DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Equilibrium Ventures, LLC
Latest filing Mar 26, 2026
First filing on the tape Jul 6, 2023 · 10 filings
SEC status approved since Sep 29, 2023
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$207,162 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$44.7M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$134M as of Mar 26, 2026
Mar 28, 2024$141M then
HNW client RAUM$207,162 as of Mar 26, 2026
Mar 28, 2024$43.1M then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Mar 28, 20241 then
Employees (5.A)6 as of Mar 26, 2026
Mar 28, 202419 then
Private funds5 as of Mar 26, 2026
Mar 28, 20246 then
RAUM -2.3% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $44.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $69,054derivedHNW RAUM over HNW clients
- Average account
- $16.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$134M100%
- High-net-worth individuals$207,1620.2%
- Individual clients
- n/areported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Itay Nmn Vinik | New York, Ny | Jun 2, 2020 | 13 y | 1 |
| Alan Lev | New York, Ny | Jun 4, 2020 | 37 y | 0 |
| Vincent Della Fera | New York, Ny | Aug 7, 2022 | 13 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jason Ryan Barbera to Heritage Wealth AdvisorsDec 11, 2024 · RIA to RIA
Joined, latest
- Vincent Della Fera from Arete Wealth Advisors, LLCAug 7, 2022 · Other
- Itay Nmn Vinik from United Global Advisors, LLCJun 2, 2020 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Equi Growth Fund, LP | Hedge Fund | $54.2M | 95 | Jul 6, 2023 |
| Equi Balanced Fund, LP | Hedge Fund | $22.5M | 68 | Jul 6, 2023 |
| Equi Special Opportunities Fund I, LP | Hedge Fund | $19.5M | 38 | Jul 6, 2023 |
| Equi Real Estate Fund, LP | Hedge Fund | $12.1M | 38 | Jul 6, 2023 |
| Equi Alpha Fund I, LP | Hedge Fund | $11.8M | 29 | Jul 6, 2023 |
| Equi Growth Fund (Qp), LP | Hedge Fund | $4.1M | 14 | Jul 6, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Mikhail-Leib Tory Reiss · Ceocontrolsince 04/2020 · owns less than 5%
- Nmn Itay Vinik · Ciocontrolsince 04/2020 · owns less than 5%
- Liang Sarah Warner · Chief Compliance Officer, Chief Operating Officercontrolsince 09/2023 · owns less than 5%
Entity owners
- Towards Equilibrium Inc. · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Equi Alpha Fund I (Gp), LLCpooled vehicle sponsory
- Equi Balanced Fund (Gp), LLCpooled vehicle sponsory
- Equi Growth Fund (Gp), LLCpooled vehicle sponsory
- Equi Growth Fund Qp (Gp), LLCpooled vehicle sponsory
- Equi Real Estate Fund (Gp), LLCpooled vehicle sponsory
- Equi Special Opportunities Fund I (Gp), LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- client mix shiftChange between filings · filing Mar 26, 2026private-client share of RAUM moved from 17.0% to 0.0% between the annual amendments of 2025-03-31 and 2026-03-26peers: asset managers, $100M to $500M (1,567)
- custody status changedChange between filings · filing Mar 26, 2026custody of client assets (Item 9.A): yes on the filing of 2026-01-15, no on the filing of 2026-03-26peers: asset managers, $100M to $500M (1,567)
- employee count dropChange between filings · filing Mar 26, 2026employees (Item 5.A) moved from 11.0 to 6.0 (-45.0%) between the annual amendments of 2025-03-31 and 2026-03-26; the peer median change was 0.0% (393 comparable advisers, 3.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 3.3% percentile
- HNW share shiftChange between filings · filing Mar 26, 2026HNW share of RAUM moved from 17.0% to 0.0% between the annual amendments of 2025-03-31 and 2026-03-26peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 6 to 8Jan 15, 2026 to Mar 26, 2026
- Advisory employees · 6 to 4Jan 15, 2026 to Mar 26, 2026
- HNW clients · 1 to 3Jan 15, 2026 to Mar 26, 2026
- Custody of client assets · true to falseJan 15, 2026 to Mar 26, 2026
- Employees · 11 to 6Jan 15, 2026 to Mar 26, 2026
- Discretionary RAUM · $137M to $134MJan 15, 2026 to Mar 26, 2026
- HNW RAUM · $23.5M to $207,162Jan 15, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $114M to $134MJan 15, 2026 to Mar 26, 2026
- RAUM · $137M to $134MJan 15, 2026 to Mar 26, 2026
- Accounts · 8 to 6Jan 29, 2025 to Mar 31, 2025
- Advisory employees · 3 to 6Jan 29, 2025 to Mar 31, 2025
- HNW clients · 2 to 1Jan 29, 2025 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Jan 29, 2025 to Mar 31, 2025
- Employees · 19 to 11Jan 29, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 29, 2025 to Mar 31, 2025
- Private funds · 6 to 5Jan 29, 2025 to Mar 31, 2025
- Discretionary RAUM · $141M to $137MJan 29, 2025 to Mar 31, 2025
- HNW RAUM · $43.1M to $23.5MJan 29, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $98.3M to $114MJan 29, 2025 to Mar 31, 2025
- RAUM · $141M to $137MJan 29, 2025 to Mar 31, 2025
- Accounts · 17 to 8Dec 7, 2023 to Mar 28, 2024
- Advisory employees · 5 to 3Dec 7, 2023 to Mar 28, 2024
- Advisory activities · 7 to 3Dec 7, 2023 to Mar 28, 2024
- HNW clients · 10 to 2Dec 7, 2023 to Mar 28, 2024
- Employees · 7 to 19Dec 7, 2023 to Mar 28, 2024
- HQ city · AUSTIN to NEW YORKDec 7, 2023 to Mar 28, 2024
- HQ state · TX to NYDec 7, 2023 to Mar 28, 2024
- State-registered IARs · 5 to 1Dec 7, 2023 to Mar 28, 2024
- Discretionary RAUM · $122M to $141MDec 7, 2023 to Mar 28, 2024
- HNW RAUM · $3.7M to $43.1MDec 7, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $118M to $98.3MDec 7, 2023 to Mar 28, 2024
- RAUM · $122M to $141MDec 7, 2023 to Mar 28, 2024
- Other offices · 0 to 1Sep 11, 2023 to Dec 7, 2023
Signals
4 dated events
- Jason Ryan Barbera left Equilibrium Ventures, Llc for Heritage Wealth Advisors (registered 2025-03-05)Dec 11, 2024 · Advisor changed firm · fact
- Lameman Mateo Johnson (Cco) no longer on Schedule A of Equilibrium Ventures, Llc (listed 2023-09-11, absent 2023-12-07)Dec 7, 2023 · Control person left · inference
- Liang Sarah Warner (Chief Compliance Officer, Chief Operating Officer) appeared on Schedule A of Equilibrium Ventures, LlcDec 7, 2023 · Control person joined · fact
- Equilibrium Ventures, Llc filed its initial SEC registration (Form ADV)Jul 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/joinequireportedpublic record, Form ADV, Sep 18, 2026
- Website
- equi.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-352-3902reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026