DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Guided Capital Wealth Management, LLC
Latest filing May 11, 2026
First filing on the tape Feb 1, 2024 · 10 filings
SEC status approved since Mar 11, 2024
RAUM
$249M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$208M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.3M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$249M as of May 11, 2026
Mar 3, 2025$250M then
HNW client RAUM$180M as of May 11, 2026
Mar 3, 2025$136M then
State-registered IARs (5.B.3)4 as of May 11, 2026
Mar 3, 20253 then
Employees (5.A)5 as of May 11, 2026
Mar 3, 20254 then
Private funds: no history
RAUM -0.4% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $62.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $420,923derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $208MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$180M72%
- Pension and profit-sharing plans$40.7M16%
- Individuals$28.8M12%
- Corporations and businesses$11,1480.0%
- Individual clients
- 87reported
- HNW clients
- 66reported
- Pension plan clients
- 9reported
- Charitable clients
- 0reported
- Accounts
- 592reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nicole Christine Louvar | Houston, Tx | Sep 16, 2020 | 11 y | 2 |
| Kyle R LouvarCertified Financial Planner | Houston, Tx | Sep 16, 2020 | 16 y | 3 |
| Peter L IvanyiCertified Financial Planner, Chartered Financial Consultant | Houston, Tx | Feb 16, 2024 | 19 y | 1 |
| Connor Ray Edward Tomlinson | Houston, Tx | Jan 27, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Peter L Ivanyi from Valic Financial Advisors, Inc.Feb 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- Kyle R Louvar from Merit Financial AdvisorsSep 16, 2020 · RIA to RIA
- Nicole Christine Louvar from Merit Financial AdvisorsSep 16, 2020 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Merit Financial AdvisorsNov 30, 2020 · Alpharetta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R Kyle Louvar · Managing Membercontrolsince 12/2018 · owns 50% to 75%
- Christine Nicole Louvar · Chief Operating Officer & Chief Compliance Officercontrolsince 12/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 11, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $250,191,882 to $249,186,592, advisors 3 to 4, private clients 138 to 153, offices 0 to 0 (2025-03-03 to 2026-03-11)peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 11, 2026private-client share of RAUM moved from 66.0% to 84.0% between the annual amendments of 2025-03-03 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 11, 2026HNW share of RAUM moved from 54.0% to 72.0% between the annual amendments of 2025-03-03 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 11, 2026institutional share of RAUM moved from 34.0% to 16.0% between the annual amendments of 2025-03-03 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 484 to 592Jul 11, 2025 to Mar 11, 2026
- Corporate clients · 0.0 to unsetJul 11, 2025 to Mar 11, 2026
- HNW clients · 49 to 66Jul 11, 2025 to Mar 11, 2026
- Individual clients · 89 to 87Jul 11, 2025 to Mar 11, 2026
- Employees · 4 to 5Jul 11, 2025 to Mar 11, 2026
- Financial planning clients · 101-250 to 1-10Jul 11, 2025 to Mar 11, 2026
- Discretionary RAUM · $250M to $249MJul 11, 2025 to Mar 11, 2026
- HNW RAUM · $136M to $180MJul 11, 2025 to Mar 11, 2026
- Individual RAUM · $29.6M to $28.8MJul 11, 2025 to Mar 11, 2026
- Pension RAUM · $84.7M to $40.7MJul 11, 2025 to Mar 11, 2026
- RAUM · $250M to $249MJul 11, 2025 to Mar 11, 2026
- Advisory employees · 3 to 4Mar 3, 2025 to Jul 11, 2025
- Financial planning clients · 101-250 to 101-250Mar 3, 2025 to Jul 11, 2025
- State-registered IARs · 3 to 4Mar 3, 2025 to Jul 11, 2025
- Accounts · 295 to 484Dec 6, 2024 to Mar 3, 2025
- HNW clients · 25 to 49Dec 6, 2024 to Mar 3, 2025
- Individual clients · 60 to 89Dec 6, 2024 to Mar 3, 2025
- Pension plan clients · 4 to 9Dec 6, 2024 to Mar 3, 2025
- Financial planning clients · 51-100 to 101-250Dec 6, 2024 to Mar 3, 2025
- Discretionary RAUM · $112M to $250MDec 6, 2024 to Mar 3, 2025
- HNW RAUM · $79.0M to $136MDec 6, 2024 to Mar 3, 2025
- Individual RAUM · $17.2M to $29.6MDec 6, 2024 to Mar 3, 2025
- Pension RAUM · $15.4M to $84.7MDec 6, 2024 to Mar 3, 2025
- RAUM · $112M to $250MDec 6, 2024 to Mar 3, 2025
- Employees · 3 to 4Jun 18, 2024 to Aug 14, 2024
- Advisory employees · 4 to 3Feb 16, 2024 to Jun 18, 2024
- Employees · 4 to 3Feb 16, 2024 to Jun 18, 2024
- State-registered IARs · 4 to 3Feb 16, 2024 to Jun 18, 2024
- Other offices · 1 to 0Feb 16, 2024 to Jun 18, 2024
- Advisory employees · 3 to 4Feb 1, 2024 to Feb 16, 2024
- Employees · 3 to 4Feb 1, 2024 to Feb 16, 2024
- State-registered IARs · 3 to 4Feb 1, 2024 to Feb 16, 2024
Signals
2 dated events
- Guided Capital Wealth Management, Llc reported RAUM $250.2M, up 124% from $111.6M (2024-12-06 to 2025-03-03)Mar 3, 2025 · RAUM change · derived
- Guided Capital Wealth Management, Llc filed its initial SEC registration (Form ADV)Feb 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@guidedcapitalwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 832-975-0711reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/guidedcapitalwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- guidedcapitalwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 832-975-0710reportedpublic record, Form ADV, May 11, 2026
- Contact form
- guidedcapitalwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- guidedcapitalwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026