DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

V••• P•••••• W••••• L••

Former SEC-registered adviserPasadena, CaliforniaCRD 308575SEC 801-118759IAPD
Latest filing Aug 26, 2020
First filing on the tape Apr 17, 2020 · 6 filings
RAUM
$28.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$24.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$28.1M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$28.1M as of Aug 26, 2020
Apr 17, 2020$0 then
HNW client RAUM$24.0M as of Aug 26, 2020
Aug 5, 2020$24.0M then
State-registered IARs (5.B.3)1 as of Aug 26, 2020
Apr 17, 20201 then
Employees (5.A)3 as of Aug 26, 2020
Apr 17, 20201 then
Private funds: no history
Practice profile
derived from the filing of Aug 26, 2020; every figure names its basis
RAUM per advisor
$28.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$584,664derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$10.4M, 8 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$24.0M86%
  • Pension and profit-sharing plans$3.7M13%
  • Individuals$297,5101.1%
Individual clients
n/areported
HNW clients
12reported
Pension plan clients
5reported
Charitable clients
n/areported
Accounts
48reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$10.4M for 8 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
G• M••••• A••••Certified Financial PlannerPasadena, CaMay 19, 202021 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • A••••• G• M••••• · Managing Director & Chief Compliance Officercontrol
      since 05/2020 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Employees · 2 to 3
      Aug 5, 2020 to Aug 26, 2020
    • Accounts · 0 to 48
      May 21, 2020 to Aug 5, 2020
    • HNW clients · unset to 12.0
      May 21, 2020 to Aug 5, 2020
    • Pension plan clients · unset to 5.0
      May 21, 2020 to Aug 5, 2020
    • Assets in custody · unset to 10383940.0
      May 21, 2020 to Aug 5, 2020
    • Custody of client assets · false to true
      May 21, 2020 to Aug 5, 2020
    • Employees · 1 to 2
      May 21, 2020 to Aug 5, 2020
    • Discretionary RAUM · $0 to $28.1M
      May 21, 2020 to Aug 5, 2020
    • HNW RAUM · unset to 24048959.0
      May 21, 2020 to Aug 5, 2020
    • Individual RAUM · unset to 297510.0
      May 21, 2020 to Aug 5, 2020
    • Pension RAUM · unset to 3717382.0
      May 21, 2020 to Aug 5, 2020
    • RAUM · $0 to $28.1M
      May 21, 2020 to Aug 5, 2020
    • Business name · V••• P•••••• W••••• to V••• P•••••• W••••• L••
      May 18, 2020 to May 19, 2020
    • Financial planning clients · unset to 0
      Apr 17, 2020 to May 18, 2020
    Signals
    1 dated events
    • V••• P•••••• W••••• filed its initial SEC registration (Form ADV)
      Apr 17, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/vida-vision-fundreportedpublic record, Form ADV, Sep 18, 2026
    Firm profile
    linkedin.com/company/vida-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
    Website
    vidapw.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $28.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026