DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jacksonville Wealth Management
Legal name Jacksonville Wealth Management, LLC
Latest filing Aug 10, 2026
First filing on the tape Feb 1, 2021 · 20 filings
SEC status approved since Mar 5, 2021
RAUM
$534M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$530M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
13
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$534M as of Aug 10, 2026
Feb 16, 2022$309M then
HNW client RAUM$446M as of Aug 10, 2026
Feb 16, 2022$214M then
State-registered IARs (5.B.3)4 as of Aug 10, 2026
Feb 16, 20224 then
Employees (5.A)13 as of Aug 10, 2026
Feb 16, 20229 then
Private funds: no history
RAUM +23% over the last fiscal year+26% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 204derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $862,681derivedHNW RAUM over HNW clients
- Average account
- $254,673derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $315MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$446M84%
- Individuals$83.5M16%
- Corporations and businesses$3.8M0.7%
- Pension and profit-sharing plans$123,0210.0%
- Charitable organizations$58,4560.0%
- Individual clients
- 503reported
- HNW clients
- 517reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,095reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher David CoxCertified Financial Planner | Jacksonville, Fl | Mar 29, 2021 | 11 y | 1 |
| Nicholas Joseph PinelliCertified Financial Planner | Jacksonville, Fl | Mar 29, 2021 | 11 y | 1 |
| Richard Boyd Erickson | Jacksonville, Fl | Jun 6, 2022 | 34 y | 1 |
| Daniel Martin Ciez | Jacksonville, Fl | Jan 6, 2023 | 33 y | 2 |
| Ciara M Ciez | Nashville, Tn | Apr 14, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Daniel Martin Ciez from Private Advisor Group, LLCJan 6, 2023 · Affiliated broker-dealer or bank to independent RIA
- Richard Boyd Erickson from Waddell & ReedJun 6, 2022 · Affiliated broker-dealer or bank to independent RIA
- Christopher David Cox from Private Advisor Group, LLCMar 29, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Nicholas Joseph Pinelli from Private Advisor Group, LLCMar 29, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Private Advisor Group, LLCApr 12, 2021 · Morristown, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Martin Daniel Ciez · Managing Member & Chief Compliance Officercontrolsince 09/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,841 to 2,095Nov 24, 2025 to Feb 24, 2026
- Corporate clients · 12 to 14Nov 24, 2025 to Feb 24, 2026
- HNW clients · 455 to 517Nov 24, 2025 to Feb 24, 2026
- Individual clients · 469 to 503Nov 24, 2025 to Feb 24, 2026
- Discretionary RAUM · $435M to $534MNov 24, 2025 to Feb 24, 2026
- HNW RAUM · $348M to $446MNov 24, 2025 to Feb 24, 2026
- Individual RAUM · $82.9M to $83.5MNov 24, 2025 to Feb 24, 2026
- Pension RAUM · unset to 123021.0Nov 24, 2025 to Feb 24, 2026
- RAUM · $435M to $534MNov 24, 2025 to Feb 24, 2026
- Financial planning clients · 0 to 0Feb 19, 2025 to Nov 24, 2025
- Accounts · 1,600 to 1,841Aug 20, 2024 to Feb 19, 2025
- Advisory employees · 5 to 4Aug 20, 2024 to Feb 19, 2025
- Corporate clients · 9 to 12Aug 20, 2024 to Feb 19, 2025
- HNW clients · 328 to 455Aug 20, 2024 to Feb 19, 2025
- Individual clients · 504 to 469Aug 20, 2024 to Feb 19, 2025
- Employees · 10 to 13Aug 20, 2024 to Feb 19, 2025
- State-registered IARs · 5 to 4Aug 20, 2024 to Feb 19, 2025
- Discretionary RAUM · $340M to $435MAug 20, 2024 to Feb 19, 2025
- HNW RAUM · $240M to $348MAug 20, 2024 to Feb 19, 2025
- Individual RAUM · $97.6M to $82.9MAug 20, 2024 to Feb 19, 2025
- RAUM · $340M to $435MAug 20, 2024 to Feb 19, 2025
- Accounts · 1,414 to 1,600Feb 10, 2023 to Jan 31, 2024
- Corporate clients · 6 to 9Feb 10, 2023 to Jan 31, 2024
- HNW clients · 279 to 328Feb 10, 2023 to Jan 31, 2024
- Individual clients · 474 to 504Feb 10, 2023 to Jan 31, 2024
- Other offices · 0 to 1Feb 10, 2023 to Jan 31, 2024
- Discretionary RAUM · $267M to $340MFeb 10, 2023 to Jan 31, 2024
- HNW RAUM · $181M to $240MFeb 10, 2023 to Jan 31, 2024
- Individual RAUM · $84.4M to $97.6MFeb 10, 2023 to Jan 31, 2024
- RAUM · $267M to $340MFeb 10, 2023 to Jan 31, 2024
- Accounts · 1,293 to 1,414Nov 29, 2022 to Feb 10, 2023
- Advisory employees · 4 to 5Nov 29, 2022 to Feb 10, 2023
- BD registered reps · 3 to 4Nov 29, 2022 to Feb 10, 2023
- Corporate clients · 5 to 6Nov 29, 2022 to Feb 10, 2023
- HNW clients · 259 to 279Nov 29, 2022 to Feb 10, 2023
- Individual clients · 422 to 474Nov 29, 2022 to Feb 10, 2023
- Employees · 9 to 10Nov 29, 2022 to Feb 10, 2023
- Financial planning clients · 1-10 to 0Nov 29, 2022 to Feb 10, 2023
- State-registered IARs · 4 to 5Nov 29, 2022 to Feb 10, 2023
- Discretionary RAUM · $309M to $267MNov 29, 2022 to Feb 10, 2023
Signals
1 dated events
- Jacksonville Wealth Management filed its initial SEC registration (Form ADV)Feb 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jaxwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-382-1970reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-503-3110reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/jacksonville-weatlh-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- jaxwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 904-923-7526reportedpublic record, Form ADV, Aug 10, 2026
- Team page
- jaxwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026