DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F••••••••• C•••••• P••••••• L•
Gross asset value
$68.6M
as of Mar 28, 2024; not a fund size
Peak GAV
$129M
highest filing
Owners
203
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Sep 29, 2020 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$68.6M as of Mar 28, 2024
Sep 29, 2020$10.3M then
Owners203 as of Mar 28, 2024
Sep 29, 202041 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-372104reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Dime Community BankHauppauge, New York · LEI 549300UWA74T8PF7KY34
- Wilmington TrustWilmington, Delaware · LEI 2549003YW3T6PERKZM60
Across DFX
shared identifiers only
- F••••••••• C•••••• P••••••• L• · peshared adv fund id
- F••••••••• C•••••• P••••••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons