DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Volofin Capital Management
Legal name Volofin Capital Management (US) LLC
Latest filing Mar 31, 2026
First filing on the tape Oct 22, 2020 · 12 filings
SEC status approved since Nov 23, 2020
RAUM
$1.0B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Mar 30, 2021$283M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20210 then
Employees (5.A)9 as of Mar 31, 2026
Mar 30, 202117 then
Private funds1 as of Mar 31, 2026
Mar 30, 20211 then
RAUM +13% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $503MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 69%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$697M69%
- Pooled investment vehicles$309M31%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.31 institutional_share=0.69 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Volofin Holdings Designated Activity Companyno longer reported | Securitized Asset Fund | $0 | 1 | Oct 22, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Gary Eakins · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- Robert Joseph Peart · Chief Executive Officercontrolsince 12/2018 · owns less than 5%
- Robert Joseph Peart · Sole Managing Membercontrolsince 12/2018 · owns 75% or more of Volofin LLC
Entity owners
- Volofin Capital Management Group LP · Sole Managing Memberdirect · owns 75% or more
- Volofin LLC · General Partnerindirect · owns F of Volofin Capital Management Group LP
Related persons
Schedule D 7.A
- Volofin Capital Management Ltd.investment advisern
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom8 employees
- Mount Pleasant, SC2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $1B to $5B (247) · 0.0% percentile
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $1B to $5B (247)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 42.0% to 69.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $1B to $5B (247)
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Mar 31, 2025 to Mar 31, 2026
- Employees · 3 to 9Mar 31, 2025 to Mar 31, 2026
- HQ city · NEW YORK to DANIEL ISLANDMar 31, 2025 to Mar 31, 2026
- HQ state · NY to SCMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $890M to $0Mar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $1.0BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $520M to $309MMar 31, 2025 to Mar 31, 2026
- RAUM · $890M to $1.0BMar 31, 2025 to Mar 31, 2026
- Accounts · 1 to 2Mar 19, 2024 to Mar 31, 2025
- Advisory employees · 20 to 3Mar 19, 2024 to Mar 31, 2025
- Advisory activities · 1 to 2Mar 19, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 1.0Mar 19, 2024 to Mar 31, 2025
- Employees · 20 to 3Mar 19, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 31, 2025
- Private funds · unset to 1Mar 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $890MMar 19, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $615M to $0Mar 19, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 519680766.0Mar 19, 2024 to Mar 31, 2025
- RAUM · $615M to $890MMar 19, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $582M to $615MMar 8, 2024 to Mar 19, 2024
- RAUM · $582M to $615MMar 8, 2024 to Mar 19, 2024
- Advisory employees · 15 to 20Mar 29, 2022 to Mar 30, 2023
- Employees · 21 to 20Mar 29, 2022 to Mar 30, 2023
- Other offices · 1 to 2Mar 29, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $323M to $582MMar 29, 2022 to Mar 30, 2023
- RAUM · $323M to $582MMar 29, 2022 to Mar 30, 2023
- Advisory employees · 12 to 15Jun 30, 2021 to Mar 29, 2022
- Employees · 17 to 21Jun 30, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $283M to $323MJun 30, 2021 to Mar 29, 2022
- RAUM · $283M to $323MJun 30, 2021 to Mar 29, 2022
- Related adviser · false to trueJun 30, 2021 to Mar 29, 2022
- Accounts · 2 to 1Mar 30, 2021 to Jun 30, 2021
- Advisory activities · 2 to 1Mar 30, 2021 to Jun 30, 2021
- Pooled vehicle clients · 1.0 to unsetMar 30, 2021 to Jun 30, 2021
- Private funds · 1 to unsetMar 30, 2021 to Jun 30, 2021
- Pooled vehicle RAUM · 0.0 to unsetMar 30, 2021 to Jun 30, 2021
- Advisory employees · 10 to 12Feb 19, 2021 to Mar 30, 2021
- Employees · 15 to 17Feb 19, 2021 to Mar 30, 2021
- Non-discretionary RAUM · $64.4M to $283MFeb 19, 2021 to Mar 30, 2021
- RAUM · $64.4M to $283MFeb 19, 2021 to Mar 30, 2021
Signals
4 dated events
- Volofin Capital Management reported RAUM $889.9M, up 45% from $614.7M (2024-03-19 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Volofin Capital Management reported RAUM $582.4M, up 81% from $322.5M (2022-03-29 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Volofin Capital Management reported RAUM $282.9M, up 339% from $64.4M (2021-02-19 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Volofin Capital Management filed its initial SEC registration (Form ADV)Oct 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/volofin-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- volofin.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (646) 866-6997reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026