DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Synergy Fg
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacey Ann Treanor | Ameriprise Financial Services, LLC national BD | Synergy Fg independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | Jul 30, 2025 (37 d) |
| Palash Samiul Islam | Kms Financial Services, Inc BD affiliated | Synergy Fg no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 30, 2020 | Aug 17, 2020 |
| Chelsea Ann Hodl | Juetten Personal Financial Planning, LLC unclassified | Synergy Fg independent RIA | Other | Jul 1, 2020 | Mar 4, 2021 (246 d) |
| Shannon Noelle Irwin | Ameriprise Financial Services, LLC national BD | Synergy Fg independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2020 | Jan 12, 2026 (2099 d) |
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4 moves match.