DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Synergy Fg
Legal name Synergy Financial Group, Ltd
Latest filing Mar 31, 2026
First filing on the tape Jul 16, 2020 · 14 filings
SEC status approved since Aug 17, 2020
RAUM
$364M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$364M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$364M as of Mar 31, 2026
Feb 3, 2021$165M then
HNW client RAUM$348M as of Mar 31, 2026
Feb 3, 2021$151M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Feb 3, 20212 then
Employees (5.A)7 as of Mar 31, 2026
Feb 3, 20213 then
Private funds: no history
RAUM +33% over the last fiscal year+32% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $121MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $530,152derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $5.8M, 63 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$348M95%
- Individuals$16.4M4.5%
- Corporations and businesses$310,6770.1%
- Individual clients
- 43reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 687reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.8M for 63 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Palash Samiul IslamCertified Financial Planner | San Ramon, Ca | Aug 17, 2020 | 24 y | 2 |
| Stacey Ann TreanorCertified Financial Planner, Chartered Financial Consultant | San Ramon, Ca | Jul 30, 2025 | 22 y | 6 |
| Shannon Noelle Irwin | Hooper, Ut | Jan 12, 2026 | 12 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Chelsea Ann Hodl to Domain Money Advisors, LLCOct 17, 2025 · Other
Joined, latest
- Shannon Noelle Irwin from Ameriprise Financial Services, LLCJan 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Stacey Ann Treanor from Ameriprise Financial Services, LLCJul 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Chelsea Ann Hodl from Juetten Personal Financial Planning, LLCMar 4, 2021 · Other
- Palash Samiul Islam from Kms Financial Services, IncAug 17, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Samiul Palash Islam · Managing Membercontrolsince 12/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Ramon, Ca | 2 | 0 | 0 | ||
| Spokane, Wa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2025-07-28, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 615 to 687Jul 28, 2025 to Mar 31, 2026
- Advisory activities · 3 to 2Jul 28, 2025 to Mar 31, 2026
- HNW clients · 64 to 83Jul 28, 2025 to Mar 31, 2026
- Individual clients · 51 to 43Jul 28, 2025 to Mar 31, 2026
- Assets in custody · $8.0M to $5.8MJul 28, 2025 to Mar 31, 2026
- Employees · 5 to 7Jul 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $273M to $364MJul 28, 2025 to Mar 31, 2026
- HNW RAUM · $248M to $348MJul 28, 2025 to Mar 31, 2026
- Individual RAUM · $26.2M to $16.4MJul 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.2M to $0Jul 28, 2025 to Mar 31, 2026
- RAUM · $274M to $364MJul 28, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 101-250Mar 27, 2025 to Jul 28, 2025
- Accounts · 529 to 615Feb 23, 2024 to Mar 27, 2025
- Advisory employees · 4 to 3Feb 23, 2024 to Mar 27, 2025
- HNW clients · 60 to 64Feb 23, 2024 to Mar 27, 2025
- Individual clients · 47 to 51Feb 23, 2024 to Mar 27, 2025
- Assets in custody · $11.9M to $8.0MFeb 23, 2024 to Mar 27, 2025
- HQ city · unset to Feb 23, 2024 to Mar 27, 2025
- HQ state · unset to Feb 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $219M to $273MFeb 23, 2024 to Mar 27, 2025
- HNW RAUM · $202M to $248MFeb 23, 2024 to Mar 27, 2025
- Individual RAUM · $15.4M to $26.2MFeb 23, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $832,797 to $1.2MFeb 23, 2024 to Mar 27, 2025
- RAUM · $220M to $274MFeb 23, 2024 to Mar 27, 2025
- Accounts · 422 to 529Sep 7, 2023 to Feb 23, 2024
- Advisory employees · 3 to 4Sep 7, 2023 to Feb 23, 2024
- HNW clients · 48 to 60Sep 7, 2023 to Feb 23, 2024
- Individual clients · 43 to 47Sep 7, 2023 to Feb 23, 2024
- Assets in custody · unset to 11903341.0Sep 7, 2023 to Feb 23, 2024
- Custody of client assets · false to trueSep 7, 2023 to Feb 23, 2024
- Employees · 4 to 5Sep 7, 2023 to Feb 23, 2024
- Financial planning clients · 51-100 to 101-250Sep 7, 2023 to Feb 23, 2024
- Discretionary RAUM · $157M to $219MSep 7, 2023 to Feb 23, 2024
- HNW RAUM · $147M to $202MSep 7, 2023 to Feb 23, 2024
- Individual RAUM · $9.7M to $15.4MSep 7, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $556,896 to $832,797Sep 7, 2023 to Feb 23, 2024
- RAUM · $157M to $220MSep 7, 2023 to Feb 23, 2024
- Accounts · 367 to 422Mar 9, 2022 to Mar 2, 2023
- HNW clients · 42 to 48Mar 9, 2022 to Mar 2, 2023
- Individual clients · 44 to 43Mar 9, 2022 to Mar 2, 2023
Signals
2 dated events
- Chelsea Ann Hodl left Synergy Fg for Domain Money Advisors, Llc (registered 2025-09-29)Oct 17, 2025 · Advisor changed firm · fact
- Synergy Fg filed its initial SEC registration (Form ADV)Jul 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- synergyFG.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-734-2006 X3reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $121Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026