DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• G•••
Legal name T•••• G••• I•••
Latest filing Sep 4, 2026
First filing on the tape May 25, 2021 · 24 filings
SEC status approved since Dec 13, 2021
RAUM
$30.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$30.9M as of Aug 17, 2026
Mar 31, 2023$1.8M then
HNW client RAUM$0 as of Aug 17, 2026
Mar 31, 2023$0 then
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 31, 20220 then
Employees (5.A)20 as of Aug 17, 2026
Mar 31, 20223 then
Private funds: no history
RAUM +562% over the last fiscal year+160% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +562%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• J••• P•••• H••••• · Ceocontrolsince 02/2024 · owns less than 5%
- N•••• V••••• B•••••••• · Chairmancontrolsince 06/2018 · owns 10% to 25%
- S•••••••• R••••• A••••• · Ccocontrolsince 09/2022 · owns less than 5%
- N•••• V••••• B•••••••• · Membercontrolsince 06/2018 · owns 75% or more of N••• A••••••• S••••••• I••
- R••••••• D••••• S•••• · Coosince 10/2023 · owns less than 5%
Entity owners
- T•• T•••• G•••• L•• · Memberdirect · owns 75% or more
- N••• A••••••• S••••••• I•• · Memberindirect · owns 25% to 50% of T•• T•••• G•••• L••
- T•• T•••• G•••• L•• · Memberindirect · owns 75% or more of T•• T•••• G•••• L••
Related persons
Schedule D 7.A
- G••••• P••••• I•••investment advisery
- M••••••investment advisernRAUM $2.1M
- T•••• P•••••• M•••••• L••broker-dealern
Advisers that list T•••• G••• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York City, NY1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetAug 17, 2026 to Sep 4, 2026
- Succession · false to unsetAug 17, 2026 to Sep 4, 2026
- Employees · 23 to 20Jan 15, 2026 to Mar 30, 2026
- Discretionary RAUM · $4.7M to $30.9MJan 15, 2026 to Mar 30, 2026
- RAUM · $4.7M to $30.9MJan 15, 2026 to Mar 30, 2026
- Related broker-dealer · true to falseJan 15, 2026 to Mar 30, 2026
- Accounts · 5 to 1Oct 7, 2024 to Mar 31, 2025
- Employees · 24 to 23Oct 7, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 7, 2024 to Mar 31, 2025
- Other offices · 1 to 0Oct 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.7M to $4.7MOct 7, 2024 to Mar 31, 2025
- RAUM · $2.7M to $4.7MOct 7, 2024 to Mar 31, 2025
- Employees · 21 to 24Jul 11, 2024 to Oct 7, 2024
- Advisory employees · 1 to 2Dec 20, 2023 to Mar 29, 2024
- Advisory activities · 1 to 2Dec 20, 2023 to Mar 29, 2024
- Employees · 13 to 21Dec 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.8M to $2.7MDec 20, 2023 to Mar 29, 2024
- Individual RAUM · $1.8M to $0Dec 20, 2023 to Mar 29, 2024
- RAUM · $1.8M to $2.7MDec 20, 2023 to Mar 29, 2024
- Succession · true to falseDec 20, 2023 to Mar 29, 2024
- Legal name · L••••• G••••• T••••••••• L•• to T•••• G••• I•••Dec 5, 2023 to Dec 20, 2023
- Succession · false to trueDec 5, 2023 to Dec 20, 2023
- Organization form · Limited Liability Company to CorporationNov 20, 2023 to Dec 5, 2023
- Accounts · unset to 5.0Aug 11, 2022 to Mar 31, 2023
- Employees · 3 to 13Aug 11, 2022 to Mar 31, 2023
- Other offices · 0 to 1Aug 11, 2022 to Mar 31, 2023
- Discretionary RAUM · unset to 1753200.0Aug 11, 2022 to Mar 31, 2023
- HNW RAUM · unset to 0.0Aug 11, 2022 to Mar 31, 2023
- Individual RAUM · unset to 1753200.0Aug 11, 2022 to Mar 31, 2023
- Non-discretionary RAUM · unset to 0.0Aug 11, 2022 to Mar 31, 2023
- Pension RAUM · unset to 0.0Aug 11, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · unset to 0.0Aug 11, 2022 to Mar 31, 2023
- RAUM · unset to 1753200.0Aug 11, 2022 to Mar 31, 2023
- Business name · L••••• G••••• T••••••••• L•• to T•••• G•••Jul 18, 2022 to Aug 4, 2022
- Related broker-dealer · false to trueMar 31, 2022 to Jul 18, 2022
- Employees · 2 to 3Dec 8, 2021 to Mar 31, 2022
- Advisory employees · 0 to 1Aug 25, 2021 to Dec 8, 2021
Signals
8 dated events
- Harold John Paul Lussow (Ceo) appeared on Schedule A of T•••• G•••Mar 29, 2024 · Control person joined · fact
- J C••••••• H••••••• (General Manager) no longer on Schedule A of T•••• G••• (listed 2023-12-20, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- T•••• G••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 20, 2023 · Succession (Item 4) · fact
- A••••• R•••• S••••••• (Cco) appeared on Schedule A of T•••• G•••Mar 31, 2023 · Control person joined · fact
- Earl Steven Schraibman (Chief Compliance Officer) no longer on Schedule A of T•••• G••• (listed 2022-08-11, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- C••••••• H••••••• (General Manager) appeared on Schedule A of T•••• G•••Jul 18, 2022 · Control person joined · fact
- K•••••• W•••••• (Chief Operating Officer) no longer on Schedule A of T•••• G••• (listed 2022-03-31, absent 2022-07-18)Jul 18, 2022 · Control person left · inference
- L••••• G••••• T••••••••• L•• filed its initial SEC registration (Form ADV)May 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tifin-givereportedpublic record, Form ADV, Sep 18, 2026
- Website
- tifin.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646 389-0402reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026