DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
U•••• H••••••• C••••••
Latest filing Mar 30, 2026
First filing on the tape Jun 23, 2020 · 15 filings
SEC status approved since Aug 6, 2020
RAUM
$295M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$295M as of Mar 30, 2026
Mar 28, 2021$206M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20210 then
Employees (5.A)3 as of Mar 30, 2026
Mar 28, 20215 then
Private funds: no history
RAUM +5.5% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $98.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$295M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••• T••• · Managing Partner/Ceo, Cco And Membercontrolsince 12/2020 · owns 25% to 50%
- B••••• N••• L••••• · Cmocontrolsince 03/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 2 to 3Apr 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $280M to $295MApr 4, 2025 to Mar 30, 2026
- RAUM · $280M to $295MApr 4, 2025 to Mar 30, 2026
- Related adviser · false to trueApr 4, 2025 to Mar 30, 2026
- RAUM · $200M to $280MMar 30, 2024 to Apr 4, 2025
- Accounts · 1 to 3Mar 30, 2024 to Apr 4, 2025
- Financial planning clients · unset to Mar 30, 2024 to Apr 4, 2025
- HQ city · BLOOMFIELD HILLS to DETROITMar 30, 2024 to Apr 4, 2025
- Discretionary RAUM · $200M to $280MMar 30, 2024 to Apr 4, 2025
- Discretionary RAUM · $165M to $200MApr 5, 2023 to Mar 30, 2024
- RAUM · $165M to $200MApr 5, 2023 to Mar 30, 2024
- Employees · 3 to 2Mar 21, 2022 to Apr 5, 2023
- Discretionary RAUM · $216M to $165MMar 21, 2022 to Apr 5, 2023
- RAUM · $216M to $165MMar 21, 2022 to Apr 5, 2023
- Advisory employees · 2 to 1Feb 1, 2022 to Mar 21, 2022
- Employees · 5 to 3Feb 1, 2022 to Mar 21, 2022
- Discretionary RAUM · $206M to $216MFeb 1, 2022 to Mar 21, 2022
- RAUM · $206M to $216MFeb 1, 2022 to Mar 21, 2022
- Employees · 4 to 5Jan 22, 2021 to Mar 28, 2021
- HQ city · BLOOMFIELD to BLOOMFIELD HILLSJan 22, 2021 to Mar 28, 2021
- Discretionary RAUM · $197M to $206MJan 22, 2021 to Mar 28, 2021
- RAUM · $197M to $206MJan 22, 2021 to Mar 28, 2021
- Accounts · 0 to 1Sep 8, 2020 to Dec 11, 2020
- Discretionary RAUM · $0 to $197MSep 8, 2020 to Dec 11, 2020
- RAUM · $0 to $197MSep 8, 2020 to Dec 11, 2020
- Related adviser · true to falseJun 23, 2020 to Jul 10, 2020
Signals
8 dated events
- Domineca Neal (Coo) no longer on Schedule A of U•••• H••••••• C•••••• (listed 2022-03-21, absent 2023-04-05)Apr 5, 2023 · Control person left · inference
- Larice Dawn Scott Batts (Cfo And Member) no longer on Schedule A of U•••• H••••••• C•••••• (listed 2022-01-25, absent 2022-02-01)Feb 1, 2022 · Control person left · inference
- Sonya Archer-Fairley (Cco) no longer on Schedule A of U•••• H••••••• C•••••• (listed 2021-03-28, absent 2022-01-25)Jan 25, 2022 · Control person left · inference
- Domineca Neal (Coo) appeared on Schedule A of U•••• H••••••• C••••••Mar 28, 2021 · Control person joined · fact
- Linder Nia Batts (Cmo) appeared on Schedule A of U•••• H••••••• C••••••Mar 28, 2021 · Control person joined · fact
- Taft Derek Batts (Ceo And Member) appeared on Schedule A of U•••• H••••••• C••••••Jan 22, 2021 · Control person joined · fact
- Sonya Archer-Fairley (Cco) appeared on Schedule A of U•••• H••••••• C••••••Jan 22, 2021 · Control person joined · fact
- U•••• H••••••• C•••••• filed its initial SEC registration (Form ADV)Jun 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/unionheritagecapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- U••••H•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 313-300-0207reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026