RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• D•••• F•••
- E••••••••• V•••••••• L•• asset manager currentsince Aug 7, 2022 · Hoboken, Nj
- A•••• W••••• A•••••••• L•• BD affiliatedApr 11, 2020 to Jun 9, 2022 · New York, Ny
- G•• G•••• otherOct 1, 2019 to Dec 21, 2020 · East Hanover, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 9, 2018 to Apr 11, 2019 · East Brunswick, Nj
- A•••• W••••• A•••••••• L•• to E••••••••• V•••••••• L••left Jun 9, 2022, registered Aug 7, 2022 (59 days) · Other
- G•• G•••• to A•••• W••••• A•••••••• L••left Dec 21, 2020, registered Apr 11, 2020 (-254 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G•• G••••left Apr 11, 2019, registered Oct 1, 2019 (173 days) · Other
- V•••••• D•••• F••• left A•••• W••••• A•••••••• L•• for E••••••••• V•••••••• L•• (registered 2022-08-07)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address