DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

F••••••••• A•••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 309245SEC 801-126248website IAPD

Latest filing Jul 2, 2026

First filing on the tape Jun 29, 2022 · 8 filings

SEC status approved since Jul 29, 2022

RAUM

$405M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$405M as of Jul 2, 2026

Mar 30, 2023$293M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 2, 2026

Mar 30, 20230 then

Employees (5.A)10 as of Jul 2, 2026

Mar 30, 20239 then

Private funds8 as of Jul 2, 2026

Mar 30, 20235 then

RAUM -0.5% over the last fiscal year+11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 2, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $50.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -0.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $405M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$405M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $405M for 8 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

7 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F••••••••• C•••••• P••••••• L•	Private Equity Fund	$68.6M	203	Sep 29, 2020
F••• I•• L•	Private Equity Fund	$66.9M	185	Mar 31, 2022
I••• I••••••••• L••	Private Equity Fund	$66.5M	26	Mar 31, 2022
T••• I••••••••• L••	Private Equity Fund	$26.9M	16	Mar 31, 2022
F• G••• I••••••••• L••no longer reported	Private Equity Fund	$15.5M	21	Mar 31, 2022
L•• I••••••••• L••	Private Equity Fund	$8.2M	29	Mar 28, 2024
F• C••••••• H••••••• L••	Private Equity Fund	$5.0M	7	Mar 30, 2023

Owners and control persons

Schedule A and B, latest filing

D•••••••• B••••••• J••••• · Chief Financial Officer, Chief Operating Officer, Chief Compliance Officer, Limited Partnercontrol
since 03/2021 · owns 10% to 25%
L••••••••• J•••• T• · Chief Executive Officer, Limited Partnercontrol
since 02/2020 · owns 25% to 50%
L••••••••• J•••• T• · Membercontrol
since 02/2020 · owns 25% to 50% of F••• G• L••
B••• P••••• A••••• · Limited Partner
since 02/2020 · owns 10% to 25%
G•••••••• J•••••••• N•• · Limited Partner
since 02/2020 · owns 10% to 25%

Entity owners

F••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

F••• G• L••
bankpooled vehicle sponsorn
F••• I• G• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Center Valley, PA1 employees

What changed

consecutive filings, newest first

Assets in custody · $412M to $405M
Mar 31, 2026 to Apr 29, 2026
Discretionary RAUM · $412M to $405M
Mar 31, 2026 to Apr 29, 2026
Pooled vehicle RAUM · $412M to $405M
Mar 31, 2026 to Apr 29, 2026
RAUM · $412M to $405M
Mar 31, 2026 to Apr 29, 2026
Assets in custody · $407M to $412M
Apr 28, 2025 to Mar 31, 2026
Employees · 11 to 10
Apr 28, 2025 to Mar 31, 2026
Discretionary RAUM · $407M to $412M
Apr 28, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $407M to $412M
Apr 28, 2025 to Mar 31, 2026
RAUM · $407M to $412M
Apr 28, 2025 to Mar 31, 2026
Related bank · true to false
Apr 28, 2025 to Mar 31, 2026
Accounts · 6 to 8
Mar 28, 2024 to Apr 28, 2025
Advisory employees · 4 to 5
Mar 28, 2024 to Apr 28, 2025
Pooled vehicle clients · 6 to 8
Mar 28, 2024 to Apr 28, 2025
Assets in custody · $332M to $407M
Mar 28, 2024 to Apr 28, 2025
Employees · 8 to 11
Mar 28, 2024 to Apr 28, 2025
Financial planning clients · unset to
Mar 28, 2024 to Apr 28, 2025
Other offices · 1 to 0
Mar 28, 2024 to Apr 28, 2025
Private funds · 6 to 8
Mar 28, 2024 to Apr 28, 2025
Discretionary RAUM · $332M to $407M
Mar 28, 2024 to Apr 28, 2025
Pooled vehicle RAUM · $332M to $407M
Mar 28, 2024 to Apr 28, 2025
RAUM · $332M to $407M
Mar 28, 2024 to Apr 28, 2025
Accounts · 5 to 6
Jun 8, 2023 to Mar 28, 2024
Advisory employees · 5 to 4
Jun 8, 2023 to Mar 28, 2024
Pooled vehicle clients · 5 to 6
Jun 8, 2023 to Mar 28, 2024
Assets in custody · $293M to $332M
Jun 8, 2023 to Mar 28, 2024
Employees · 9 to 8
Jun 8, 2023 to Mar 28, 2024
Private funds · 5 to 6
Jun 8, 2023 to Mar 28, 2024
Discretionary RAUM · $293M to $332M
Jun 8, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $293M to $332M
Jun 8, 2023 to Mar 28, 2024
RAUM · $293M to $332M
Jun 8, 2023 to Mar 28, 2024
Assets in custody · $293M to $293M
Mar 30, 2023 to Jun 8, 2023
Discretionary RAUM · $293M to $293M
Mar 30, 2023 to Jun 8, 2023
Pooled vehicle RAUM · $293M to $293M
Mar 30, 2023 to Jun 8, 2023
RAUM · $293M to $293M
Mar 30, 2023 to Jun 8, 2023
Accounts · 4 to 5
Jun 29, 2022 to Mar 30, 2023
Pooled vehicle clients · 4 to 5
Jun 29, 2022 to Mar 30, 2023
Assets in custody · $299M to $293M
Jun 29, 2022 to Mar 30, 2023
Employees · 7 to 9
Jun 29, 2022 to Mar 30, 2023
Other offices · 0 to 1
Jun 29, 2022 to Mar 30, 2023
Private funds · 8 to 5
Jun 29, 2022 to Mar 30, 2023

Signals

3 dated events

R. Mitchell Kulick (Member) no longer on Schedule A of F••••••••• A•••• M••••••••• L• (listed 2022-06-29, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
Todd David Feuerstein (Member) no longer on Schedule A of F••••••••• A•••• M••••••••• L• (listed 2022-06-29, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
F••••••••• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)
Jun 29, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

F••••••••• A•••• M••••••••• L• · Independent Sponsors
shared crd · capital_provider
F••••••••• A•••• M••••••••• L• · Private Equity
shared crd · organization
F••••••••• A•••• M••••••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/focusgrowth-asset-management-lp/aboutreportedpublic record, Form ADV, Sep 21, 2026
Website: f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-849-6704reportedpublic record, Form ADV, Jul 2, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026