DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

L••••• F•••••••• A•••••••

Independent wealth managerCRD 309156SEC 801-134038websiteIAPD
Legal name L••••• F•••••••• A••••••• I•• L••
Latest filing Feb 20, 2026
First filing on the tape Jun 30, 2025 · 2 filings
SEC status approved since Jul 30, 2025
RAUM
$139M
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
100%
$139M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$46.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$139M as of Feb 20, 2026
Jun 30, 2025$116M then
HNW client RAUM$48.8M as of Feb 20, 2026
Jun 30, 2025$71.0M then
State-registered IARs (5.B.3)3 as of Feb 20, 2026
Jun 30, 20253 then
Employees (5.A)3 as of Feb 20, 2026
Jun 30, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$46.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
72derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$827,006derivedHNW RAUM over HNW clients
Average account
$266,608derivedRAUM over accounts (5.F.2.f)
Discretionary
68%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$90.4M65%
  • High-net-worth individuals$48.8M35%
  • Charitable organizations$2,0000.0%
Individual clients
157reported
HNW clients
59reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
522reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W••••• R• J•••••Saint Simons Island, GaMay 20, 202017 y3
W•••••• R••••• J•••••Saint Simons Island, GaNov 6, 202027 y7
K••• A••••• H••••••St Simons Island, Ga Jun 24, 202413 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Saint Simons Island, Ga300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • business activity changedChange between filings · filing Feb 20, 2026
      selection of other advisers (Item 5.G.7): no on the filing of 2025-06-30, yes on the filing of 2026-02-20
      peers: independent wealth managers, $100M to $500M (5,676)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 518 to 522
      Jun 30, 2025 to Feb 20, 2026
    • Advisory activities · 3 to 4
      Jun 30, 2025 to Feb 20, 2026
    • HNW clients · 56 to 59
      Jun 30, 2025 to Feb 20, 2026
    • Individual clients · 164 to 157
      Jun 30, 2025 to Feb 20, 2026
    • Assets in custody · $36.5M to $33.6M
      Jun 30, 2025 to Feb 20, 2026
    • Financial planning clients · 1-10 to 0
      Jun 30, 2025 to Feb 20, 2026
    • Discretionary RAUM · $38.2M to $94.6M
      Jun 30, 2025 to Feb 20, 2026
    • HNW RAUM · $71.0M to $48.8M
      Jun 30, 2025 to Feb 20, 2026
    • Individual RAUM · $44.8M to $90.4M
      Jun 30, 2025 to Feb 20, 2026
    • Non-discretionary RAUM · $77.6M to $44.6M
      Jun 30, 2025 to Feb 20, 2026
    • RAUM · $116M to $139M
      Jun 30, 2025 to Feb 20, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    L•••••FALLC.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    912-634-8338reportedpublic record, Form ADV, Feb 20, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $46.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026