DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Robert Joiner
Feed of 09/14/2026
Also filed as Bob Joiner
At current firm
5 y
since Nov 6, 2020
In the industry
27 y
since Oct 9, 1998 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Legacy Financial Advisors independent RIA currentsince Nov 6, 2020 · Saint Simons Island, Ga
- Cetera Investment Advisers LLC BD affiliatedJan 5, 2021 to Sep 2, 2021 · St. Simons Island, Ga
- Cetera Investment Advisers LLC BD affiliatedNov 5, 2020 to Dec 31, 2020 · St. Simons Island, Ga
- Legacy Financial Advisors, LLC unclassifiedDec 8, 2015 to Dec 31, 2016 · Saint Simons Island, Ga
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Nov 13, 2020 · St. Simons Island, Ga
- First Allied Securities, Inc. formerJan 13, 2009 to Jul 2, 2012 · San Diego, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 23, 2006 to Jan 22, 2009 · Saint Simons Island, Ga
- Valic Financial Advisors, Inc. BD affiliatedDec 1, 1998 to Apr 10, 2006 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to no registered destinationleft Sep 2, 2021 · Departure, no registered destination
- Cetera Investment Advisers LLC to Legacy Financial Advisorsleft Dec 31, 2020, registered Nov 6, 2020 (-55 days) · Affiliated broker-dealer or bank to independent RIA
- First Allied Advisory Services, Inc. to Legacy Financial Advisors, LLCleft Nov 13, 2020, registered Dec 8, 2015 (-1802 days) · Other
- Legacy Financial Advisors, LLC to Cetera Investment Advisers LLCleft Dec 31, 2016, registered Nov 5, 2020 (1405 days) · Other
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to First Allied Securities, Inc.left Jan 22, 2009, registered Jan 13, 2009 (-9 days) · Other
- Valic Financial Advisors, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 10, 2006, registered Mar 23, 2006 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address