DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••
Legal name M•••••• L••
Latest filing Jul 16, 2026
First filing on the tape Jun 1, 2020 · 32 filings
SEC status approved since Jul 1, 2020
RAUM
$2.1M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$2.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$2.1M as of Jul 16, 2026
Mar 31, 2022$13,180 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Mar 15, 20210 then
Employees (5.A)35 as of Jul 16, 2026
Mar 15, 202122 then
Private funds: no history
RAUM -3.2% over the last fiscal year+19% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $277derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.1M100%
- Individual clients
- 7,648reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7,648reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- A•••••••• E••• L••• to Q••••• I•••Oct 16, 2025 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N•••• V••••• B•••••••• · Chairmancontrolsince 06/2018 · owns less than 5%
- S•••••••• R••••• A••••• · Ccocontrolsince 09/2022 · owns less than 5%
- V•• H•••• T•••••• J••••• · Chief Product Officercontrolsince 12/2020 · owns less than 5%
- N•••• V••••• B•••••••• · Managing Membercontrolsince 06/2018 · owns 75% or more of N••• A••••••• S••••••• I••
Entity owners
- T•• T•••• G•••• L•• · Memberdirect · owns 75% or more
- N••• A••••••• S••••••• I•• · Memberindirect · owns 25% to 50% of T•• T•••• G•••• L••
Related persons
Schedule D 7.A
- T•••• G•••investment advisernRAUM $30.9M
- T•••• P•••••• M•••••• L••broker-dealern
Advisers that list M•••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alameda, Ca | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 10,121 to 7,648Jun 5, 2025 to Mar 30, 2026
- Advisory employees · 4 to 2Jun 5, 2025 to Mar 30, 2026
- Individual clients · 10,121 to 7,648Jun 5, 2025 to Mar 30, 2026
- Employees · 47 to 35Jun 5, 2025 to Mar 30, 2026
- State-registered IARs · 1 to 0Jun 5, 2025 to Mar 30, 2026
- Individual RAUM · $2.2M to $2.1MJun 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.2M to $2.1MJun 5, 2025 to Mar 30, 2026
- RAUM · $2.2M to $2.1MJun 5, 2025 to Mar 30, 2026
- Related broker-dealer · true to falseJun 5, 2025 to Mar 30, 2026
- Employees · 46 to 47Mar 31, 2025 to Jun 5, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jun 5, 2025
- Business name · M•••••• L•• to M••••••Oct 7, 2024 to Mar 31, 2025
- Accounts · 38,185 to 10,121Oct 7, 2024 to Mar 31, 2025
- BD registered reps · 1 to 0Oct 7, 2024 to Mar 31, 2025
- Individual clients · 38,185 to 10,121Oct 7, 2024 to Mar 31, 2025
- Employees · 38 to 46Oct 7, 2024 to Mar 31, 2025
- Other offices · 1 to 0Oct 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7M to $0Oct 7, 2024 to Mar 31, 2025
- Individual RAUM · $1.7M to $2.2MOct 7, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $2.2MOct 7, 2024 to Mar 31, 2025
- RAUM · $1.7M to $2.2MOct 7, 2024 to Mar 31, 2025
- Accounts · 25,727 to 38,185Nov 20, 2023 to Mar 28, 2024
- Advisory employees · 3 to 4Nov 20, 2023 to Mar 28, 2024
- BD registered reps · 0 to 1Nov 20, 2023 to Mar 28, 2024
- Individual clients · 25,426 to 38,185Nov 20, 2023 to Mar 28, 2024
- Employees · 21 to 38Nov 20, 2023 to Mar 28, 2024
- State-registered IARs · 0 to 1Nov 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3M to $1.7MNov 20, 2023 to Mar 28, 2024
- Individual RAUM · $1.3M to $1.7MNov 20, 2023 to Mar 28, 2024
- RAUM · $1.3M to $1.7MNov 20, 2023 to Mar 28, 2024
- Accounts · 11 to 25,727Aug 4, 2022 to Mar 31, 2023
- Advisory activities · 2 to 1Aug 4, 2022 to Mar 31, 2023
- Individual clients · 11 to 25,426Aug 4, 2022 to Mar 31, 2023
- Employees · 16 to 21Aug 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $13,180 to $1.3MAug 4, 2022 to Mar 31, 2023
- Individual RAUM · $13,180 to $1.3MAug 4, 2022 to Mar 31, 2023
- RAUM · $13,180 to $1.3MAug 4, 2022 to Mar 31, 2023
- Wrap assets (manager) · 0.0 to unsetAug 4, 2022 to Mar 31, 2023
- Wrap assets (sponsor) · 13180.0 to unsetAug 4, 2022 to Mar 31, 2023
- Related broker-dealer · false to trueApr 1, 2022 to Jul 5, 2022
Signals
13 dated events
- A•••••••• E••• L••• left Magnifi for Q••••• I••• (registered 2026-05-18)Oct 16, 2025 · Advisor changed firm · fact
- A••••• R•••• S••••••• (Cco) appeared on Schedule A of MagnifiMar 31, 2023 · Control person joined · fact
- Earl Steven Schraibman (Chief Compliance Officer) no longer on Schedule A of Magnifi (listed 2022-08-04, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Jon K•••• (General Manager) no longer on Schedule A of Magnifi (listed 2022-08-04, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Jon K•••• (General Manager) appeared on Schedule A of MagnifiJul 5, 2022 · Control person joined · fact
- Oppegard Jeremy May (Chief Operating Officer) no longer on Schedule A of Magnifi (listed 2021-03-15, absent 2021-08-26)Aug 26, 2021 · Control person left · inference
- Michael Richard Hurwitz (Chief Executive Officer) no longer on Schedule A of Magnifi (listed 2021-03-15, absent 2021-08-26)Aug 26, 2021 · Control person left · inference
- Earl Steven Schraibman (Chief Compliance Officer) appeared on Schedule A of MagnifiMar 15, 2021 · Control person joined · fact
- Douglas Colby Stilson (Chief Compliance Officer) no longer on Schedule A of Magnifi (listed 2020-12-11, absent 2021-03-15)Mar 15, 2021 · Control person left · inference
- J••••• T••••• Van H••• (Chief Product Officer) appeared on Schedule A of MagnifiDec 11, 2020 · Control person joined · fact
- Oppegard Jeremy May (Chief Operating Officer) appeared on Schedule A of MagnifiJul 28, 2020 · Control person joined · fact
- Michael Richard Hurwitz (Chief Executive Officer) appeared on Schedule A of MagnifiJul 28, 2020 · Control person joined · fact
- M•••••• L•• filed its initial SEC registration (Form ADV)Jun 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/discovermagnifireportedpublic record, Form ADV, Sep 19, 2026
- Website
- magnifi.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 888-807-4066reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026