DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Lumature Wealth Partners, LLC
Latest filing Aug 4, 2023
First filing on the tape Apr 16, 2020 · 9 filings
RAUM
$561M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
100%
$561M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$561M as of Mar 1, 2023
Feb 9, 2021$401M then
HNW client RAUM$436M as of Mar 1, 2023
Feb 9, 2021$317M then
State-registered IARs (5.B.3)8 as of Mar 1, 2023
Feb 9, 20218 then
Employees (5.A)14 as of Mar 1, 2023
Feb 9, 202114 then
Private funds: no history
RAUM -0.3% over the last fiscal yearIARs 8 to 8
Practice profile
derived from the filing of Aug 4, 2023; every figure names its basis
- RAUM per advisor
- $70.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $248,868derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$436M78%
- Individuals$126M22%
- Individual clients
- 326reported
- HNW clients
- 252reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,255reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $482M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Andrew Ross Ramsey to Concurrent Investment Advisors, LLCNov 16, 2023 · RIA to RIA
- Wesley Blake Turner to Concurrent Investment Advisors, LLCNov 16, 2023 · RIA to RIA
- Kelly Manning Rodriguez to Concurrent Investment Advisors, LLCNov 16, 2023 · RIA to RIA
- Charles Joseph Costa to Concurrent Investment Advisors, LLCNov 16, 2023 · RIA to RIA
- Charles Wesley Davidson to Concurrent Investment Advisors, LLCNov 16, 2023 · RIA to RIA
- Ralph Corley Watson to Concurrent Investment Advisors, LLCNov 16, 2023 · RIA to RIA
Joined, latest
- Andrew Ross Ramsey from Cetera Advisor Networks LLCJun 4, 2020 · Other
- Kelly Manning Rodriguez from United Capital Financial AdvisorsJun 4, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Charles Joseph Costa from United Capital Financial AdvisorsJun 4, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Ralph Corley Watson from United Capital Financial AdvisorsJun 4, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Wesley Blake Turner from United Capital Financial AdvisorsJun 3, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Charles Wesley Davidson from United Capital Financial AdvisorsJun 3, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 6 left for Concurrent Investment Advisors, LLCNov 16, 2023 · Alpharetta, Ga · Firm absorbed
- 5 joined from United Capital Financial AdvisorsJun 27, 2020 · Alpharetta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ross Andrew Ramsey · Managing Member And Chief Compliance Officercontrolsince 04/2020 · owns 50% to 75%
- Corley Ralph Watson · Managing Membercontrolsince 04/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpharetta, Ga · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,393 to 2,255Mar 23, 2022 to Mar 1, 2023
- BD registered reps · 9 to 10Mar 23, 2022 to Mar 1, 2023
- Charity clients · unset to 0.0Mar 23, 2022 to Mar 1, 2023
- Corporate clients · unset to 0.0Mar 23, 2022 to Mar 1, 2023
- HNW clients · 202 to 252Mar 23, 2022 to Mar 1, 2023
- Individual clients · 378 to 326Mar 23, 2022 to Mar 1, 2023
- Pension plan clients · unset to 0.0Mar 23, 2022 to Mar 1, 2023
- Pooled vehicle clients · unset to 0.0Mar 23, 2022 to Mar 1, 2023
- Employees · 13 to 14Mar 23, 2022 to Mar 1, 2023
- Discretionary RAUM · $481M to $482MMar 23, 2022 to Mar 1, 2023
- HNW RAUM · $403M to $436MMar 23, 2022 to Mar 1, 2023
- Individual RAUM · $160M to $126MMar 23, 2022 to Mar 1, 2023
- Non-discretionary RAUM · $82.3M to $79.5MMar 23, 2022 to Mar 1, 2023
- Pension RAUM · unset to 0.0Mar 23, 2022 to Mar 1, 2023
- Pooled vehicle RAUM · unset to 0.0Mar 23, 2022 to Mar 1, 2023
- RAUM · $563M to $561MMar 23, 2022 to Mar 1, 2023
- Wrap assets (manager) · $481M to $482MMar 23, 2022 to Mar 1, 2023
- Accounts · 2,473 to 2,393Feb 9, 2021 to Mar 23, 2022
- BD registered reps · 8 to 9Feb 9, 2021 to Mar 23, 2022
- HNW clients · 183 to 202Feb 9, 2021 to Mar 23, 2022
- Individual clients · 352 to 378Feb 9, 2021 to Mar 23, 2022
- Employees · 14 to 13Feb 9, 2021 to Mar 23, 2022
- Discretionary RAUM · $315M to $481MFeb 9, 2021 to Mar 23, 2022
- HNW RAUM · $317M to $403MFeb 9, 2021 to Mar 23, 2022
- Individual RAUM · $84.2M to $160MFeb 9, 2021 to Mar 23, 2022
- Non-discretionary RAUM · $86.0M to $82.3MFeb 9, 2021 to Mar 23, 2022
- RAUM · $401M to $563MFeb 9, 2021 to Mar 23, 2022
- Wrap assets (manager) · $315M to $481MFeb 9, 2021 to Mar 23, 2022
- Accounts · 2,888 to 2,473Sep 23, 2020 to Feb 9, 2021
- Advisory employees · 6 to 8Sep 23, 2020 to Feb 9, 2021
- HNW clients · 185 to 183Sep 23, 2020 to Feb 9, 2021
- Individual clients · 300 to 352Sep 23, 2020 to Feb 9, 2021
- Employees · 11 to 14Sep 23, 2020 to Feb 9, 2021
- State-registered IARs · 6 to 8Sep 23, 2020 to Feb 9, 2021
- Discretionary RAUM · $310M to $315MSep 23, 2020 to Feb 9, 2021
- HNW RAUM · $368M to $317MSep 23, 2020 to Feb 9, 2021
- Individual RAUM · $92.0M to $84.2MSep 23, 2020 to Feb 9, 2021
- Non-discretionary RAUM · $150M to $86.0MSep 23, 2020 to Feb 9, 2021
- RAUM · $460M to $401MSep 23, 2020 to Feb 9, 2021
- Wrap assets (manager) · unset to 315125921.0Sep 23, 2020 to Feb 9, 2021
Signals
9 dated events
- Wesley Blake Turner left Lumature Wealth Partners, Llc for Concurrent Investment Advisors, Llc (registered 2023-10-02)Nov 16, 2023 · Advisor changed firm · fact
- Kelly Manning Rodriguez left Lumature Wealth Partners, Llc for Concurrent Investment Advisors, Llc (registered 2023-10-02)Nov 16, 2023 · Advisor changed firm · fact
- Charles Wesley Davidson left Lumature Wealth Partners, Llc for Concurrent Investment Advisors, Llc (registered 2023-10-02)Nov 16, 2023 · Advisor changed firm · fact
- Ralph Corley Watson left Lumature Wealth Partners, Llc for Concurrent Investment Advisors, Llc (registered 2023-10-02)Nov 16, 2023 · Advisor changed firm · fact
- Andrew Ross Ramsey left Lumature Wealth Partners, Llc for Concurrent Investment Advisors, Llc (registered 2023-10-02)Nov 16, 2023 · Advisor changed firm · fact
- Charles Joseph Costa left Lumature Wealth Partners, Llc for Concurrent Investment Advisors, Llc (registered 2023-10-02)Nov 16, 2023 · Advisor changed firm · fact
- Lumature Wealth Partners, LLC's advisors moved to Concurrent Investment Advisors, LLC (Alpharetta, GA): 6 of 6 registered, on the same dayNov 16, 2023 · Firm absorbed (people side) · derived
- Lumature Wealth Partners, Llc reported RAUM $563.0M, up 40% from $401.1M (2021-02-09 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Lumature Wealth Partners, Llc filed its initial SEC registration (Form ADV)Apr 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026