DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 13, 2020 · 12 filings
SEC status approved since Apr 21, 2021
RAUM
$94.5M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
22%
$20.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$94.5M as of Mar 27, 2026
Mar 29, 2022$52.5M then
HNW client RAUM$20.6M as of Mar 27, 2026
Mar 27, 2023$14.2M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 29, 20220 then
Employees (5.A)1 as of Mar 27, 2026
Mar 29, 20223 then
Private funds6 as of Mar 27, 2026
Mar 29, 20228 then
RAUM -18% over the last fiscal year+1.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $980,466derivedHNW RAUM over HNW clients
- Average account
- $3.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$74.0M78%
- High-net-worth individuals$20.6M22%
- Individual clients
- n/areported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.22 fund_share=0.78 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••• N•••••••• F••• L• | Private Equity Fund | $24.0M | 44 | Mar 27, 2023 |
| W••••••• I••••• M••••• F••• L• • S••••• 2••• • 1• | Private Equity Fund | $20.9M | 32 | Aug 17, 2021 |
| W••••••• C••••• O••••••••• F••• L• | Private Equity Fund | $12.0M | 18 | Mar 19, 2021 |
| W••••••• R•••••• F••• L• • S••••• 2••• • 1• | Private Equity Fund | $9.2M | 19 | Mar 29, 2022 |
| W••••••• S•••••••• R••• E••••• F••• L• | Private Equity Fund | $3.9M | 11 | Aug 17, 2021 |
| W••••••• I••••• M••••• F••• L• | Private Equity Fund | $3.7M | 9 | Mar 13, 2020 |
| W••••••• D•••••• I••••••••• F••• L• | Private Equity Fund | $3.5M | 16 | Mar 13, 2020 |
| W••••••• R•••••• F••• L• | Private Equity Fund | $2.8M | 8 | Mar 13, 2020 |
| W••••••• D•••••• I••••••••• F••• L• • S••••• N• | Private Equity Fund | $1.7M | 9 | Mar 19, 2021 |
Owners and control persons
Schedule A and B, latest filing
- E•••••••• A•••••• W••••• · Managing Member, Chief Compliance Officercontrolsince 01/2020 · owns 75% or more
Related persons
Schedule D 7.A
- W••••••• C•••••• G• L••pooled vehicle sponsorn
- W••••••• N•••••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 31 to 27Mar 13, 2025 to Mar 27, 2026
- HNW clients · 25 to 21Mar 13, 2025 to Mar 27, 2026
- Employees · 3 to 1Mar 13, 2025 to Mar 27, 2026
- Discretionary RAUM · $95.0M to $74.0MMar 13, 2025 to Mar 27, 2026
- HNW RAUM · $20.0M to $20.6MMar 13, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $20.0M to $20.6MMar 13, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $95.0M to $74.0MMar 13, 2025 to Mar 27, 2026
- RAUM · $115M to $94.5MMar 13, 2025 to Mar 27, 2026
- Accounts · 38 to 31Mar 5, 2024 to Mar 13, 2025
- Advisory employees · 2 to 1Mar 5, 2024 to Mar 13, 2025
- HNW clients · 29 to 25Mar 5, 2024 to Mar 13, 2025
- Pooled vehicle clients · 9 to 6Mar 5, 2024 to Mar 13, 2025
- Employees · 4 to 3Mar 5, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 5, 2024 to Mar 13, 2025
- Private funds · 9 to 6Mar 5, 2024 to Mar 13, 2025
- Discretionary RAUM · $86.9M to $95.0MMar 5, 2024 to Mar 13, 2025
- HNW RAUM · $17.1M to $20.0MMar 5, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $17.1M to $20.0MMar 5, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $86.9M to $95.0MMar 5, 2024 to Mar 13, 2025
- RAUM · $104M to $115MMar 5, 2024 to Mar 13, 2025
- Accounts · 31 to 38Jul 5, 2023 to Mar 5, 2024
- HNW clients · 22 to 29Jul 5, 2023 to Mar 5, 2024
- Discretionary RAUM · $75.9M to $86.9MJul 5, 2023 to Mar 5, 2024
- HNW RAUM · $14.2M to $17.1MJul 5, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $14.2M to $17.1MJul 5, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $75.9M to $86.9MJul 5, 2023 to Mar 5, 2024
- RAUM · $90.2M to $104MJul 5, 2023 to Mar 5, 2024
- Accounts · 8 to 31Jun 29, 2022 to Mar 27, 2023
- Advisory activities · 1 to 2Jun 29, 2022 to Mar 27, 2023
- HNW clients · unset to 22.0Jun 29, 2022 to Mar 27, 2023
- Pooled vehicle clients · 8 to 9Jun 29, 2022 to Mar 27, 2023
- Employees · 3 to 4Jun 29, 2022 to Mar 27, 2023
- Private funds · 8 to 9Jun 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $52.5M to $75.9MJun 29, 2022 to Mar 27, 2023
- HNW RAUM · unset to 14242652.0Jun 29, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $0 to $14.2MJun 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $52.5M to $75.9MJun 29, 2022 to Mar 27, 2023
- RAUM · $52.5M to $90.2MJun 29, 2022 to Mar 27, 2023
- Accounts · 7 to 8Aug 17, 2021 to Mar 29, 2022
- Advisory employees · 3 to 2Aug 17, 2021 to Mar 29, 2022
Signals
1 dated events
- W••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Mar 13, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wingspancapital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-722-3883reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026