DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••• C•••••• N••• L••

Independent wealth managerPonte Vedra, FloridaCRD 308542SEC 801-134431websiteIAPD
Latest filing Apr 7, 2026
First filing on the tape Dec 3, 2025 · 3 filings
SEC status approved since Dec 3, 2025
RAUM
$112M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
97%
$108M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$22.4M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$112M as of Apr 7, 2026
Dec 3, 2025$101M then
HNW client RAUM$17.6M as of Apr 7, 2026
Dec 3, 2025$14.9M then
State-registered IARs (5.B.3)4 as of Apr 7, 2026
Dec 3, 20254 then
Employees (5.A)5 as of Apr 7, 2026
Dec 3, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$22.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$475,920derivedRAUM over accounts (5.F.2.f)
Discretionary
81%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$90.4M81%
  • High-net-worth individuals$17.6M16%
  • Corporations and businesses$3.8M3.4%
Individual clients
110reported
HNW clients
9reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
235reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S••••••••• H••••••Ponte Vedra, FlMay 17, 202323 y0
A•••••• C••••• P••••••••Certified Financial PlannerPonte Vedra, Fl Dec 19, 202342 y3
D•••• G•••• B•••••••••Ponte Vedra, Fl Feb 6, 202417 y0
D••••• T••••• S••••••Fort Lauderdale, Fl Apr 18, 202515 y0
J••••••• C•••••• T••••Boca Raton, Fl Jun 25, 202617 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H••••••• S••••••••• · Ceo, President, Ccocontrol
      since 09/2022 · owns 10% to 25%
    • P••••••••• A••••••• C••••• · Managing Directorcontrol
      since 06/2023 · owns 10% to 25%
    • F•••••••• S••••• · Partial Owner
      since 09/2023 · owns 10% to 25%
    • H••••••• K•••••• · Chief Operating Officer, Treasurer
      since 09/2022 · owns less than 5%
    Entity owners
    • C•••• C••••••••• · Parent Company Owner
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Ponte Vedra, Fl · principal510
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 190 to 235
      Dec 3, 2025 to Mar 29, 2026
    • HNW clients · 10 to 9
      Dec 3, 2025 to Mar 29, 2026
    • Individual clients · 180 to 110
      Dec 3, 2025 to Mar 29, 2026
    • Employees · 4 to 5
      Dec 3, 2025 to Mar 29, 2026
    • Discretionary RAUM · $81.3M to $91.1M
      Dec 3, 2025 to Mar 29, 2026
    • HNW RAUM · $14.9M to $17.6M
      Dec 3, 2025 to Mar 29, 2026
    • Individual RAUM · $86.0M to $90.4M
      Dec 3, 2025 to Mar 29, 2026
    • Non-discretionary RAUM · $19.5M to $20.8M
      Dec 3, 2025 to Mar 29, 2026
    • RAUM · $101M to $112M
      Dec 3, 2025 to Mar 29, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/caleocapital-usareportedpublic record, Form ADV, Sep 18, 2026
    Website
    c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    609 838 1245reportedpublic record, Form ADV, Apr 7, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $22.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026