DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ffg Retirement Counseling
Legal name Ffg Retirement Advisors LLC
Latest filing Feb 11, 2026
First filing on the tape Aug 3, 2020 · 15 filings
SEC status approved since Sep 2, 2020
RAUM
$216M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$216M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$216M as of Feb 11, 2026
Mar 4, 2021$126M then
HNW client RAUM$185M as of Feb 11, 2026
Mar 4, 2021$88.8M then
State-registered IARs (5.B.3)2 as of Feb 11, 2026
Mar 4, 20213 then
Employees (5.A)5 as of Feb 11, 2026
Mar 4, 20214 then
Private funds: no history
RAUM +6.5% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $296,535derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $215MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$185M86%
- Individuals$31.2M14%
- Individual clients
- 76reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 730reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sean Terrance O'ReillyCertified Financial Planner | Centennial, Co | Sep 10, 2020 | 21 y | 1 |
| Blake Vaughan BarnettCertified Financial Planner | Centennial, Co | Jan 1, 2025 | 16 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Blake Vaughan Barnett from Smart Money Group, LLCJan 1, 2025 · RIA to RIA
- Sean Terrance O'Reilly from Smart Money Group, LLCSep 10, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Smart Money Group, LLCOct 1, 2020 · Eastland, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vaughan Blake Barnett · Partnercontrolsince 07/2020 · owns less than 5%
- Terrance Sean O'Reilly · Partner And Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
- Vaughan Blake Barnett · Secretarycontrolsince 08/2020 · owns 50% to 75% of Ffg Retirement, Inc.
- Terrance Sean O'Reilly · Presidentcontrolsince 08/2020 · owns 50% to 75% of Ffg Retirement, Inc.
Entity owners
- Ffg Retirement, Inc. · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Centennial, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 78 to 80Jan 22, 2025 to Feb 11, 2026
- Individual clients · 99 to 76Jan 22, 2025 to Feb 11, 2026
- Employees · 6 to 5Jan 22, 2025 to Feb 11, 2026
- Discretionary RAUM · $203M to $216MJan 22, 2025 to Feb 11, 2026
- HNW RAUM · $173M to $185MJan 22, 2025 to Feb 11, 2026
- Individual RAUM · $29.8M to $31.2MJan 22, 2025 to Feb 11, 2026
- RAUM · $203M to $216MJan 22, 2025 to Feb 11, 2026
- Accounts · 677 to 730Jan 23, 2024 to Jan 22, 2025
- HNW clients · 68 to 78Jan 23, 2024 to Jan 22, 2025
- Individual clients · 76 to 99Jan 23, 2024 to Jan 22, 2025
- Employees · 5 to 6Jan 23, 2024 to Jan 22, 2025
- Financial planning clients · 51-100 to 51-100Jan 23, 2024 to Jan 22, 2025
- Discretionary RAUM · $175M to $203MJan 23, 2024 to Jan 22, 2025
- HNW RAUM · $145M to $173MJan 23, 2024 to Jan 22, 2025
- Individual RAUM · $30.2M to $29.8MJan 23, 2024 to Jan 22, 2025
- RAUM · $175M to $203MJan 23, 2024 to Jan 22, 2025
- Accounts · 628 to 677Oct 31, 2023 to Jan 23, 2024
- HNW clients · 56 to 68Oct 31, 2023 to Jan 23, 2024
- Individual clients · 90 to 76Oct 31, 2023 to Jan 23, 2024
- Discretionary RAUM · $155M to $175MOct 31, 2023 to Jan 23, 2024
- HNW RAUM · $118M to $145MOct 31, 2023 to Jan 23, 2024
- Individual RAUM · $36.6M to $30.2MOct 31, 2023 to Jan 23, 2024
- RAUM · $155M to $175MOct 31, 2023 to Jan 23, 2024
- Accounts · 580 to 628Oct 3, 2022 to Feb 23, 2023
- Advisory employees · 3 to 2Oct 3, 2022 to Feb 23, 2023
- Advisory activities · 3 to 2Oct 3, 2022 to Feb 23, 2023
- Individual clients · 104 to 90Oct 3, 2022 to Feb 23, 2023
- State-registered IARs · 3 to 2Oct 3, 2022 to Feb 23, 2023
- Discretionary RAUM · $159M to $155MOct 3, 2022 to Feb 23, 2023
- HNW RAUM · $125M to $118MOct 3, 2022 to Feb 23, 2023
- Individual RAUM · $34.0M to $36.6MOct 3, 2022 to Feb 23, 2023
- RAUM · $159M to $155MOct 3, 2022 to Feb 23, 2023
- Accounts · 531 to 580Apr 22, 2021 to Mar 9, 2022
- HNW clients · 88 to 56Apr 22, 2021 to Mar 9, 2022
- Individual clients · 41 to 104Apr 22, 2021 to Mar 9, 2022
- Employees · 4 to 5Apr 22, 2021 to Mar 9, 2022
- Discretionary RAUM · $126M to $159MApr 22, 2021 to Mar 9, 2022
- HNW RAUM · $88.8M to $125MApr 22, 2021 to Mar 9, 2022
- Individual RAUM · $36.9M to $34.0MApr 22, 2021 to Mar 9, 2022
- RAUM · $126M to $159MApr 22, 2021 to Mar 9, 2022
Signals
1 dated events
- Ffg Retirement Counseling filed its initial SEC registration (Form ADV)Aug 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-327-8100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-327-8101reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/ffg-retirement-counselingreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ffgretirement.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (303) 327-8100reportedpublic record, Form ADV, Feb 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026