to Mar 19, 2025
- Individual RAUM · $11.0M to $12.3MMar 28, 2024 to Mar 19, 2025
- Pension RAUM · $2.5M to $2.9MMar 28, 2024 to Mar 19, 2025
- RAUM · $109M to $116MMar 28, 2024 to Mar 19, 2025
- Related adviser · false to trueMar 28, 2024 to Mar 19, 2025
- Accounts · 798 to 814Jul 20, 2023 to Mar 28, 2024
- HNW clients · 119 to 132Jul 20, 2023 to Mar 28, 2024
- Individual clients · 461 to 293Jul 20, 2023 to Mar 28, 2024
- Assets in custody · $92.1M to $109MJul 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $94.0M to $109MJul 20, 2023 to Mar 28, 2024
- HNW RAUM · $74.1M to $95.0MJul 20, 2023 to Mar 28, 2024
- Individual RAUM · $17.6M to $11.0MJul 20, 2023 to Mar 28, 2024
- Pension RAUM · $2.4M to $2.5MJul 20, 2023 to Mar 28, 2024
- RAUM · $94.0M to $109MJul 20, 2023 to Mar 28, 2024
- Accounts · 898 to 798May 9, 2022 to Mar 23, 2023
- Advisory employees · 6 to 3May 9, 2022 to Mar 23, 2023
- HNW clients · 102 to 119May 9, 2022 to Mar 23, 2023
- Individual clients · 567 to 461May 9, 2022 to Mar 23, 2023
Signals
3 dated events
- Chad Lee Nehring no longer registered at Titletown Wealth Management, Llc; no later IA registration on IAPDJan 15, 2026 · Advisor departure · fact
- Alan David Horn (Managing Partner) no longer on Schedule A of Titletown Wealth Management, Llc (listed 2021-06-25, absent 2021-07-23)Jul 23, 2021 · Control person left · inference
- Titletown Wealth Management, Llc filed its initial SEC registration (Form ADV)May 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-443-7996reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 920-468-7443reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 920-468-7494reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- TITLETOWNWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (920) 468-7443reportedpublic record, Form ADV, Feb 9, 2026
- Contact form
- titletownwm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026