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SEC-registered adviser

T•••••• W••••• M••••••••• L••

Independent wealth managerRocklin, CaliforniaCRD 309109SEC 801-135914websiteIAPD
Latest filing May 4, 2026
First filing on the tape May 4, 2026 · 1 filings
SEC status approved since May 5, 2026
RAUM
$117M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$95.9M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$38.9M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $117M
HNW client RAUM: $80.2M
State-registered IARs (5.B.3): 3
Employees (5.A): 5
Private funds: no history
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$38.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
26derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$633,999derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$80.2M69%
  • Corporations and businesses$19.2M16%
  • Individuals$15.6M13%
  • Pension and profit-sharing plans$1.6M1.4%
Individual clients
54reported
HNW clients
24reported
Pension plan clients
5reported
Charitable clients
0reported
Accounts
184reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.82 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K•••• T••••• W••••Rocklin, CaJun 12, 202014 y1
M•••••• T••••• W••••Rocklin, CaJun 12, 202023 y1
I••• J•• T••••••Certified Financial PlannerRocklin, CaJan 1, 202613 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • T••••••• I•••• J•• · Managing Membercontrol
        since 03/2020 · owns 50% to 75%
      • W••••• M••••••• T••••• · Membercontrol
        since 03/2020 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Rocklin, Ca · principal310
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      916-784-1818reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      916-784-2818reportedpublished by the firm, firm site, Sep 16, 2026
      Website
      tidwellwealth.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      916-784-1818reportedpublic record, Form ADV, May 4, 2026
      Contact form
      tidwellcpa.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
      Team page
      tidwellcpa.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $38.9Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026